Chad Worozaken is a financial advisor with Eagle Strategies (NY Life) based in Glendale, CA, holding a Series 66 designation and 17 years of industry experience. He has worked at firms including Blue Cedar Financial and Insurance Solutions and Atlas North Financial Strategies, and has been with Eagle Strategies since 2017. Outside of his advisory role, he volunteers as a baseball coach and serves as a board member and safety officer for the Santa Anita Little League, as well as volunteering with youth soccer programs. Eagle Strategies serves a diverse client base including individual investors and institutional sponsors, providing financial planning, investment management, and retirement-plan advisory services through a large affiliated network. The firm emphasizes tailored recommendations and manages the majority of its assets on a non-discretionary basis within the integrated New York Life affiliate structure.

Bruce Lessinger is a financial advisor with Oppenheimer in Los Angeles, CA, holding Series 63 and Series 65 licenses and bringing 48 years of industry experience. He has worked at Oppenheimer since 2009, following eight years at UBS Financial Services. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, corporations, pension and profit-sharing plans, charitable organizations, and pooled investment vehicles. The firm offers a broad range of programs and provides both discretionary and non-discretionary advisory services across equity, balanced, and fixed-income portfolios.

Austin Taylor is a financial advisor at Lido with a Series 66 designation and two years of industry experience. His prior work includes roles at Equitable Advisors and Foundry Commercial, as well as positions with the University of Florida related to real estate development. Lido serves a diverse client base, including high-net-worth individuals, family offices, and institutional investors, offering investment management, financial planning, and family office services. The firm employs an integrated wealth-management approach that includes tactical and defined-risk option strategies and is notable for its active sub-advisory roles and extensive affiliated capabilities.

Channing Smith is a CFA® charterholder with 18 years of industry experience. He is currently an advisor at Lido Advisors, LLC, where he has worked since 2026. Prior to joining Lido, he spent 10 years at Jackson Hole Capital Partners, LLC and 12 years at Capital Advisors, Inc. Lido serves a diverse client base including high-net-worth individuals, family offices, and institutional investors, providing investment management, financial planning, and affiliated trust, tax, insurance, and brokerage services. The firm employs an integrated wealth-management approach that incorporates tactical and defined-risk option strategies and maintains active roles in sub-advisory and investment-company management.

Kevin Kramer is a financial advisor at Rockefeller Financial LLC with 27 years of industry experience. He holds Series 63 and Series 66 licenses and previously worked at UBS Financial Services Inc. from 2008 to 2021 before joining Rockefeller. Rockefeller Financial LLC serves high-net-worth and ultra-high-net-worth individuals, families, family offices, institutional clients, retirement plans, foundations, and corporations. The firm offers portfolio management, financial planning, and consulting services, and operates as a registered broker-dealer with capabilities in securities transactions, variable insurance products, placement, and investment banking.

Keith Andreasen is a CFP® with three years of industry experience, currently serving as a financial advisor at Lido in Los Angeles, CA. His prior experience includes roles at Modera Wealth Management and NexGen Financial Group. Lido serves a diverse client base including high-net-worth individuals, family offices, and institutional investors, offering investment management, financial planning, and family office services. The firm employs an integrated wealth-management approach that incorporates tactical and defined-risk option strategies, overseeing approximately $42.5 billion in regulatory assets.

Scott Lam is a financial advisor at Kestra Advisory with 25 years of industry experience. He has held positions at firms including LPL Financial, Merrill, Banc of America Investment Services, and Citicorp Investment Services. Lam holds Series 63 and Series 65 licenses. Kestra Advisory provides investment advisory and retirement-plan consulting services to a diverse client base including plan sponsors, institutional investors, and individuals. The firm offers services such as fiduciary consulting, plan design, employee education, and access to multiple management platforms, serving approximately $79.8 billion in assets under management.

Ramsey Andrijevich is a CFP® and holds a Series 65 license with six years of industry experience. He is currently with Lido Advisors, LLC and has prior experience at First Foundation Advisors, Purus Wealth Management, LLC, and Waddell & Reed. Lido serves a broad range of clients including high-net-worth individuals, family offices, trusts, estates, charitable organizations, corporations, and pension plans. The firm employs an integrated wealth-management model featuring diverse asset allocation and tactical option strategies, and it is notable for its active sub-advisory roles and extensive affiliated service capabilities.

Ming Wai Kwok is a financial advisor at Citigroup Global Markets with four years of industry experience. He holds the Series 66 designation and has been with Citigroup since 2016. Citigroup Global Markets serves individual and institutional clients across various wealth segments, offering multi-asset, multi-manager investment programs through discretionary and non-discretionary models. The firm combines large institutional scale with specialized market roles, providing a broad set of advisory and execution services.

Brian Estep is a CFP®-certified financial advisor with 12 years of industry experience. He is currently with Lido Advisors, LLC and has previously worked at Mercer Global Advisors, Raymond James Financial Services, and TIAA. Lido serves a diverse client base, including high-net-worth individuals, family offices, trusts, charitable organizations, corporations, and pension plans, offering integrated wealth management through investment management, financial planning, and affiliated trust, tax, insurance, and brokerage services. The firm manages approximately $42.5 billion in assets and utilizes a tactical, defined-risk investment approach with a range of strategies implemented across discretionary and non-discretionary accounts and affiliated private funds.

Monika Mugg is a Certified Financial Planner (CFP®) with 21 years of industry experience. She is currently with MAI Capital Management, LLC and has previously worked at Evoke Advisors, First Republic Securities Company, Llc, Luminous Capital, LLC, and Merrill. MAI Capital Management, LLC provides discretionary and non-discretionary investment management, integrated wealth management, retirement plan consulting, and family-office services to individuals, families, sports professionals, trusts, and institutional clients. The firm manages a diverse range of strategies tailored to client objectives and serves as both an investment adviser and product sponsor, including managing a registered mutual fund and private investment vehicles.

Andrew Crowell is a financial advisor with D.A. Davidson & Co. in Pasadena, CA, holding Series 63 and Series 66 designations and bringing 30 years of industry experience. He has been with D.A. Davidson since 2016. Outside of his advisory role, he serves on the boards of several nonprofit organizations, including the YMCA and the California Vintage Wine Society, where he is board chair. D.A. Davidson & Co. offers investment advisory and brokerage services to a diverse client base, including retirement plans, individual investors, charitable organizations, and corporate clients. The firm emphasizes fiduciary standards and employs both qualitative and quantitative methods to provide advisory, retirement plan services, and wealth management, with additional capabilities in municipal advising and custodial services.

Raymond Fleming is a financial advisor at Wealth Enhancement Advisory Services, LLC with Series 65 and Series 66 credentials. He has been with Wealth Enhancement Advisory Services since 2026 and previously worked at Wells Fargo from 2023 to 2025. His background includes time at Colorado College and Polytechnic School. Wealth Enhancement Advisory Services manages over $122 billion in assets and offers financial planning, asset management, and retirement consulting to individuals, high-net-worth clients, corporations, and retirement plans. The firm uses a diversified investment approach combining passive and active management, supported by an internal Investment Committee.

Alan Bonde is a financial advisor with Mariner in Los Angeles, CA, holding a Series 65 designation and 11 years of industry experience. His prior roles include positions at AdvicePeriod, LLC and GenSpring Family Offices, LLC. Mariner serves a diverse client base, including high-net-worth individuals, pension plans, trusts, and charitable organizations, offering investment management, financial planning, retirement plan consulting, and coordinated tax services. The firm uses discretionary, customized portfolios supported by in-house research and third-party managers, and provides specialized solutions such as ERISA 3(38) retirement plans and integrated tax and accounting services.

Jonathan Van Dijk is a financial advisor at Citigroup Global Markets with 11 years of industry experience. He holds a Series 66 designation and has worked previously at Wells Fargo Clearing, Bank of America, N.A., and Merrill. He is based in Los Angeles, CA. Citigroup Global Markets serves individual and institutional clients across multiple wealth segments, offering a broad range of investment advisory programs and broker-dealer execution and custody services. The firm employs multi-asset, multi-manager strategies through both discretionary and non-discretionary programs and maintains large institutional scale combined with specialized market roles.

Mindy Huang is a financial advisor at Wealth Enhancement Advisory Services, LLC with five years of industry experience. She holds a Series 65 designation and previously worked at Oakwood Capital Management LLC for 14 years. Wealth Enhancement Advisory Services provides financial planning, asset management, and retirement-plan consulting to individuals, high-net-worth clients, corporations, and retirement plans. The firm manages over $122 billion in assets and employs a diversified, risk-class based investment approach that blends passive and active strategies overseen by an internal Investment Committee.

Peter Lee is a CFA® charterholder with 12 years of industry experience. He is currently with Lido Advisors, LLC and previously worked at Avitas Wealth Management and UBS. Lido serves a diverse client base including high-net-worth individuals, family offices, and institutions, offering integrated wealth management that incorporates equities, fixed income, alternatives, and tactical option strategies. The firm also provides family office services and access to affiliated trust, tax, insurance, and brokerage entities.

Christopher Gomez is a CFP® certificant with 10 years of industry experience, currently an advisor at Mercer Global Advisors Inc. in Los Angeles. His prior roles include positions at Fidelity Investments, E*TRADE Capital Management, and U.S. Bancorp Investments. Gomez holds active insurance licenses in life, accident, health, and variable annuities. Mercer Global Advisors serves individuals, families, small business owners, plan sponsors, foundations, non-profits, and endowments. The firm’s investment approach uses Modern Portfolio Theory to build globally diversified, risk-appropriate portfolios, employing a range of low-cost ETFs, index funds, separate account managers, and private funds, along with specialized advisory and financial planning services.

Daniel Leong is a financial advisor at Lido with four years of industry experience. He holds the CFP® designation and Series 65 license. His prior work includes roles at Oracle Corporation and Morgan Stanley, and he has experience at University of Southern California as well as IDB Lido Wealth, LLC. Lido serves a diverse client base including high-net-worth individuals, family offices, trusts, charitable organizations, corporations, and pension plans, providing investment management, financial planning, family office services, and access to affiliated trust, tax, insurance, and brokerage services. The firm employs an integrated wealth-management approach that incorporates tactical and defined-risk option strategies and offers active sub-advisory roles for ETFs and institutional strategies.

Vince Vu is a financial advisor with RBC Rochdale, LLC, holding a Series 66 designation and nine years of industry experience. He has been with City National Rochdale since 2015. RBC Rochdale serves a diverse client base including high net worth individuals, corporations, and charitable organizations, offering discretionary and non-discretionary portfolio management along with sub-advisory and model delivery services. The firm employs a multi-strategy investment approach that integrates quantitative screening, fundamental analysis, and proprietary tools to tailor portfolios across various asset classes.