Diana Massey is a financial advisor at Cannell & Spears LLC with four years of industry experience. She has been associated with Spears Abacus Advisors LLC since 2014. Cannell & Spears LLC provides discretionary portfolio management, financial planning, and rollover advice to a diverse client base including high-net-worth individuals and institutional clients such as charities, pension plans, and trusts. The firm uses a value-oriented, long-term investment approach based on proprietary fundamental research and manages several billion dollars in client assets across a multi-team structure.

Justin Rabinowitz is a financial advisor with Maxim Financial Advisors LLC in New York, NY, holding Series 63 and Series 65 licenses and 21 years of industry experience. He has been with Maxim Financial Advisors since 2007 and has been associated with Maxim Group LLC since 2003. Maxim Financial Advisors LLC provides discretionary and non-discretionary investment supervisory services and referrals to third-party managers for a diverse client base including individuals, trusts, estates, corporations, and institutional entities. The firm employs various investment vehicles and analytical methods, offering both wrap-fee and non-wrap programs, with assets under management totaling over $386 million as of December 2024.

Scott Sussman is a financial advisor with Jefferies Investment Advisers LLC based in New York, NY, holding a Series 63 designation and having 34 years of industry experience. His work history includes roles at Leucadia Asset Management LLC, Jefferies LLC, and Citigroup Global Markets. He also serves as CFO of The Mannis Foundation Inc., a nonprofit organization. Jefferies Investment Advisers LLC provides fee-based financial planning services to a diverse client base including individuals, trusts, and charitable organizations, offering a customized, collaborative process supported by advanced planning tools.

Ian Maccallum is a financial advisor at Cannell & Spears LLC in New York, NY, holding Series 63 and Series 65 licenses with four years of industry experience. He has been with Peter B. Cannell & Co., Inc. since 2014. Cannell & Spears provides discretionary portfolio management, financial planning, and rollover advice to individual and institutional clients, including high-net-worth individuals, charities, pension plans, and pooled investment vehicles. The firm employs a value-oriented, long-term investment approach based on proprietary fundamental research and concentrated security selection.

Hal Brown is a financial advisor with A.G.P. / Alliance Global Partners, holding Series 63 and Series 65 licenses and bringing 38 years of industry experience. His prior roles include positions at Maxim Financial Advisors and Maxim Group LLC. A.G.P. / Alliance Global Partners is an SEC-registered investment adviser serving individuals, trusts, corporations, and retirement plans, offering a range of services including portfolio management, financial planning, and brokerage. The firm employs an open-architecture investment approach with a focus on international investing and manages discretionary and non-discretionary strategies through a combination of in-house management, third-party managers, and sub-advisers.

Danielle Mchugh is a financial advisor at Summit Trail Advisors, LLC with 27 years of industry experience. She holds Series 63 and Series 66 licenses and has worked at Summit Trail Securities, LLC and Purshe Kaplan Sterling Investments. She is based in New York, NY. Summit Trail Advisors serves a diverse client base including individuals, families, charitable organizations, and institutional retirement plans. The firm provides portfolio management, financial planning, family office services, and OCIO consulting, employing an open-architecture investment approach focused on asset allocation, investment selection, and portfolio construction.

James Maxwell is a financial advisor at Tocqueville Asset Management LP with five years of industry experience. He has been with Tocqueville since 2009. Tocqueville Asset Management L.P. manages approximately $10.24 billion in regulatory assets and offers discretionary and non-discretionary portfolio management, sub-advisory services, and participation in wrap and third-party managed account programs. The firm serves a diverse client base, including individuals, institutional investors, registered investment companies, private investment vehicles, ERISA accounts, sovereign wealth funds, and banking institutions, employing a bottom-up, contrarian, value-oriented investment approach.

H. Toner III is a financial advisor with Ingalls Investment Management, LLC, holding a Series 66 designation and 21 years of industry experience. He previously worked at First Republic Securities Co for 15 years and is currently a Managing Director at Trainer Wortham, a subsidiary of First Republic Bank. Toner’s career includes roles at multiple affiliated entities under First Republic Bank’s common control. Ingalls Investment Management provides discretionary and non-discretionary investment advisory services to a diverse client base, including individuals, financial institutions, and charitable organizations. The firm employs various asset-management styles, managing accounts primarily on a discretionary basis with strategies ranging from long-term equity holdings to option writing and private placements.

Daniel Abbasi is a financial advisor at Douglass Winthrop Advisors LLC in New York, NY, holding a Series 65 designation with six years at the firm and a total of ten years in the industry. His prior experience includes roles at GameChange Capital LLC and Fletcher Knight Inc. Douglass Winthrop Advisors provides customized investment management primarily to individuals, high-net-worth families, trusts, endowments, and institutional clients. The firm emphasizes long time horizons and fundamental stock research, offering equity and balanced portfolio strategies, including a distinct Sustainable Equity program with an environmental value filter.

Barry Ritholtz is a financial advisor with Ritholtz Wealth Management in New York, NY, holding Series 63 and Series 65 licenses and with five years of industry experience. He has been with Ritholtz Wealth Management since 2013. Outside of advisory work, he is a self-employed writer and regular contributor to multiple media outlets. Ritholtz Wealth Management serves individual and institutional clients, including high-net-worth individuals, retirement plans, and trusts. The firm provides portfolio management, financial planning, and retirement plan consulting, utilizing a goal-based investment approach that incorporates diversified, low-cost ETFs and behavioral-finance principles alongside tactical overlays and alternative investments.

William Martin is a Series 63 licensed advisor at Silvercrest Asset Management Group LLC with three years of industry experience. He has been with Silvercrest since 2014. Silvercrest Asset Management Group LLC provides investment management and family-office services to families and select institutional investors, including endowments and foundations. The firm combines proprietary equity and fixed-income strategies with outsourced CIO, due diligence, and quantitative risk analytics, tailoring investment solutions to individual client portfolios.

James Besaw is a CFA® charterholder with 18 years of industry experience. He is a principal and the Chief Investment Officer at Gentrust, where he has worked since 2011, and also maintains a role at Old City Securities LLC. Besaw is involved with Catenary Asset Management, an affiliate of Gentrust that focuses on alternative investments. Gentrust provides wealth management, investment management, financial planning, consulting, and concierge services to high-net-worth individuals, pooled investment vehicles, and financial intermediaries. The firm manages approximately $4.46 billion in regulatory assets and employs a multi-team approach that combines fundamental, technical, and macroeconomic analysis with a focus on asset allocation and risk management.

Fred Pisculli Jr. is a CFP® with 29 years of industry experience, currently serving at A.G.P. / Alliance Global Partners since 2020. He previously worked at Aegis Capital Corp for nine years. A.G.P. / Alliance Global Partners provides advisory and brokerage services to individuals, trusts, corporations, and other entities, offering portfolio management, financial planning, retirement-plan consulting, and investment banking. The firm is known for its international investing strategies and active brokerage and product-distribution activities beyond standard advisory services.

Norman Adams is a financial advisor at Tocqueville Asset Management LP with 48 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Tocqueville Securities L.P. since 2004. In addition to his portfolio management role, he provides equity market commentary as an independent consultant. Tocqueville Asset Management L.P. offers discretionary and non-discretionary portfolio management and supervisory services to a diverse client base, including individuals, high-net-worth investors, registered investment companies, and public pension plans. The firm employs a bottom-up, value-oriented, and contrarian investment approach across multiple asset classes and is noted for its involvement with investment companies, private pooled vehicles, and its affiliated broker-dealer.

Patricia Serafin is a financial advisor with Maxim Financial Advisors LLC in New York, NY, holding Series 63 and Series 66 licenses and 20 years of industry experience. She has been with Maxim Financial Advisors and its affiliate Maxim Group LLC since 2007. Maxim Financial Advisors LLC provides discretionary and non-discretionary investment supervisory services and referrals to third-party managers for a range of clients including individuals, trusts, estates, corporations, and institutional entities. The firm employs various investment vehicles and analytical methods, offering both wrap-fee and non-wrap programs, and manages assets totaling over $386 million as of December 31, 2024.

Michael O'Connor is a financial advisor at Arax Advisory Partners with 31 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at several firms including Merrill and Bank of America. Outside of advisory work, he is a registered insurance agent, selling and servicing fixed insurance and annuity products. Arax Advisory Partners is a multi-team wealth manager overseeing approximately $26.5 billion in assets and serving individuals, high-net-worth clients, family offices, institutions, and retirement plans. The firm offers a range of financial planning and portfolio management services, combining internal management, third-party models, and tailored asset allocation to meet client objectives.

Fan Chen is a financial advisor with Maxim Financial Advisors LLC in New York, NY, holding Series 63 and Series 65 credentials and bringing 16 years of industry experience. His work history includes roles at Murdock Capital Partners Corp, Four Points Capital Partners LLC, Bio Pharmaceuticals, Inc, WestPark Capital Inc., and China Ginseng Holdings, Inc. Maxim Financial Advisors LLC provides discretionary and non-discretionary investment supervisory services and referrals to third-party managers for a wide range of clients, including individuals, trusts, corporations, retirement accounts, sovereign wealth funds, and municipal governments. The firm’s representatives tailor advice based on client interviews and utilize various investment strategies and platforms, combining individual management styles with third-party research.

Franklyn Collymore is a financial advisor at Jefferies Investment Advisers LLC with 26 years of industry experience. He holds Series 63 and Series 66 licenses and previously worked at Morgan Stanley from 2011 to 2018, as well as Leucadia Asset Management LLC and Jefferies LLC since 2018. Jefferies Investment Advisers LLC provides fee-based financial planning services to individuals, trusts, estates, foundations, charitable organizations, corporations, and other business entities. The firm offers a customized, collaborative planning process that covers a wide range of topics including tax and estate planning, executive compensation, and philanthropic planning.

Jean Pier Suarez is a financial advisor at A.G.P. / Alliance Global Partners with 10 years of industry experience. He holds a Series 66 designation and has previously worked at Spartan Capital Private Wealth Management, Spartan Capital Securities, Bank of America, and Merrill. Suarez is also the owner and managing member of Suarez Advisory & Holdings, LLC. A.G.P. / Alliance Global Partners provides advisory and brokerage services to individuals, trusts, corporations, pooled vehicles, and plan sponsors, offering portfolio management, financial planning, retirement-plan consulting, and capital markets services. The firm emphasizes international investing through specialized strategies and maintains active brokerage and product-distribution activities alongside its advisory services.

Brian Cummins is a CFP® professional with four years of industry experience, currently serving at Joel Isaacson & Co., LLC. He has been with the firm since 2007. Joel Isaacson & Co., LLC is an SEC-registered wealth management firm that primarily serves high-net-worth individuals, as well as corporate pension plans, charitable organizations, and non-HNW clients. The firm manages approximately $8.04 billion in assets and provides services including financial planning, tax advice, portfolio management, family-office support, and outsourced CFO services.