Yue Chen is a financial advisor at Morgan Stanley with a Series 66 designation and six years of industry experience. Chen has been with Morgan Stanley Private Bank, N.A. since 2020 and has also worked at Morgan Stanley Smith Barney LLC since 2018. Prior to joining the firm, Chen attended UC San Diego from 2014 to 2018. Morgan Stanley Wealth Management is a full-service investment adviser and broker-dealer that offers a wide range of advisory programs to individuals and institutional clients. The firm emphasizes structured financial planning using firm-approved tools and serves both direct clients and those through corporate financial planning agreements.

Andrew Fung is a financial advisor with Fidelity Investments, holding a Series 66 license and 15 years of industry experience. His career includes roles at Fidelity Personal and Workplace Advisors and a brief tenure at Merrill. Fidelity’s Strategic Advisers LLC offers investment management and advisory services to a diverse client base, including retail and institutional investors, utilizing a combination of fundamental research, quantitative analysis, and algorithmic portfolio construction. The firm is noted for its use of systematic methodologies, AI technologies, and its advisory role with multiple registered investment companies.

Javier Lopez is a financial advisor with J.P. Morgan Securities who holds Series 63 and Series 66 credentials and has eight years of industry experience. His work history includes positions at J.P. Morgan Securities since 2017 and JPMorgan Chase Bank, N.A. since 2015, as well as two years at Circle K. J.P. Morgan Securities LLC provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors, using a process that combines quantitative asset-allocation modeling with centralized due diligence and an ESG eligibility framework. The firm offers these services through a select group of Wealth Advisors on a non-discretionary basis.

Jennifer Burton is a financial advisor with Morgan Stanley in Pasadena, CA, holding a Series 66 designation and 20 years of industry experience. She has been with Morgan Stanley since 2012. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer serving individuals and institutional clients. The firm provides a range of advisory programs, including tailored financial planning supported by structured discovery and modeling tools, while managing approximately $2.74 trillion in client assets.

Linda Polwrek is a CFP®-certified financial advisor with 17 years of industry experience, currently serving clients at LPL Financial since 2021. Her prior experience includes operating Linda K Polwrek, Inc., and roles with Waddell & Reed, Inc., and various insurance carriers. She has been involved with community organizations such as the Pasadena Showcase House for the Arts and the Pasadena Senior Center. LPL Financial is a national broker-dealer and SEC-registered investment adviser providing advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of financial planning and portfolio management options, including model portfolios, third-party asset management, and institutional platforms.

Andy Guardado is a Series 66-licensed financial advisor with Merrill in Montebello, California, with seven years of industry experience. He has worked at both Bank of America, N.A. and Merrill since 2010. Outside of his advisory role, he serves as a director for H & A Concrete Pump, a construction company involved in financing equipment for concrete pouring. Merrill, together with its affiliate Managed Account Advisors LLC, provides managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions Program. The firm offers model-based and discretionary investment strategies for a diverse client base including individuals, high-net-worth clients, pension plans, corporations, and charitable organizations.

Ku'oko'a Glory is a financial advisor with Charles Schwab in Pasadena, CA, holding a Series 66 designation and one year of industry experience. Prior to joining Charles Schwab, Glory worked at Raymond James Financial and First Hawaiian Bank among other financial institutions. Charles Schwab serves a large client base primarily composed of high- and ultra-high-net-worth individuals through its Schwab Wealth Advisory wrap fee program, offering a combination of non-discretionary and discretionary investment management services supported by multi-asset model portfolios and centralized operational infrastructure.

Julian Aguallo Cruz is a financial advisor with J.P. Morgan Securities, holding Series 63 and Series 66 credentials and with 13 years of industry experience. He has been with JPMorgan Chase Bank, N.A. and J.P. Morgan Securities since 2016. J.P. Morgan Securities LLC provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors, combining quantitative asset-allocation modeling with centralized due diligence and an ESG eligibility framework to support its recommendations.

Jonathan Chan is a financial advisor at UBS Financial Services in Pasadena, CA, with eight years of industry experience. He holds the Series 66 designation and previously worked at Ellie Mae and Velocify before joining UBS in 2018. Between 2015 and 2017, he served as a director for 2GoTrade Limited, a Hong Kong-based software services company, primarily in a limited capacity to assist with corporate approvals. UBS Financial Services provides brokerage and advisory services to individual, corporate, and institutional clients, offering financial planning, portfolio management, and access to mutual funds and alternative investments. The firm combines institutional trading capabilities with wealth management and operates as a broker-dealer, investment adviser, and futures commission merchant.

Helen Zhou is a financial advisor with Cetera in Pasadena, CA, holding a Series 66 designation and 21 years of industry experience. Before joining Cetera in 2018, she worked at U.S. Bancorp Investments and U.S. Bank. She also serves as Senior Manager of Wealth Sales and Strategies at East West Bank. Cetera Investment Advisers LLC is an SEC-registered firm that supports a nationwide network of independent advisors, serving individuals, retirement plans, corporate and charitable clients, and institutional accounts. The firm offers a range of portfolio management and financial planning services through a multi-manager platform with access to both affiliated and third-party strategies.

Leroy Kawai is a financial advisor with OSAIC, holding a Series 63 license and having 33 years of industry experience. His career includes roles at Royal Alliance Associates and Signator Investors, along with a long tenure at Pacific Bridge. He serves as Vice President of the Citrus Estate Planning Council, a local chapter of the National Association of Estate Planning Councils, assisting with program planning. OSAIC serves a diverse range of retail and institutional clients through an extensive network of affiliated advisors, offering integrated brokerage, advisory services, financial planning, and access to third-party money managers and managed-account solutions. The firm utilizes asset-allocation tools and supports both discretionary and non-discretionary account management.

Jonathan Mclean is a financial advisor with Morgan Stanley in Pasadena, CA, holding Series 63 and Series 65 licenses and bringing 28 years of industry experience. His prior work includes roles at Citigroup Global Markets and Prudential Equity Group. Outside of his advisory work, he manages a rental property business that is currently cash flow neutral. Morgan Stanley Wealth Management serves individuals and institutional clients with a broad range of advisory programs and financial planning services, managing approximately $2.74 trillion in client assets. The firm’s planning process uses structured discovery and advanced modeling tools, emphasizing an advisory role without providing individual security recommendations in standalone planning.

Gregory Babykin is a financial advisor at Morgan Stanley with 41 years of industry experience. He has been with Morgan Stanley Smith Barney since 2009 and holds a Series 63 credential. Outside of his advisory role, he is involved as an individual contractor. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer serving both individual and institutional clients. The firm offers a range of advisory programs and financial planning services utilizing structured planning tools and proprietary market projections.

Marvin Tsao is a Financial Advisor at Merrill Lynch Wealth Management and a member of the Pan Group. He joined Merrill in 2023 and works alongside his mother, who has been with the firm for nearly 20 years. Together, they serve approximately 180 households, including businesses, family trusts, and pension plans. Marvin focuses on family wealth management strategies, investment consulting for defined contribution plans, managing new wealth, personal retirement planning, portfolio management services, small business strategies, and individual and corporate investment strategy. Before joining Merrill, Marvin worked as a data scientist at the Jet Propulsion Laboratory, where he conducted near-infrared observations of Jupiter and performed data analysis to produce atmospheric trends and maps. He holds a Bachelor's Degree in Science in Economics from the University of Michigan—Ann Arbor, with a specialization in American Industries. Marvin is a Personal Investment Advisor (PIA). In addition to his professional work, Marvin enjoys chess, bowling, cooking, fishing, gardening, hiking, music, reading, traveling, and spending time with his family. In 2025, Marvin was named to the Forbes "Best-in-State Wealth Management Teams" list as a member of the Pan Group.

Jonathan Lising is a CFP® professional at Edward Jones with 22 years of industry experience, including 14 years at Edward Jones. He holds Series 63 and Series 66 licenses. Outside of his advisory role, he owns a real estate business based in Huntington Beach, CA. Edward Jones is a full-service wealth management firm serving individual and institutional clients with over $1 trillion in assets under management. The firm offers a range of advisory programs, including discretionary and non-discretionary strategies, as well as affiliated mutual funds and tax-efficient services.

Falon Harris is a financial advisor at UBS Financial Services with 12 years of industry experience. She holds a Series 66 designation and previously worked at Morgan Stanley Smith Barney LLC for five years. Harris is also involved in forming an LLC focused on peer-to-peer car rentals. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services. The firm uses proprietary research and model-based asset allocations to tailor plans according to clients’ goals and risk tolerances.

Malcolm Johnson is a financial advisor at J.P. Morgan Securities with six years of industry experience. He holds Series 63 and Series 65 licenses and has worked previously at Deutsche Bank and Hybrid Securities Fund I. Johnson’s career includes multiple roles within JPMorgan Chase Bank, N.A. and J.P. Morgan Securities since 2018. J.P. Morgan Securities LLC provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors. The firm combines quantitative asset-allocation modeling with centralized due diligence and applies an ESG eligibility framework when recommending strategies.

Michelle Yazawa is a financial advisor at Ameriprise with nine years of industry experience. She holds a Series 66 designation and previously worked at LPL Financial LLC for four years before joining Ameriprise in 2020. Outside of her advisory work, Yazawa serves on the Board of Directors for the North Torrance Youth Musician's Ensemble and operates a part-time photography business. Ameriprise Financial Services is a large, diversified advisory firm serving both individual and institutional clients. It offers a specialized Premier Retirement Income service focused on retirement-income planning, incorporating detailed recommendation reports and ongoing tax-aware withdrawal strategies.

Wilson Yang is a financial advisor at Cetera with 12 years of industry experience. He holds Series 63 and Series 66 designations and has previously worked at J.P. Morgan Securities LLC and JP Morgan Chase Bank. His outside activities include managing a small rental income business. Cetera Investment Advisers LLC is an SEC-registered firm serving a wide range of clients including individuals, retirement plans, and institutional accounts. The firm offers diverse portfolio management and financial planning services through a large network of independent advisors and provides access to both affiliated and third-party investment managers.

Yiqun Li is a financial advisor at Morgan Stanley with five years of industry experience. He holds Series 63 and Series 65 licenses and has worked previously at J.P. Morgan Securities and First Republic Investment Management. Morgan Stanley Wealth Management serves both individual and institutional clients, offering a range of advisory programs including tailored financial planning supported by structured discovery conversations and firm-approved tools. The firm manages approximately $2.74 trillion in client assets and provides services through both direct and corporate financial planning agreements.