Kent Leung is a financial advisor with UBS Financial Services in Pasadena, CA, holding Series 63 and Series 66 credentials and bringing 22 years of industry experience. He has been with UBS since 2013. Outside of his advisory role, he serves as Vice President and Secretary of a family-owned noodle restaurant business. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, utilizing proprietary capital market assumptions and research to tailor financial plans. The firm combines institutional trading capabilities with wealth management services and operates as a broker-dealer, investment adviser, and futures commission merchant.

Susan Tunell is a financial advisor at UBS Financial Services with 21 years of industry experience. She holds a Series 66 designation and has been with UBS since 2010. Outside of her advisory role, she has worked as an on-call banquet server at the Arizona Biltmore Resort and Spa. UBS Financial Services serves individual, corporate, and institutional clients through a wide range of brokerage and advisory offerings, utilizing proprietary research and model-based asset allocations to tailor client solutions. The firm combines institutional trading capabilities with wealth management services, operating as a futures commission merchant and providing custody, underwriting, and other capital markets services.

Christina Stieg is a Senior Financial Advisor with Merrill Lynch Wealth Management and has been with the firm since 2004. She provides individualized investment management, tax minimization strategies, retirement and estate planning services, and wealth preservation to a select group of affluent clients. Christina manages custom investment strategies on a discretionary basis and utilizes a wide range of Merrill Lynch Wealth Management model portfolios and third-party investment strategies to address clients' complex financial needs. Christina holds a Bachelor's Degree in Communication and a Master's Degree in Business Administration, both from the University of Southern California. She holds FINRA Series 7 and Series 66 registrations, a California Life Insurance license, and has earned the Chartered Retirement Planning Counselor (CRPC) and Certified Plan Fiduciary Advisor (CPFA) designations. She resides in Altadena, California, with her husband and two children and enjoys spending time with her family, traveling, skiing, hiking, and cooking.

Jason Tang is a financial advisor at Morgan Stanley in Pasadena, CA, holding a Series 66 designation with two years of industry experience. Prior to his current role starting in 2022, he held positions at the University of California Irvine and LPL Financial among others. His background also includes work outside finance in catering and international business. Morgan Stanley Wealth Management serves individual and institutional clients with a range of advisory programs, including tailored financial planning supported by firm-approved tools and a structured discovery process. The firm manages approximately $2.74 trillion in client assets and offers both direct and corporate financial planning solutions.

Clement Muinde is a financial advisor with Wells Fargo Clearing holding a Series 66 designation and four years of industry experience. He has been with Wells Fargo Bank since 2016 and joined Wells Fargo Clearing in 2021. Outside of his advisory role, he co-owns a home health care agency. Wells Fargo Advisors is a national securities firm that provides investment advisory services, financial planning, and retirement plan consulting to individual, corporate, and institutional clients. The firm combines research and analytics with diversified investment strategies and offers both brokerage and advisory solutions.

Minglun Wu is a financial advisor with Equitable Advisors in Arcadia, CA, holding Series 63 and Series 65 licenses and bringing 30 years of industry experience. He has been with Equitable Advisors and its predecessor, AXA Advisors, LLC, since 1999. Wu maintains a real estate license but does not engage in related activities. Equitable Advisors serves individuals, pension and profit-sharing plans, corporations, and charitable organizations, providing financial planning, retirement consulting, and asset management programs through a network of Investment Adviser Representatives. The firm utilizes a range of third-party advisory programs and offers services covering mutual funds, ETFs, separately managed accounts, alternative investments, and ERISA fiduciary services.

Melissa Lam is a financial advisor with Merrill in Pasadena, CA, holding Series 63 and Series 66 licenses and having 12 years of industry experience. Her career includes multiple tenures at Merrill and Citigroup, including Citigroup Global Markets. Merrill, along with its affiliate Managed Account Advisors LLC, offers managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions Program. The firm provides model-based and discretionary investment strategies for individuals, high-net-worth clients, and institutional accounts.

Kevin Duong is a CFA® charterholder and holds a Series 66 license with five years of industry experience. He has worked at firms including East West Bank, JP Morgan Chase Bank, First Republic, and Wedbush Securities. He is currently affiliated with Cetera in Pasadena, CA. Cetera Investment Advisers LLC is an SEC-registered adviser serving individuals, retirement plans, corporate and charitable clients, and institutional accounts through a nationwide network of independent advisors. The firm offers a range of portfolio management and financial planning services and operates a multi-manager platform with access to various model portfolios and program options.

Isabel Ho is a Series 66 licensed financial advisor with 10 years of experience, currently practicing at UBS Financial Services in Pasadena, CA since 2016. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to customize client plans.

Eugene Wang is a financial advisor with LPL Financial based in Pasadena, CA. He holds Series 63 and Series 65 designations and has 36 years of industry experience. His prior work includes positions at Western International Securities, Inc. and Oppenheimer. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services utilizing model portfolios, third-party subadvisors, and customized strategies, supported by advanced operational and research tools.

Ally Li is a financial advisor with Wells Fargo Clearing, holding Series 63 and Series 66 licenses and seven years of industry experience. Her work history includes roles at Wells Fargo Bank, JP Morgan Chase Bank, and J.P. Morgan Securities. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory services, financial planning, and retirement plan consulting. The firm employs over 14,000 advisors and manages approximately $671 billion in assets, applying research and analytics alongside diversification principles and modern portfolio theory.

Tiffany Collins is a financial advisor with Charles Schwab in Arcadia, CA, holding Series 63 and Series 65 licenses, with 27 years of industry experience. She has been with Charles Schwab Bank and Charles Schwab Co., Inc. since 2000. Charles Schwab & Co., Inc. serves primarily high- and ultra-high-net-worth individuals through its Schwab Wealth Advisory wrap fee program and affiliated managed-account and financial planning services. The firm combines non-discretionary advisory relationships with access to discretionary separately managed accounts, delivering investment guidance via multi-asset model portfolios and maintaining a large-scale, integrated operational structure.

Michael Hui is a financial advisor at Charles Schwab with the Series 66 credential and two years of industry experience. His prior roles include positions at JPMorgan Chase Bank, J.P. Morgan Securities, Edward Jones, and multiple mortgage companies. Michael is based in Rowland Heights, California. Charles Schwab & Co., Inc. serves primarily high- and ultra-high-net-worth individuals through its Schwab Wealth Advisory wrap fee program and affiliated managed-account and financial planning services. The firm offers a combination of non-discretionary advisory services and access to discretionary separately managed accounts, supported by multi-asset model portfolios and comprehensive due diligence.

Hilary Campbell is a financial advisor at Osaic with 33 years of industry experience. She holds the Series 63 and Series 65 designations and has worked at firms including Securities America Advisors Inc, Raymond James Financial, Morgan Stanley, Citigroup Global Markets, and Deutsche Bank Securities Inc. Outside of her advisory role, she serves as a patient ambassador for Gilead Sciences Inc., participating in training and video production activities. Osaic Wealth serves a diverse client base including individual investors, retirement plans, charities, and corporate clients through a multi-advisor platform that offers brokerage and advisory services. The firm’s investment approach incorporates model-based asset allocation and portfolio optimization supported by risk tolerance assessments and rebalancing tools, with options for discretionary management, client-imposed restrictions, and third-party manager selection.

Joannie Ngo is a financial advisor at J.P. Morgan Securities with 25 years of industry experience. She holds a Series 66 designation and has worked at several firms including Banc of America Investment Services, Merrill, and Chase Investment Services Corp. before joining J.P. Morgan Securities in 2012. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, endowments, and other institutional clients through a program focused on written asset allocation advice, investment manager searches, and customized performance reporting. The firm’s advisory process incorporates quantitative and qualitative due diligence and includes broader derivatives and commodities capabilities through its regulatory registrations.

Mitchell Hedlund is a financial advisor at J.P. Morgan Securities with six years of industry experience. He holds a Series 66 designation and has worked at J.P. Morgan Securities and JPMorgan Chase Bank since 2019. Outside of his advisory role, Hedlund is involved in youth sports coaching, serving as an assistant coach for the varsity men's lacrosse team at Calabasas High School and as a summer lacrosse coach at Agoura High School. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, endowments, and other institutional clients, focusing on written asset allocation advice, investment manager searches, and customized performance reporting. The firm’s advisory process combines quantitative and qualitative research supported by centralized due diligence and incorporates ESG frameworks where applicable.

Ruchita Trivedi is a financial advisor with Charles Schwab, holding a Series 66 designation and eight years of industry experience. She has worked at Charles Schwab Bank, SSB and Charles Schwab & Co., Inc. since 2022, following five years at TD Ameritrade. Charles Schwab & Co., Inc. serves a large client base primarily composed of high- and ultra-high-net-worth individuals through its Schwab Wealth Advisory program, offering both non-discretionary and discretionary investment services integrated with brokerage, custody, and cash-sweep solutions.

Mei Guo is a financial advisor at Cetera with 26 years of industry experience. She holds the Series 63 and Series 66 designations and has been with Cetera and its affiliated entities since 2006. Mei also has a long-standing role at Cathay Bank since 2006. Cetera Investment Advisers LLC is an SEC-registered adviser that serves a diverse client base including individuals, employer-sponsored retirement plans, corporate and charitable clients, and institutional accounts. The firm offers a multi-manager platform with a range of investment program options and manages over $256 billion in assets through more than 10,000 advisors nationwide.

Paul Wu is a financial advisor with J.P. Morgan Securities, holding a Series 66 designation and 20 years of industry experience. He has been with J.P. Morgan Securities and JPMorgan Chase Bank, N.A. since 2017 and previously worked at Wells Fargo Clearing. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, endowments, and other institutional clients through a non-discretionary advisory program focused on asset allocation advice, manager searches, and customized performance reporting. The firm uses a combination of quantitative and qualitative research to support its recommendations and offers access to derivatives and commodities capabilities through affiliated entities.

Brian A. Garcia is a financial advisor with Raymond James & Associates in Pasadena, CA, holding Series 63 and Series 65 credentials and bringing 33 years of industry experience. He previously worked at UBS Financial Services Inc. for 14 years before joining Raymond James in 2025. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser serving individuals, institutional clients, and municipal entities. The firm offers financial planning, non-discretionary investment consulting, and institutional fiduciary services, using various portfolio management styles supported by firm research and affiliated sub-advisers.