Gloria Potts is a financial advisor with Cambridge Investment Research Advisors in Charlotte, NC, holding Series 63 and Series 65 licenses and possessing 22 years of industry experience. She has worked at Cambridge Investment Research Advisors since 2015 and has been affiliated with Millennium Financial Group since 2009. Outside of her advisory role, Potts serves as a board member for BLP Ministries and is an ordained minister who occasionally conducts weddings and funerals. Cambridge Investment Research Advisors is a large SEC-registered firm serving a diverse client base, including individuals, retirement plans, and charitable organizations. The firm offers financial planning, investment management, and retirement advisory services through a network of independent Financial Professionals, utilizing both proprietary and third-party investment strategies across multiple platform arrangements.

Tyler Smithwick is a financial advisor at Wells Fargo Clearing with Series 63 credentials and one year of industry experience. His prior work includes roles at US Tech Solutions Inc and The CBD Centers, as well as entrepreneurship with Red Rocks Cafe. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory, financial planning, and retirement plan consulting services. The firm manages approximately $671 billion in assets and provides both brokerage and advisory solutions supported by research from Wells Fargo Investment Institute and third-party sources.

John Hunter is a financial advisor with Vanguard Advisers, holding a Series 66 designation and based in Charlotte, NC. He has been with Vanguard and its affiliates since 2025 and has prior experience in a variety of roles including educational and service positions. Outside of advisory work, he participated in the Linking Lives Study Abroad Program. Vanguard Advisers provides automated and human-supported investment advice primarily to retail investors and participants in employer-sponsored retirement plans. The firm employs a goal-based, algorithm-driven investment approach using proprietary models and constructs portfolios mainly from Vanguard funds and ETFs, offering various tax-aware and customization features.

Moise Compaore is a financial advisor at Wells Fargo Clearing with three years of industry experience. He holds a Series 66 designation and previously worked at Fiserv and SAA Logistics. Outside of his advisory role, he works as a rideshare driver in Charlotte, NC. Wells Fargo Clearing provides retirement plan consulting to qualified ERISA plans and non-qualified deferred compensation plans, offering both discretionary and non-discretionary services. The firm’s advisory approach is IPS-driven and grounded in modern portfolio theory, with a broader set of financial product offerings than typical for large institutional advisers.

Sun Kyung Bae is a CFA® charterholder with 26 years of industry experience, currently affiliated with Wells Fargo Clearing. She has previously worked at UBS Financial Services and Wells Fargo Bank. Wells Fargo Advisors is a national securities firm that provides investment advisory services, financial planning, and retirement plan consulting to a wide range of clients including individuals, corporations, and institutional investors. The firm manages approximately $671 billion in assets and offers both brokerage and advisory solutions supported by research from Wells Fargo Investment Institute.

Bernardo Lima is a financial advisor at Wells Fargo Clearing with three years of industry experience. He holds a Series 66 designation and has previously worked at Raymond James & Associates, Citigroup, and Morgan Stanley. Wells Fargo Clearing provides retirement plan consulting services to qualified ERISA and non-qualified deferred compensation plans. The firm’s advisory approach is IPS-driven and grounded in modern portfolio theory, offering both discretionary and non-discretionary services tailored to plan objectives and risk tolerances.

Dorothy Miller is a financial advisor with Wells Fargo Clearing in Charlotte, NC, holding a Series 63 designation and 17 years of industry experience. She has been with Wells Fargo Clearing since 2016, following five years at Wells Fargo Advisors LLC. Outside of her advisory role, she serves as a transportation specialist for the American Red Cross and is a member of the Caldwell Station Home Owners Association townhome committee. Wells Fargo Advisors is a national securities firm offering investment advisory services, financial planning, and retirement plan consulting to individual, corporate, and institutional clients. The firm manages approximately $671 billion in assets and provides a range of brokerage and advisory solutions supported by research and analytics from the Wells Fargo Investment Institute.

Filip Sokolovski is a financial advisor with Merrill in Charlotte, NC, holding a Series 66 credential and nine years of industry experience. He has worked at Bank of America and Merrill since 2017 and had a prior role at Uber Technologies. He serves as a board member for the Hawthorne/Tremont Square homeowners association, overseeing the annual budget and neighborhood maintenance. Merrill, together with its affiliate Managed Account Advisors LLC, provides managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions Program, offering model-based and discretionary investment strategies for individuals, high-net-worth clients, and institutional investors.

Benjamin Maslyn is a financial advisor at Robert Baird & Co. with nine years of industry experience. He holds the CFP® and CFA® designations and previously worked at Truist Banks, Inc. Advisory Services and Truist Advisory Services. He is part of The DDK Group, a team within Baird’s Private Wealth Management practice that serves individuals, families, pensions, corporations, charitable organizations, and institutional clients. The group provides customized financial planning and portfolio management services, utilizing both in-house and third-party managers across a range of traditional and non-traditional investment strategies.

Dawn Eller is a financial advisor at Merrill with 23 years of industry experience and holds the Series 66 designation. She has been with Merrill since 2008. Merrill, along with its affiliate Managed Account Advisors LLC, provides managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions Program, offering model-based and discretionary investment strategies for individuals, high-net-worth clients, pension plans, corporations, and charitable organizations.

Jason Pugh is Vice President and Financial Consultant at Fidelity Investments, a position he has held since 2023. He has been with Fidelity Investments since 2011, serving in various roles including Financial Consultant, Vice President Wealth Planner, Investment Consultant, and High Net Worth Representative. Jason assists clients in building financial roadmaps and developing investment plans aimed at achieving their financial goals. Throughout his career at Fidelity, Jason has gained experience in financial consulting and wealth planning. He holds a California Insurance License, supporting his capability in the financial services field.

Megan Sutula is a CFP® professional with nine years of industry experience, currently working at Vanguard Advisers since 2020. She has been associated with The Vanguard Group and its affiliated entities since 2017. Outside of her advisory role, she serves as an executor for an immediate family member’s estate. Vanguard Advisers provides automated and human-supported investment advice primarily to retail investors and participants in employer-sponsored retirement plans. The firm uses a goal-based, algorithm-driven investment approach, constructing portfolios mainly from Vanguard funds and ETFs, and serving a large client base through its digital platform and extensive advisory team.

Anna Keisler is a CFP® professional with four years of industry experience, currently serving as a financial advisor at Vanguard Advisers. Her prior roles include positions at The Home Depot, Orion Advisor Technology, SG Financial Advisors, and Wells Financial Management. She holds Series 63 and Series 65 licenses and is based in Charlotte, NC. Vanguard Advisers provides both automated and human-supported investment advice to retail investors and participants in employer-sponsored retirement plans, utilizing a goal-based, algorithm-driven approach. The firm manages portfolios primarily composed of Vanguard funds and ETFs, offering customization features such as tax-aware strategies and ESG options.

Daniel Chang is a CFP®-certified financial advisor with 16 years of industry experience. He has been with Vanguard Advisers, Vanguard Marketing Corporation, and The Vanguard Group, Inc. since 2016, working in the Charlotte, NC area. Vanguard Advisers provides automated and human-supported investment advice to retail investors and eligible participants in employer-sponsored retirement plans. The firm uses a goal-based, algorithm-driven investment approach with personalized asset allocations mainly constructed from Vanguard funds and ETFs.

Dominic Di Giorgio is a Financial Advisor specializing in wealth management and retirement planning, based in Charlotte, NC. He focuses on helping individuals, families, and business owners create strategies for financial goals that span generations. Dominic works closely with clients on key financial events such as business sales, liquidity events, and managing concentrated stock positions, providing tailored advice during pivotal moments. His expertise includes retirement strategies, tax-efficient growth, legacy and estate planning, diversification across markets, business transition, and education funding. Through his affiliation with Merrill Lynch and Bank of America, Dominic offers access to a wide range of financial resources including investment strategies, banking solutions, lending, and trust services. His approach emphasizes understanding clients' current situations and goals to design personalized strategies. Dominic holds a Bachelor's Degree from Saint Louis University and the professional designations Chartered Retirement Planning Counselor (CRPC) and Personal Investment Advisor (PIA). Originally from Chicago and a dual citizen of Italy and the U.S., he values family and generational planning. In his personal time, he enjoys spending time with his wife, dogs, and family, and follows sports such as baseball and soccer. He is also involved with the Big Ten Conference.

Ryan Murphy is a financial advisor with Vanguard Advisers in Charlotte, NC, holding Series 63 and Series 66 licenses and having two years of industry experience. His prior roles include positions at Janney Montgomery Scott and multiple functions within Vanguard entities. Outside of finance, he has worked in food service and retail environments early in his career. Vanguard Advisers offers automated and human-supported investment advice to retail investors and employer-sponsored retirement plan participants. The firm employs a goal-based, algorithm-driven investment approach using proprietary models and primarily Vanguard funds and ETFs, serving a large client base through a digital platform supported by over 2,200 advisors.

Brett Meade is a financial advisor with Vanguard Advisers in Charlotte, NC, holding Series 63 and Series 66 licenses and two years of industry experience. His prior roles include positions at Bank of America, Merrill Lynch, and Fidelity Investments. He has also been involved in various non-financial ventures, including employment with Serious Business Painting, LLC, and work connected to Wild Labs. Vanguard Advisers serves retail investors and employer-sponsored retirement plan participants through both automated and human-supported investment advice. The firm utilizes a goal-based, algorithm-driven approach with portfolios primarily constructed from Vanguard funds and ETFs, offering tax-aware features and customization options.

Michael Sullivan is a financial advisor with Fidelity Investments in Charlotte, NC, holding a Series 66 designation and five years of industry experience. His prior experience includes roles at Wells Fargo Bank NA and Vanguard. He works at Strategic Advisers LLC, a Fidelity Investments company that provides investment management and advisory services to retail and institutional clients. The firm uses a combination of fundamental research, quantitative analysis, and algorithmic portfolio construction to manage discretionary and non-discretionary portfolios, including model portfolios for intermediary platforms.

Thomas Manuel is a financial advisor with OSAIC in Charlotte, NC, holding Series 65 and Series 63 credentials and five years of industry experience. His prior roles include positions at The Vanguard Group, Gaiser Financial Group, and various other firms. OSAIC serves a diverse client base including individual investors, high-net-worth clients, pension plans, corporations, and charitable organizations. The firm offers integrated brokerage and advisory services through a broad network of advisers and uses a range of asset-allocation tools and third-party solutions to construct and manage portfolios across multiple investment types.

Steve Masciangelo is a financial advisor at Vanguard Advisers with 16 years of industry experience. He holds the Series 66 designation and has previously worked at TIAA-CREF before joining Vanguard in 2021. Vanguard Advisers provides automated and human-supported investment advice to retail investors and participants in employer-sponsored retirement plans. The firm employs a goal-based, algorithm-driven investment approach using proprietary models to set personalized asset allocations, primarily utilizing Vanguard funds and ETFs.