Nathan Herrera is a financial advisor with Goldman Sachs Wealth Services, holding a Series 66 designation and two years of industry experience. His prior work includes roles at Lulu Lemon, Champs, Firstline Home Loans, and California State University Fullerton. Goldman Sachs Wealth Services advises a diverse client base, ranging from individual investors to institutional clients, providing financial planning and portfolio management alongside specialized programs such as Private Family Office services and Executive Wealth programs. The firm integrates strategic allocation models and proprietary analytics within the broader Goldman Sachs ecosystem to tailor client solutions.

David Choi is a financial advisor with Integrated Wealth Concepts LLC in Newport Beach, CA, holding Series 63 and Series 66 credentials and 18 years of industry experience. He has worked at LPL Financial since 2015 and was previously affiliated with Level Four Advisory Services. Outside of his advisory roles, he owns a retail tea and coffee shop, Y.E.S. Hospitality Group DBA Sharetea FV. Integrated Wealth Concepts LLC serves individuals, high-net-worth clients, families, trusts, estates, businesses, and retirement plans through a network of independent financial advisors. The firm offers discretionary investment management, financial planning, family office, and retirement plan advisory services, using customized portfolios built from mutual funds, ETFs, individual equities, and fixed income while employing both long-term and shorter-term trading strategies.

Justin Kessler is a financial advisor with Goldman Sachs Wealth Services in Newport Beach, CA, holding a Series 66 designation and bringing 10 years of industry experience. He has worked with Ayco/Goldman Sachs & Co. LLC since 2019 and was previously with The AYCO Company, L.P./Mercer Allied from 2014 to 2021. Goldman Sachs Wealth Services offers financial planning, investment management, and advisory support to a wide range of clients, including individual and high-net-worth households, corporate participants, and institutional clients. The firm utilizes centralized investment resources and a variety of discretionary and non-discretionary managers to implement tailored portfolios and services.

Austin Mc Gowan is a financial advisor with J. W. Cole Advisors, Inc. in Irvine, CA, holding Series 66 and Series 63 licenses with two years of industry experience. His prior roles include positions at Platinum Equity Advisors, LLC and KPS Capital Partners, LP. J. W. Cole Advisors operates a large network of independent investment adviser representatives and offers fee-based portfolio management, financial planning, retirement plan services, and access to third-party manager platforms for individual, high-net-worth, and institutional clients. The firm employs a combination of fundamental and technical analysis along with model or manager-based strategies, and advisors may manage client accounts on either a discretionary or non-discretionary basis.

Eugene Stoeckly is a financial advisor with Integrated Wealth Concepts LLC in Newport Beach, CA, holding a Series 63 designation and 38 years of industry experience. He previously worked for UBS Financial Services from 2007 to 2021 and is a founding principal of Crown Bay Wealth. Stoeckly is also president of the Stoeckly Family Foundation, which manages foundation assets and grants, and serves as a director of the Ramshorn Condo Association, a nonprofit homeowners association. Integrated Wealth Concepts serves individuals, high-net-worth clients, families, trusts, estates, businesses, and retirement plans through a network of independent financial advisors. The firm offers discretionary investment management, financial planning, family office, and retirement plan advisory services, utilizing customized portfolios with mutual funds, ETFs, equities, and fixed income, and combines enterprise-scale operations with a variety of model and wrap-fee program options.

Aaron Newland is a CFP® with 30 years of industry experience, currently serving as a financial advisor at CIBC Private Wealth Advisors, Inc. since 2017. Prior to this, he worked at At Investment Advisers, Inc. for three years. CIBC Private Wealth Advisors provides investment advisory and wealth management services to a diverse client base, including individuals, families, trusts, employee benefit plans, corporations, and investment companies. The firm employs a structured investment process involving internal teams and committees to create customized portfolios, combining proprietary offerings with external managers and including options strategies and structured notes.

Saivaroon Diehl is a financial advisor with Hornor, Townsend & Kent, LLC, holding Series 63 and Series 65 licenses and bringing 40 years of industry experience. He has been associated with Penn Mutual Insurance Co. and Hornor, Townsend & Kent, Inc. since 1998. Outside of his advisory role, he is the proprietor of Saffron Financial, a life insurance brokerage serving multiple carriers including Penn Mutual. Hornor, Townsend & Kent serves individuals, trusts, businesses, charitable organizations, and retirement plans through a broad network of advisers. The firm offers advisory programs, financial planning, and retirement plan consulting, operating both advisory and broker-dealer services with a focus on tailored asset allocation and diversified investment strategies.

Ebenezer Thompson is a Series 66 licensed advisor with Goldman Sachs Wealth Services and has one year of industry experience. Prior to joining Goldman Sachs, he held roles at Ernst and Young and was affiliated with Pitzer College for two separate periods. Goldman Sachs Wealth Services provides financial planning and portfolio management to a diverse client base, including individual investors, executives, and institutional clients. The firm employs strategic and tactical allocation models supported by proprietary research and offers a range of advisory platforms integrated within the broader Goldman Sachs ecosystem.

William Hall is a CFP® with 42 years of experience in the financial services industry. He is currently with J. W. Cole Advisors, Inc. and previously worked at Arbor Point Advisors and Securities America Advisors, Inc. He is also the CEO of William K. Hall, Inc., a bookkeeping and payroll business, and serves on the finance committee of the Mission Hospital Foundation. Additionally, he is an advisor and key opinion leader for Luminous Global Tech LLC, a company involved with breast cancer screening devices. J.W. Cole Advisors is an SEC-registered investment adviser serving individuals, charities, corporations, and retirement plans through a national network of over 400 independent investment adviser representatives. The firm provides portfolio management, financial planning, access to third-party managers, and various managed account solutions, employing both discretionary and non-discretionary strategies.

Jennifer Hashimoto is a financial advisor at Rockefeller Financial LLC with 19 years of industry experience. She holds a Series 66 designation and previously worked at BlackRock Investments, LLC from 2015 to 2021. Rockefeller Financial LLC serves high-net-worth and ultra-high-net-worth individuals, families, family offices, as well as institutional clients, retirement plans, foundations, and corporations. The firm provides portfolio management, financial planning, and consulting services, operating under a Private Advisor model with a consolidated investment platform that includes discretionary and non-discretionary solutions across multiple asset classes.

Chad Milling is a financial advisor with Planmember Securities Corporation, holding the CFP® designation and Series 63 and 65 licenses, with 31 years of industry experience. He has been involved with Highmark Financial Solutions Group since 2010 and has worked in tax and financial services as well as with the Mccloskey Agency since 1994. In addition to his advisory role, he is active in insurance sales, focusing on long-term care. Planmember Securities Corporation provides retirement-plan advisory services to employers and plan participants, acting as an ERISA Section 3(38) fiduciary for many plans. The firm employs a strategic asset allocation approach with risk-based mutual fund portfolios and supports clients through education, personalized planning, and participant services.

Matthew Collins is a financial advisor at Principal Financial Services with 16 years of industry experience. He holds a Series 66 designation and has worked at Principal Financial Services and Principal Life Insurance Company since 2026. Prior to that, he was affiliated with MassMutual and its related entities from 2017 to 2026, and with Tax and Financial Services and Securian Financial Services from 2010 to 2017. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, estates, charitable organizations, corporations, and active-duty U.S. military personnel overseas. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager asset allocation and separately managed account solutions.

Brandon Hauck is a financial advisor with Principal Financial Services, holding Series 63 and Series 65 licenses and bringing 21 years of industry experience. His prior roles include positions at Principal Securities, Principal Life Insurance, Capital Synergy Partners, Inc., and CPS Financial & Insurance Services. Principal Securities offers brokerage and registered investment advisory services to a diverse client base, including individuals, retirement plans, trusts, estates, charitable organizations, corporations, and active-duty military personnel overseas. The firm’s advisory services include direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager asset allocation and separately managed account solutions.

Andrew Hoang is a CFP® with 10 years of industry experience, currently serving as a financial advisor at Beacon Pointe Advisors, LLC. His prior experience includes roles at Wells Fargo Clearing and Wells Fargo Bank, nA. He has also worked at California State University, Fullerton. Beacon Pointe Advisors provides investment advisory and consulting services to a diverse client base, including individuals, institutions, and charitable organizations. The firm employs a manager-driven investment approach, utilizing proprietary due diligence and third-party platforms to deliver discretionary wealth management, retirement plan consulting, and outsourced CIO solutions.

Mitchell Hughes is a financial advisor with Beacon Pointe Advisors, LLC and holds a Series 66 designation. He has nine years of industry experience, including prior roles at Bank of America, Merrill, and J.W. Cole Advisors. In addition to his advisory work, he is a licensed insurance agent involved in the sale of life and health insurance products through Beacon Pointe Insurance Services, LLC. Beacon Pointe Advisors provides wealth advisory, consulting, financial planning, retirement-plan platform services, and outsourced CIO solutions to a diverse client base, including individuals, corporations, and institutional clients. The firm integrates asset-allocation modeling with third-party independent managers and employs both active and passive strategies across multiple asset classes.

Amir Boghdady is a financial advisor at Citigroup Global Markets with 24 years of industry experience. He holds the Series 63 and Series 66 licenses and has been with Citigroup Global Markets since 2015. Citigroup Global Markets serves individual and institutional clients across various wealth segments, offering a broad range of investment advisory programs, broker-dealer execution, and custody services. The firm employs multi-asset, multi-manager strategies and provides bespoke discretionary solutions for high-net-worth relationships.

Pascal Nguyen is a financial advisor with Eagle Strategies (NY Life) based in Irvine, CA. He holds Series 63 and Series 65 licenses and has 35 years of industry experience. His prior work includes roles at P2 Partners Insurance & Financial Services LLC and his own firm, Pascal Insurance and Financial Services. He also serves as a member of PIFS Management LLC, a management company overseeing business activities unrelated to investments. Eagle Strategies provides financial planning, investment management, and retirement-plan advisory services to a diverse client base including individuals, institutional investors, and corporate clients. The firm offers multiple advisory program types with an emphasis on tailoring recommendations to client objectives and manages the majority of its assets on a non-discretionary basis.

Dak Spivey is a financial advisor with Rockefeller Financial LLC in Newport Beach, CA, holding Series 63 and Series 66 licenses and eight years of industry experience. He has previously worked at firms including Provenio Capital Management, Thece Wealth Management, Corient, Cetera Advisor Networks, Sageview Advisory Group, Morgan Stanley, and UBS Financial Services. Rockefeller Financial LLC serves high-net-worth and ultra-high-net-worth individuals, families, family offices, as well as institutional clients, retirement plans, foundations, and corporations. The firm offers a range of portfolio management and financial planning services and operates as a registered broker-dealer providing securities transactions, variable insurance products, and investment banking services.

Richard Barry is a financial advisor at Goldman Sachs Wealth Services with 29 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Goldman Sachs since 2021, following a 26-year tenure at The Ayco Company, L.P./Mercer Allied. Goldman Sachs Wealth Services provides financial planning, investment management, and advisory support to a diverse client base, including high-net-worth individuals, corporate participants, and institutional clients. The firm leverages centralized investment resources and offers tailored solutions such as Executive Wealth and Private Family Office support, operating within a large integrated financial group with a broad range of affiliated services.

Mary Mar is a CFP® with 39 years of industry experience, currently serving at SPC since 2009 and previously with Sigma Financial Corporation since 2000. She is based in Laguna Hills, CA. Mary serves as chair of the Rotary District 5320 Finance Committee and is a board member of the Montilla Homeowners Association in Irvine, CA. SPC serves a diverse range of clients including high-net-worth individuals, charitable organizations, corporations, and retirement plans, managing approximately $5.66 billion in assets through a network of over 460 advisers. The firm offers portfolio management, financial planning, and ERISA-related retirement plan services with a notable corporate structure that integrates affiliated broker-dealers and insurance agencies.