Garland Huie is a financial advisor at Citigroup Global Markets with 20 years of industry experience. He holds a Series 66 designation and has been with Citigroup since 2007. Citigroup Global Markets serves individual and institutional clients across multiple wealth segments, offering a wide range of investment advisory programs alongside broker-dealer execution and custody services. The firm employs multi-asset, multi-manager strategies with both discretionary and non-discretionary options, supported by internal standards and oversight committees.

Joseph Maleh is a financial advisor at Guardian Life with one year of industry experience. He holds the Series 66 designation and previously worked at Park Avenue Securities. Outside of his advisory role, he is involved in consulting through Planning Alliance Consulting LLC and serves as a consultant for Man of the World LLC, a men's jewelry business. Park Avenue Securities LLC, operating as Park Avenue® Wealth Management, is a broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, charitable organizations, and corporate clients. The firm offers brokerage services, financial planning, and a variety of investment advisory programs, including discretionary and non-discretionary models managed in-house and by third parties.

Moises Saladin is a financial advisor at Citigroup Global Markets with seven years of industry experience. He holds the Series 66 designation and has previously worked at Bank of America and Merrill. He is based in Bronx, NY. Citigroup Global Markets serves individual and institutional clients across multiple wealth segments, offering a range of investment advisory programs and brokerage services. The firm employs multi-asset, multi-manager strategies with internal oversight and combines large institutional scale with unique market roles, including swap dealing and futures commission merchant activities.

Anthony Kology is a financial advisor with Oppenheimer holding Series 63 and Series 65 credentials and seven years of industry experience. He has been with Oppenheimer & Co, Inc since 2003. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, corporations, pension and profit-sharing plans, charitable organizations, pooled investment vehicles, and IRAs. The firm offers a wide range of investment programs and advisory services, including discretionary and non-discretionary portfolio management, consulting, and retirement services.

James Merello is a financial advisor at Citizens Securities, Inc. with three years of industry experience. He holds Series 63 and Series 66 licenses and previously worked at J.P. Morgan Securities and JPMorgan Chase Bank, N.A. before joining Citizens Securities. Citizens Securities serves a broad retail client base, including individual and high-net-worth investors and individual retirement plans, offering investment advisory programs alongside brokerage and insurance services. The firm operates a digital advisory program in partnership with SigFig and a Managed Account program, while also functioning as a broker-dealer and insurance agency.

Stacy Caraccio is a financial advisor with TIAA-CREF in New York, holding Series 63 and Series 66 credentials and 21 years of industry experience. She has been with TIAA-CREF and Tiaa since 2016. TIAA‑CREF Individual & Institutional Services, LLC’s Advice & Planning Services division offers financial planning and discretionary managed account programs to individuals, trusts, estates, partnerships, corporate entities, and small retirement plans, often serving clients with existing relationships through TIAA-administered retirement plans. The firm provides a range of advisory services that separate one-time planning from ongoing portfolio management, operating within a vertically integrated group that includes affiliated funds and donor-advised fund administration.

Bernard Groveman is a financial advisor at First Manhattan Co. LLC with 40 years of industry experience. He has been with First Manhattan since 2002 and holds Series 63 and Series 65 licenses. First Manhattan Co. LLC provides discretionary and non-discretionary investment management and financial planning primarily for high-net-worth individuals, trusts, pension and profit-sharing plans, charitable organizations, private investment vehicles, and institutional clients. The firm emphasizes long-term, research-driven, value-oriented management of equity and fixed-income portfolios, combining actively managed holdings with third-party passive funds and integrating wealth planning alongside portfolio management.

Michael Holland is a financial advisor at Oppenheimer with seven years of industry experience. He holds a Series 66 designation and has worked at Oppenheimer since 2019. Prior to joining Oppenheimer, he held a position with the New York Islanders. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, corporations, pension plans, charitable organizations, and pooled investment vehicles. The firm offers a range of advisory programs and services, including discretionary and non-discretionary portfolio management, consulting, and retirement planning.

Jeffrey Dazzo is a financial advisor with TD Private Client Wealth LLC in Lawrence, NY. He holds Series 63, 65, and 66 licenses and has 22 years of industry experience. His prior work includes roles at Cetera, CUNA Brokerage Services, and Tutto Fresca, Inc. TD Private Client Wealth LLC offers discretionary wrap-fee managed account programs and brokerage services to institutional clients, high-net-worth individuals, and retail clients. The firm constructs portfolios combining strategic and tactical asset allocation with investments from affiliated and third-party managers.

Olivier Jean Baptiste is a financial advisor at Empower Advisory Group with a Series 66 designation and one year of industry experience. His work history includes roles at Okapi Partners and several academic institutions. Empower Advisory Group provides financial planning and investment management primarily to employer-sponsored retirement plan sponsors and their participants, as well as Empower Premier IRA and retail brokerage clients. The firm emphasizes long-term portfolio returns and annual rebalancing, delivering services through an integrated platform connected to Empower’s recordkeeping and administrative systems.

Yafeng Wu is a financial advisor with Guardian Life and Park Avenue Securities, holding the CFA® designation and Series 66 license. He has prior experience at Bloomberg LP and is involved with Next Ridges LLC. Wu operates out of Flushing, NY, with a recent career start in the financial advisory field. Park Avenue Securities, doing business as Park Avenue® Wealth Management, is a subsidiary of The Guardian Life Insurance Company of America that serves individuals, pension plans, charitable organizations, and corporate clients. The firm provides brokerage services, financial planning, retirement plan consulting, and offers both proprietary and third-party investment advisory programs.

Cynthia Frick is a financial advisor at TIAA-CREF with one year of industry experience. She holds a Series 65 credential and has previously worked at USAA from 2015 to 2019. TIAA-CREF Individual & Institutional Services, LLC’s Advice & Planning Services division provides financial planning and discretionary managed account programs primarily to individuals with existing relationships through TIAA-administered employer retirement plans, as well as to trusts, estates, partnerships, corporate entities, and small retirement plans. The firm operates within a vertically integrated structure and serves as adviser to a donor-advised fund.

Carlo Rossell is a financial advisor at Citigroup Global Markets with 24 years of industry experience. He holds Series 65 and Series 66 licenses and has been with Citigroup Global Markets since 2007. Outside of his advisory role, he manages SALACIA SIRENA LLC, a business that acquires and manages real estate, marine vessels, and other tangible assets. Citigroup Global Markets serves individual and institutional clients across various wealth segments, offering a broad range of investment advisory programs and brokerage services. The firm employs multi-asset, multi-manager strategies and operates with substantial institutional scale, providing both discretionary and non-discretionary solutions.

Maha Alnajjar is a financial advisor with TIAA-CREF in New York, NY, holding a Series 66 designation. She has less than one year of experience at TIAA-CREF and its affiliated entities, with prior roles at Eagle Strategies, NYLIFE Securities LLC, New York Life Insurance Company, and US Capital Global Securities, LLC. She also spent eight years at Stanford University and operated as an independent contractor for nine years. TIAA‑CREF Individual & Institutional Services, LLC provides financial planning and discretionary managed account programs to individuals, trusts, estates, and small retirement plans, often serving clients with existing employer retirement plan relationships. The firm offers point-in-time financial planning alongside ongoing discretionary management and advisory services, including acting as an adviser to a donor-advised fund.

Adam Kozak is a CFP® professional with 14 years of industry experience, currently serving as an advisor at SPC since 2014. He has been involved with Sigma Financial Corporation concurrently during this period. Outside of his advisory role, he acts as a trustee for a special needs trust established for his brother. SPC serves a diverse client base including high-net-worth individuals, charitable organizations, corporations, and employer-sponsored retirement plans. The firm provides portfolio management, financial planning, and ERISA-related retirement services, offering both discretionary and nondiscretionary management tailored to client needs.

Kenny Rodriguez Rodriguez is a financial advisor at Citigroup Global Markets with five years of industry experience. He holds Series 63 and Series 66 licenses and has worked at major firms including J.P. Morgan Securities and Wells Fargo before joining Citigroup in 2025. Citigroup Global Markets serves individual and institutional clients across various wealth segments, offering a range of investment advisory programs and broker-dealer services. The firm employs multi-asset, multi-manager strategies and operates with a combination of large institutional scale and specialized market roles.

David Hoory is a financial advisor with Eagle Strategies (New York Life) based in Brooklyn, NY, holding Series 63 and Series 66 licenses and bringing 18 years of industry experience. He has been with Eagle Strategies and affiliated New York Life entities since 2015. Outside of his advisory role, he volunteers as a career coach, assisting local community members with employment opportunities. Eagle Strategies serves a broad range of individual and institutional clients, providing financial planning, investment management, and retirement-plan advisory services. The firm offers multiple advisory programs tailored to client objectives, with a significant portion of assets managed on a non-discretionary basis and works closely with institutional sponsors within the integrated New York Life structure.

Aaron Zirker is a financial advisor with Oppenheimer in New York, NY. He holds the Series 66 designation and has one year of industry experience. His prior work history includes roles at Mercury Digital Partners Inc. and Onpaceplus. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, corporations, pension plans, charitable organizations, pooled investment vehicles, and IRAs. The firm offers a range of programs and advisory services that include equity, balanced, and fixed-income portfolios, using strategic and tactical asset allocation, manager selection, and portfolio reviews on both discretionary and non-discretionary bases.

Larry Hughes is a financial advisor with Osaic Advisory Services, LLC, holding a Series 63 designation and bringing 32 years of industry experience. His prior roles include 17 years at American Portfolios and over two decades at Nathan & Lewis Securities, Inc. Outside of advisory work, he is a fixed annuity specialist with Daniels Financial Services, where he reviews fixed insurance policies for clients. Osaic Advisory Services, LLC is an SEC-registered investment adviser serving individuals, pension plans, corporations, trusts, charitable organizations, and municipal entities. The firm provides a broad range of services including investment management, financial planning, and retirement plan consulting, utilizing multiple program models and third-party platforms to tailor portfolios to client needs.

Keren Zhou is a financial advisor at RBC Rochdale, LLC with eight years of industry experience. She holds the Series 66 designation and has worked at several firms including CNR Securities, Merrill, and Bank of America. RBC Rochdale serves a diverse client base, including high net worth individuals, institutions, and government entities. The firm employs an active, multi-strategy investment approach combining quantitative and fundamental analysis, offering portfolio management and sub-advisory services across a broad range of asset classes.