Jean Alessandrini is a financial advisor with Ameriprise in Manhattan Beach, CA, holding Series 63 and Series 66 licenses and 19 years of industry experience. He previously worked at Edward Jones for nine years. Alessandrini serves on the Board of Directors for the Redondo Beach Chamber of Commerce. Ameriprise offers a retirement-income planning service targeting individuals with at least $1 million in net investable assets, combining research, modeling, and tax-efficiency analysis to provide tailored recommendation reports delivered in partnership with advisors.

Sarah Auernhammer is a financial advisor with Thrivent Investment Management in Redondo Beach, CA, holding a Series 66 designation and 25 years of industry experience. She has been with Thrivent Financial for Lutherans and Thrivent Investment Management since 2002. Thrivent Investment Management provides Dedicated Planning Services to individuals, families, businesses, and nonprofit clients, focusing on comprehensive, goal-based financial planning without discretionary trading authority. The firm combines planning and managed-account options under a consolidated billing structure called WealthPlan.

Narine Butler is a financial advisor with Morgan Stanley in Torrance, CA, holding Series 63 and Series 65 licenses and bringing 17 years of industry experience. She has been with Morgan Stanley since 2009 and is currently associated with Morgan Stanley Private Bank, N.A. Outside of her advisory work, Butler is involved as a caregiver for the elderly with the Los Angeles Department of Public Social Services. Morgan Stanley Wealth Management serves both individual and institutional clients by providing a variety of advisory programs, including tailored financial planning. The firm employs a structured planning process and offers access to broad investment resources and strategies.

Erick Rivera is a CFP® with five years of industry experience, currently serving as a financial advisor at Edelman Financial Engines. His prior work includes roles at Financial Engines Advisors L.L.C. and Comerica Bank. Outside of his advisory work, he serves as a director for the Arizona Philharmonic, assisting with the organization’s spending plan and leading marketing promotions. Edelman Financial Engines provides technology-enabled investment advisory and financial planning services to individual investors, retirement-plan participants, and institutional clients. The firm combines proprietary modeling with planner delivery and online tools, offering both discretionary and non-discretionary investment options focused on diversified portfolios and long-term strategies.

Shanleigh Bird is a financial advisor with Morgan Stanley in Rolling Hills Estates, CA, holding Series 63 and Series 65 licenses and bringing 17 years of industry experience. She has worked with Morgan Stanley Smith Barney since 2009 and with Morgan Stanley Private Bank, National Association since 2015. Morgan Stanley Wealth Management offers advisory and brokerage services to individuals and institutional clients, managing approximately $2.74 trillion in assets. The firm provides tailored financial planning through structured processes and a range of investment and planning programs.

Johnson Leung is a financial advisor with Wells Fargo Clearing, holding a Series 66 designation and 23 years of industry experience. Prior to joining Wells Fargo Clearing in 2023, he worked at J.P. Morgan Securities for 11 years. Wells Fargo Clearing provides retirement plan consulting services to qualified ERISA plans and non-qualified deferred compensation plans. The firm’s IPS-driven advisory process incorporates modern portfolio theory and offers both discretionary and non-discretionary services, including investment policy statement preparation, investment recommendations, performance reporting, and participant education.

Dillon Fong is a financial advisor with Wells Fargo Clearing in Los Angeles, CA, holding Series 63 and Series 66 licenses and possessing 23 years of industry experience. He has worked at Wells Fargo Clearing since 2016 and was previously with Wells Fargo Advisors, LLC from 2014 to 2016. Outside of his advisory role, he serves as a trustee for a family trust. Wells Fargo Clearing provides retirement plan consulting services to qualified ERISA and non-qualified deferred compensation plans, offering a range of discretionary and non-discretionary investment services grounded in modern portfolio theory. The firm’s offerings include investment policy development, performance reporting, participant education, and plan benchmarking, with a notable inclusion of insurance-related products and bank deposit sweep options in its investment menus.

Runmei Mcfadden is a financial advisor at Equitable Advisors with 23 years of industry experience. She holds a Series 66 designation and has been with Equitable Advisors since 2002, previously working at Axa Advisors, LLC. Equitable Advisors serves a diverse client base including individuals, pension and profit-sharing plans, corporations, and charitable organizations. The firm offers financial planning, retirement plan consulting, and asset-management programs through a network of Investment Adviser Representatives, utilizing both firm-offered programs and third-party asset managers.

Kevin Valdez is a financial advisor at Morgan Stanley in Torrance, CA, holding a Series 66 designation with eight years of industry experience. He previously worked at Wells Fargo Clearing for one year and has spent over a decade at Morgan Stanley. Morgan Stanley Wealth Management serves individuals and institutional clients by providing various advisory programs and tailored financial planning through its Financial Advisors and Estate Planning Strategies Group. The firm manages approximately $2.74 trillion in client assets and employs a structured planning process using firm-approved tools and market modeling techniques.

Sathya Patterson is a financial advisor with LPL Financial, holding the CFP® designation and Series 63 and 66 licenses, and has 19 years of industry experience. Prior to joining LPL Financial in 2021, she worked at Wells Fargo Clearing and Halbert, Hargrove/Russell. Outside her advisory role, she is involved with Heart of Ananda, a business unrelated to investments. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services including financial planning, model portfolios, third-party asset management, and institutional platforms.

Sharon Lam is a financial advisor at Ameriprise with a Series 66 designation and three years of industry experience. Her work history includes roles at Ameriprise Financial Services and Beverly Hills Health, as well as experience outside of finance in the food service industry and education. Ameriprise Financial Services is a large, diversified advisory firm serving individual and institutional clients. It offers a specialized Premier Retirement Income service that provides written recommendation reports and ongoing retirement-income planning advice focused on dependable income sources and tax-aware withdrawal strategies.

Thomas Stift is a financial advisor at Mass Mutual Investors Services with a Series 66 designation and less than one year of industry experience. Prior to joining Mass Mutual, he worked at Lutheran High School of Orange County and had a brief entrepreneurial role at Mamas Comfort Food and Cocktails. Mass Mutual Investors Services is a broker-dealer and SEC-registered investment adviser that provides financial planning and asset management services to individuals, business owners, trusts, estates, charitable organizations, and employers. The firm emphasizes collaborative, annual financial planning engagements using firm-approved tools and offers event-driven planning programs such as divorce and estate-settlement planning.

Karen Chung is a Series 66-licensed financial advisor with 22 years of industry experience. She has worked at Morgan Stanley since 2025 and previously spent 18 years at Western International Securities, Inc. Morgan Stanley Wealth Management serves individuals and institutional clients by providing a range of advisory programs, including tailored financial planning and estate planning strategies. The firm manages approximately $2.74 trillion in client assets and employs structured planning processes supported by proprietary tools and analyses.

Harold Van Dyke II is a financial advisor at Morgan Stanley with 27 years of industry experience. He holds Series 63 and Series 65 credentials and has been with Morgan Stanley and its affiliated entities since 2009. Outside of his advisory role, he serves as board president of The Children's Clinic, a nonprofit providing healthcare to underserved children and adults in Long Beach, CA. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer offering a wide range of advisory programs to individuals and institutional clients, including tailored financial and estate planning. The firm manages approximately $2.74 trillion in client assets and employs a structured financial planning process supported by firm-approved tools and market models.

James Panting Jr. is a financial advisor with Morgan Stanley in Long Beach, CA, holding Series 63 and Series 65 licenses and nine years of industry experience. He has worked at Morgan Stanley and its Private Bank since 2017, with prior experience at SC Distributors, LLC and Five Rivers Rx. Morgan Stanley Wealth Management is a large SEC-registered investment adviser and broker-dealer serving individual and institutional clients. The firm offers comprehensive financial planning and investment advisory services supported by structured planning tools and a broad range of retail and institutional product offerings.

Tae Kim is a financial advisor at LPL Enterprise with 26 years of industry experience. He holds the Series 66 designation and has worked at LPL Enterprise since 2024. His prior experience includes roles at the California Health Benefit Exchange for 11 years and over two decades with Prudential Insurance Company of America and Pruco Securities, LLC. LPL Enterprise provides investment advisory and brokerage services to a diverse client base including individuals, high-net-worth investors, retirement plans, and corporate and charitable entities. The firm employs a model-driven investment approach using portfolios developed by internal and third-party strategists and offers financial planning, access to external asset managers, and participation in a wrap program.

Philip Hartwell is a CFP® with 43 years of experience in the financial industry. He is currently with OSAIC in Torrance, CA, and has been associated with Royal Alliance Associates, Inc. for 40 years. Hartwell also owns Hartwell Financial Services, a firm focused on financial planning and wrap fee programs, which he operates with his two sons. He is involved in life insurance sales through a separate sole proprietorship. OSAIC serves a diverse client base including individual investors, high-net-worth clients, pension plans, corporations, and charitable organizations. The firm provides integrated brokerage and advisory services, employing advanced asset-allocation tools and offering access to multiple advisory platforms and third-party money managers.

Terrill Smith is a financial advisor at J.P. Morgan Securities with 13 years of industry experience. He holds a Series 66 designation and has worked at firms including Merrill Lynch and Wells Fargo Clearing. Outside of his advisory role, he is a financial investor in ChargerHelp, a software company focused on electric vehicle charging station maintenance. J.P. Morgan Securities LLC provides institutional consulting services to corporations, foundations, and defined contribution plan sponsors, offering asset allocation advice and customized performance reporting through a centralized due diligence framework. The firm combines institutional advisory operations with broker-dealer and investment adviser registrations, delivering recommendations on a non-discretionary basis.

David Widor is a financial advisor with Morgan Stanley, holding Series 63 and Series 65 licenses and bringing 29 years of industry experience. He has worked with Morgan Stanley Private Bank since 2015 and with Morgan Stanley Smith Barney LLC since 2009. Morgan Stanley Wealth Management serves both individual and institutional clients, offering a variety of advisory programs including tailored financial planning through its Financial Advisors and Estate Planning Strategies Group. The firm manages approximately $2.74 trillion in client assets and employs a structured financial planning process that utilizes firm-approved tools and market models.

Andrew Kim is a Series 66-licensed financial advisor with J.P. Morgan Securities in Torrance, CA, where he has worked for 10 years. He has 13 years of industry experience. J.P. Morgan Securities LLC provides investment consulting and advisory services mainly to institutional clients and retirement plan sponsors, using a process that combines quantitative asset-allocation modeling with centralized due diligence. The firm applies an ESG eligibility framework in its recommendations and offers services on a non-discretionary basis.