James Norman is a financial advisor with Oppenheimer in Dallas, TX, holding Series 63 and Series 66 credentials and four years of industry experience. He joined Oppenheimer in 2026 following an 18-year retirement period. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, corporations, pension and profit-sharing plans, charitable organizations, and IRAs. The firm offers a wide range of programs with both discretionary and non-discretionary advisory services, covering equity, balanced, and fixed-income portfolios alongside consulting and retirement planning.

James Justus is a CFP® professional with 14 years of industry experience, currently with Mercer Global Advisors Inc. in Dallas, TX. His prior roles include positions at INDESOVI de PR and Objective Planning, LLC. He is involved as a general partner and co-owner in a real estate investment company, The Madison Project, LLC. Mercer Global Advisors serves a broad client base including individuals, families, small business owners, and non-profits, providing investment advisory and comprehensive financial planning services. The firm employs a globally diversified, risk-appropriate investment approach utilizing low-cost ETFs, index funds, and specialized portfolios, alongside various advisory and client education offerings.

Ramon Aguirre is a financial advisor with Money Concepts Capital Corp in Fort Worth, TX, holding Series 66 and Series 63 licenses and possessing 12 years of industry experience. His career includes roles at Maia Wealth, Jim Poe & Associates, and Charles Schwab, among others. Aguirre also owns and manages DTN Wealth LLC and DTN Income Strategies LLC, which are personal business ventures outside of his securities activities. Money Concepts Advisory Service provides investment advisory, financial planning, and consulting services to a diverse client base, including individual investors, pension plans, trusts, and corporations. The firm employs model-driven and asset-allocation investment strategies and operates as an enterprise adviser managing approximately $4.07 billion in client assets through a broad network of advisors.

Kevin Konkal is a financial advisor with VALIC Financial Advisors in Addison, TX, holding Series 63 and Series 65 credentials and bringing 25 years of industry experience. He has been with VALIC Financial Advisors since 2000 and has also been associated with Agia since 2022. Outside of his advisory work, he serves as a mentor with Dallas Fellows, a program focused on developing leadership skills in college students through faith-based apprenticeships. VALIC Financial Advisors primarily serves U.S.-domiciled individual investors, including high-net-worth and ultra-high-net-worth clients, as well as corporate and retirement-plan participants. The firm offers discretionary managed-account programs, financial planning, consulting, and brokerage services, utilizing Envestnet-developed UMA models and operating at a large scale with over 1,200 advisors.

Mary Kathryn Fitzpatrick is a financial advisor at Rockefeller Financial LLC with three years of industry experience. She holds a Series 66 designation and previously worked at Raymond James & Associates, Iberia Bank, and spent 15 years at Louise S. McGehee School. Rockefeller Financial LLC serves high-net-worth individuals, families, family offices, institutional clients, and retirement plans, offering portfolio management, financial planning, and consulting. The firm operates as a registered broker-dealer and provides access to a consolidated investment platform that includes discretionary and non-discretionary solutions across multiple asset classes.

Matthew Fuller is a financial advisor with Wealth Enhancement Advisory Services, LLC in Dallas, TX, holding Series 63 and Series 65 licenses and bringing 33 years of industry experience. His prior roles include positions at Fuller Holbrook Investments, XO Wealth Management, and Cabot Lodge Securities LLC. He is also an author and participates in nonprofit activities with organizations such as the Dallas Stars Foundation, A Light in Dark Places, and the National Kidney Foundation Texas. Wealth Enhancement Advisory Services, LLC is an SEC-registered enterprise firm serving individuals, trusts, charitable organizations, corporations, and retirement plans through a large network of advisors. The firm employs a strategic investment process combining passive and active management, supported by an internal Investment Committee, and offers a range of financial planning, asset management, and specialized retirement consulting services.

Adam Sheer is a financial advisor at Corient with five years of industry experience and holds a Series 65 designation. His prior work includes roles at Roosevelt Investments and CIPW Service Company. Outside of his advisory work, he serves as an advisor to Memoria, a company that guides families through funeral planning, and as a director on the board of Cedar Park Cemetery. Corient provides investment advisory and financial planning services to a diverse client base, including individuals, trusts, pension plans, and corporate entities. The firm employs a goals-based, team investment approach combining in-house strategies with third-party managers and specialized offerings through affiliates, focusing on continuous portfolio monitoring and risk management.

Joan Alexandre is a financial advisor at Kestra Advisory with 13 years of industry experience. He holds the Series 66 designation and has previously worked at firms including Avantax Investment Services, 1st Global Advisors, and UBS Financial Services. Kestra Advisory Services provides investment advisory and retirement-plan consulting to a broad range of institutional and individual clients. The firm offers services such as fiduciary consulting, plan design, and employee education, and manages approximately $79.8 billion in assets with a focus on serving large institutional investors.

Richard Sowden Jr. is a CFA® charterholder and holds a Series 65 license with 16 years of industry experience. He has been with Hightower Advisors since 2020 and previously worked at Frontier Investment Management Co. for 23 years. Based in Dallas, TX, his career spans a combination of advisory and investment management roles. Hightower Advisors provides investment advisory and planning services to a broad range of individual and institutional clients. The firm emphasizes manager selection and multi-manager solutions through both affiliated and third-party managers, delivering services that include discretionary portfolio management, financial planning, and specialized strategies such as tax-managed investments and international exposure.

Konnor Hoerman is a financial advisor with Eagle Strategies (NY Life) based in Dallas, TX. He holds a Series 66 designation and has one year of industry experience. His prior work includes roles at Innovative Wealth Strategies LLC and NYLIFE Securities LLC. Outside of financial advising, he has experience working with Gordon Spring Track Camp. Eagle Strategies serves a diverse client base including individual investors and institutional clients, providing financial planning, investment management, and retirement-plan advisory services. The firm delivers tailored advice through various programs, with a significant portion of assets managed on a non-discretionary basis, and operates within an integrated New York Life affiliate structure.

Gregory Bone is a financial advisor at Corient with 11 years of industry experience. He holds the CFA® designation as well as Series 63 and Series 65 licenses. His prior experience includes long-term service at Rgt Wealth Advisors, LLC, lasting over two decades. Corient provides investment advisory and financial planning services to a diverse client base, including individuals, high-net-worth clients, trusts, pension plans, charitable organizations, and corporate entities. The firm employs a goals-based, team investment approach that integrates individual security selection, fixed-income strategies, and third-party manager solutions with ongoing portfolio monitoring and risk management.

Christopher Lott is a CFP® with 36 years of industry experience, currently serving as a financial advisor at Hightower Advisors since 2025. He has a longstanding career including roles at Purshe Kaplan Sterling Investments, Smith Anglin Financial, and Heritage Financial dating back to 1993. Outside of advising, he is the managing member of ALP Air, LLC, a holding company that owns an aircraft. Hightower Advisors provides investment advisory and planning services to a diverse client base including individuals, institutions, and pooled investment vehicles. The firm’s approach emphasizes manager selection and multi-manager solutions, utilizing both affiliated and third-party managers, proprietary research, and a range of investment vehicles.

Scott Neuendorf is a CFA® charterholder with 18 years of industry experience. He has worked at Luther King Capital Management Corporation since 2013 and spent five years at Hester Capital Management, L.L.C. prior to that. Neuendorf is based in Fort Worth, TX. Luther King Capital Management Corporation advises a range of institutional and individual clients, including trusts, foundations, pension plans, government entities, and private investment partnerships. The firm employs fundamental, bottom-up analysis across various equity and fixed income strategies and manages mutual funds, separately managed accounts, and private investment vehicles.

Michael Zeier is a financial advisor at CIBC Private Wealth Advisors, Inc. in Dallas, TX, holding a Series 65 designation with 11 years of industry experience. He has been with CIBC Private Wealth since 2014. CIBC Private Wealth Advisors offers investment and wealth advisory services to a broad client base, including high net worth individuals, families, trusts, corporations, and investment companies. The firm provides customized portfolio management, financial planning, and coordinated Family Office services, utilizing a combination of proprietary and external investment strategies overseen by internal committees.

Ann Mcclain is a financial advisor at Rockefeller Financial LLC with 29 years of industry experience. She holds Series 63 and Series 66 licenses and previously worked at Merrill for 28 years before joining Rockefeller Capital Management and then Rockefeller Financial LLC. Rockefeller Financial LLC serves high-net-worth and ultra-high-net-worth individuals, families, family offices, institutional clients, retirement plans, foundations, and corporations. The firm provides discretionary and non-discretionary portfolio management, financial planning, and consulting, and also operates as a registered broker-dealer offering placement and investment banking services alongside its consolidated investment platform.

William Diehl is a financial advisor with Beacon Pointe Advisors, LLC, holding a Series 66 designation and 27 years of industry experience. He previously worked at UBS Financial Services Inc. for 14 years before joining Beacon Pointe in 2023. Outside of his advisory role, he serves as a trustee for family trusts and is an officer of a family-owned investment LLC. Beacon Pointe Advisors provides investment advisory and consulting services to a diverse client base, including individuals, institutions, and charitable organizations. The firm uses a manager-focused, asset-allocation approach supported by proprietary due diligence and offers a range of services from discretionary wealth management to outsourced CIO solutions.

Leticia Perrine is a financial advisor at Citigroup Global Markets with 28 years of industry experience. She holds Series 63 and Series 66 licenses and has worked at Citigroup since 2010, following prior roles at Deutsche Bank Securities and Lehman Brothers. Outside of her advisory work, she is a managing member of Texas Kraft Post LLC, a non-investment-related business. Citigroup Global Markets serves individual and institutional clients across various wealth segments, offering a range of investment advisory programs alongside broker-dealer execution and custody services. The firm employs multi-asset, multi-manager strategies and operates with significant institutional scale, including roles as a swap dealer and futures commission merchant.

Kevin Kurtz is a CFP® and CFA® with 25 years of industry experience. He currently works at Rockefeller Financial LLC and previously spent 11 years at Morgan Stanley Private Bank, National Association. Rockefeller Financial LLC serves high-net-worth individuals, families, family offices, institutional clients, and corporations. The firm provides portfolio management, financial planning, and consulting services, operating uniquely as both a registered investment adviser and broker-dealer with a broad investment platform that includes equities, fixed income, alternatives, and customized managed accounts.

David Matthews is a financial advisor at Allworth Financial, L.P. in Addison, TX, holding a Series 66 designation with 22 years of industry experience. His prior roles include positions at Charles Schwab & Co., Inc., TD Waterhouse Investor Services, Inc., Amerivest Investment Management LLC, Ameritrade Inc., and Wells Fargo Investments, LLC. Allworth Financial serves a diverse client base including individuals, high-net-worth investors, pension plans, trusts, corporations, and charitable organizations. The firm offers financial and wealth planning, portfolio management, retirement plan consulting, and education through various media, employing both quantitative and qualitative analysis to implement customized investment strategies.

Larry Ferguson is a CFP® with 23 years of experience in the financial services industry. He has worked at Mercer Global Advisors since 2021 and previously spent significant time with Quest Capital Management and Raymond James Financial Services. He is based in Dallas, TX. Mercer Global Advisors serves individuals, families, small business owners, plan sponsors, foundations, non-profits, and endowments by providing investment advisory, financial, tax, retirement, and estate planning services. The firm employs a Modern Portfolio Theory-based investment approach, utilizing diversified portfolios with low-cost ETFs, index funds, and other strategies, while also offering specialized programs and educational initiatives.