Caribel Colon is a financial advisor with Perennial Financial Services, holding Series 63 and Series 66 licenses and six years of industry experience. Her prior roles include positions at MML Investors Services, Mass Mutual Life Insurance, and Francis Financial. She also works part-time with Aetna Health Insurance. Perennial Financial Services offers investment advisory and consulting to individuals, trusts, retirement plans, and business entities. The firm provides fiduciary portfolio management tailored to client goals, utilizing multiple platform relationships and combining retirement plan consulting with licensed insurance activities.

Eric Strominger is a financial advisor with A.G.P. / Alliance Global Partners in New York, NY, holding Series 63 and Series 65 licenses and bringing 29 years of industry experience. His career includes prior roles at Aegis Capital Corp, Oppenheimer, Maxim Financial Advisors LLC, MSI Financial Services, and Eastbrook Capital Group. Outside of his advisory work, he is involved with CRAZMinds LLC, a consumer products business. A.G.P. / Alliance Global Partners is a dually registered SEC investment adviser and FINRA member broker-dealer serving individual clients, retirement plans, and institutional vehicles through a multi-team platform. The firm emphasizes international investing and offers a range of portfolio management, financial planning, and brokerage services, including management of pooled vehicles and model portfolios.

David Burch is a financial advisor with Maxim Financial Advisors LLC in New York, NY, holding Series 63 and Series 65 designations and bringing 30 years of industry experience. He has worked at Maxim Financial Advisors since 2017 and has been with its affiliated firm, Maxim Group LLC, since 2002. Maxim Financial Advisors LLC provides discretionary and non-discretionary investment supervisory services and referrals to third-party managers for a range of clients including individuals, trusts, estates, corporations, and retirement accounts. The firm employs various investment vehicles and analytical methods, serves both retail and institutional clients, and reported assets under management of approximately $386 million as of December 31, 2024.

Milorad Sobot is a financial advisor at TSA Management Inc with seven years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Halliday Financial, LLC since 2018. Prior to his advisory career, he spent four years at Siena College. TSA Portfolio Management provides investment supervisory services to individuals, retirement, and institutional accounts through discretionary and non-discretionary portfolio management. The firm focuses on strategic asset allocation, quarterly rebalancing, and a mix of fundamental, qualitative, and technical analysis, managing a diverse range of securities including mutual funds, ETFs, individual equities, and fixed income.

Arvind Rangaraj is a CFA® charterholder with four years of industry experience, currently serving as a financial advisor at Allen Investment Management, LLC since 2022. His prior roles include positions at Children's Healthcare of Atlanta, Emory Investment Management, and QIEF Management Corp/Quantum Advisors. Allen Investment Management, LLC provides customized wealth management and portfolio management services to high-net-worth individuals, family offices, and other accredited investors. The firm emphasizes long-only equity strategies and combines tailored investment programs with third-party manager allocations and ongoing due diligence.

John Rochford is a financial advisor at Tocqueville Asset Management LP with eight years of industry experience. He holds a Series 66 designation and has worked at Tocqueville since 2019. Prior to this, he held positions at Inverness Counsel LLC, J.P. Morgan Securities Inc., and Chase Investment Services Corp. Tocqueville Asset Management is a registered investment adviser managing over $10 billion in assets, serving a diverse client base that includes high-net-worth individuals, institutional investors, and employer-sponsored ERISA accounts. The firm follows a bottom-up, contrarian, value-oriented investment approach and offers tailored portfolio management and advisory services across multiple asset classes.

Stephanie Fagenson is a financial advisor at A.G.P. / Alliance Global Partners with 27 years of industry experience. She holds Series 63 and Series 66 licenses and has previously worked at National Securities Corp, B. Riley Wealth Management, and B. Riley Wealth Advisors. A.G.P. / Alliance Global Partners is a dually registered SEC investment adviser and FINRA-member broker-dealer serving individual clients, including high-net-worth households, retirement plans, and pooled/institutional vehicles. The firm offers a range of services including discretionary and non-discretionary portfolio management, financial and estate planning, and brokerage and insurance product distribution, with a notable focus on international investing through its EPC Advisors Group division.

Paul Kleinschmidt is a financial advisor at Tocqueville Asset Management LP with 15 years of industry experience. He has been with Tocqueville Securities L.P. since 2010 and serves as President, CEO, and Portfolio Manager at Tocqueville Asset Management. Tocqueville Asset Management provides discretionary and non-discretionary portfolio management and supervisory services to a diverse client base, including individual and high-net-worth investors, registered investment companies, private pooled vehicles, insurance companies, and public pension plans. The firm employs a bottom-up, value-oriented, and contrarian investment approach through multiple specialized investment teams.

Michael Gabay is a financial advisor at Gilder Gagnon Howe & Co. LLC in New York, NY. He holds the Series 66 designation and has experience working at Gilder Gagnon Howe since 2026. His prior positions include roles at Binghamton University and Nationwide Mutual Insurance Company. Gilder Gagnon Howe & Co. provides discretionary portfolio management to individuals, trusts, estates, charitable organizations, corporations, and retirement plans. The firm employs an active, growth-oriented equity strategy managed by multiple independent portfolio managers with full trading discretion.

Zachary Eisner is a CFP® with six years of industry experience, currently serving as a financial advisor at B. Riley Wealth Advisors, Inc. He has previously worked at UBS Financial Services and Merrill Lynch, Bank of America. Eisner is also president and part-owner of Ship Has Risen Inc., a real estate investment company. B. Riley Wealth Advisors, Inc. manages approximately $7 billion in client assets through 274 advisors, offering a range of services including financial planning, retirement solutions, and advisory programs for individuals, high-net-worth clients, charitable organizations, corporations, and retirement plans. The firm provides multiple program structures and uses both proprietary and third-party asset allocation models.

Sabrina Mangual is a financial advisor with Prosperity - An EisnerAmper Company in New York, NY, holding Series 63 and Series 66 licenses and bringing 16 years of industry experience. Her prior roles include positions at LPL Financial, LLC, EisnerAmper Wealth Management & Corporate Benefits, and DAI Securities, LLC. Outside of advisory work, she is a part-owner of STL Traders LLC, where she handles order preparation, shipping, and bookkeeping. Prosperity - An EisnerAmper Company serves individuals, trustees, estates, retirement plans, and business entities, offering financial planning, portfolio management, and retirement-plan consulting. The firm emphasizes asset allocation and diversification, using both discretionary and non-discretionary management strategies supported by third-party managers and technology platforms.

James Fortescue is a financial advisor at Arax Advisory Partners with eight years of industry experience. He previously worked at U.S. Capital Wealth Advisors and has been affiliated with Piton Investment Management for over a decade. Outside of his advisory role, Fortescue serves as chairman of the board at Don Bosco Prep School and holds multiple managing member positions in investment-related entities. Arax Advisory Partners provides wealth management and advisory services to a diverse clientele including individuals, family offices, institutions, and businesses. The firm offers discretionary and non-discretionary portfolio management, financial planning, retirement consulting, and private fund advisory, employing both internal teams and external managers across traditional and alternative investments.

Samuel Scheller is a financial advisor at A.G.P. / Alliance Global Partners in New York, NY, holding Series 63 and Series 65 licenses with 31 years of industry experience. He joined A.G.P. in 2019 after six years with Aegis Capital Corp. A.G.P. / Alliance Global Partners is a dually registered SEC investment adviser and FINRA-member broker-dealer that serves individual clients, retirement plans, and pooled/institutional vehicles through a multi-team platform. The firm’s investment approach includes discretionary and non-discretionary portfolio management with a focus on international investing, model portfolios, and separately managed accounts.

Brenna Mcloughlin is a CFP® with four years of industry experience, currently with Greenspring Advisors, LLC. She previously worked at Wealthstream Advisors, Inc. for ten years. Outside of her advisory role, she serves as secretary and board member of a residential cooperative in New York City, handling administrative duties such as meeting scheduling and minute taking. Greenspring Advisors serves individuals, trusts, estates, non-profits, corporations, and retirement plan sponsors, offering wealth management, financial planning, and retirement consulting. The firm employs a combination of fundamental, quantitative, and qualitative analysis, with regular portfolio reviews and a notable suite of retirement services including The (k)larity Plan™ pooled employer plan and (k)larity @ Work™ platform.

John Sini Jr. is a financial advisor at Douglas C. Lane & Associates with 10 years of industry experience. He has been with the firm since 2016. Douglas C. Lane & Associates provides wealth management and discretionary portfolio management services for high-net-worth individuals, families, institutions, and retirement plans. The firm emphasizes customized portfolios with a focus on individual equity securities and fixed income, employing proprietary fundamental research and a flexible core investment strategy.

Jay Shah is a financial advisor with A.G.P. / Alliance Global Partners, holding a Series 66 designation and over 22 years of industry experience. His prior roles include positions at B. Riley Wealth Management, National Asset Management, and National Securities Corporation. Outside of his advisory work, he consults on business development for 360EMED LLC, an online medical appointment scheduling company. A.G.P. / Alliance Global Partners is a dually registered SEC investment adviser and FINRA-member broker-dealer serving individual clients, retirement plans, and institutional vehicles across a multi-team platform. The firm offers a range of investment strategies with a focus on international investing through its EPC Advisors Group division, alongside discretionary portfolio management, financial and estate planning, and brokerage services.

Frank Finch is a financial advisor with TSA Management Inc. based in Glen Head, NY. He holds a Series 66 designation and has 25 years of industry experience. He has worked at HRC Investment Services since 2012 and Life Stages Financial Group since 2011. Outside of advising, he serves as a part-time instructor in financial literacy and adult and K-12 education, and acts as a trustee of an investment portfolio for a nonprofit organization. TSA Portfolio Management provides investment supervisory services to individuals, including high-net-worth clients, as well as retirement and institutional accounts. The firm emphasizes strategic asset allocation, quarterly rebalancing, and a combination of fundamental, qualitative, and technical analysis, managing a diverse mix of securities through discretionary and non-discretionary portfolio management.

John Passios is a financial advisor at Pinnacle Associates, Ltd. with 12 years of industry experience. He is based in Westport, CT. Mr. Passios is also an owner of two real estate holding companies, Beechwood, LLC and Fairfield Beach Rd., LLC, on which he spends less than 1% of his time monthly. Pinnacle Associates, Ltd. provides discretionary investment management and financial planning to a diverse client base including individuals, families, trusts, endowments, foundations, and institutional clients. The firm employs a fundamental, bottom-up investment approach with a long-term orientation and offers tailored strategies across equity and fixed income portfolios, serving both retail and institutional accounts.

James Mctiernan is a financial advisor with Bison Wealth, LLC, holding Series 63 and Series 65 licenses and one year of industry experience. He previously worked at BNY Investment Center Inc. for 23 years and The Bank of New York for 30 years. Bison Wealth serves a wide range of clients including individuals, high net worth clients, family offices, and charitable organizations, offering financial planning, portfolio management, and access to third-party managers. The firm uses an outcome-focused investment process with multi-manager model portfolios that combine tactical and strategic allocations across liquid and private-market strategies.

Michael Kimble is a CFA® charterholder with 16 years of industry experience. He currently serves at Ingalls Investment Management, LLC and its affiliate Ingalls & Snyder, and has held prior roles at Tsakos Energy Navigation Ltd, Sanctuary Investors, and MacKay Shields LLC. Ingalls Investment Management provides discretionary and non-discretionary investment advisory services to a broad client base including individuals, financial institutions, pension plans, and charitable organizations. The firm employs diverse asset-management strategies ranging from long-term equity holdings to shorter-term trading and also manages private investment partnerships and third-party wrap programs.