Rosemary Martinez is a financial advisor with Principal Financial Services in Burbank, CA, holding Series 63 and Series 66 licenses and bringing 27 years of industry experience. She has been with Principal since 1998 and also has a longstanding role at Principal Life Insurance Company beginning in 1996. Martinez serves as a bank trust officer, a position that supports the management of Principal retirement plan accounts across multiple business lines. Principal Securities provides brokerage and registered investment advisory services to individual investors, retirement plans, trusts, estates, charitable organizations, corporations, and active-duty military personnel. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager solutions under various advisory and promoter arrangements.

Patrick Savage is a financial advisor at Lido with 21 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including ROBERT W. BAIRD & Co., Continental Properties, North Capital Private Securities, and Pegasus Partners. Lido serves high-net-worth and ultra-high-net-worth individuals, family offices, trusts and estates, charitable organizations, corporations, pension and profit-sharing plans, and pooled investment vehicles. The firm offers investment management, financial planning, family office services, and referrals to affiliated trust, tax, insurance, and brokerage services, employing an integrated wealth-management approach that includes tactical option strategies and a combination of discretionary and non-discretionary account management.

Victoria Frazier is a financial advisor with Citigroup Global Markets, holding Series 63 and Series 66 credentials and over 25 years of industry experience. She worked at Merrill for 20 years before joining Citigroup in 2018. Citigroup Global Markets serves individual and institutional clients across multiple wealth segments, offering a wide range of investment advisory programs and brokerage services. The firm employs multi-asset, multi-manager strategies and combines large institutional scale with unique market roles, including swap dealing and futures commission merchant activities.

Jonathan Drubner is a CFP® with 14 years of industry experience, currently serving as a financial advisor at Hightower Advisors since 2025. His prior roles include positions at Lindbrook Capital, LLC, Intersect Capital LLC, and L & S Advisors, Inc. Hightower Advisors provides investment advisory and planning services to a diverse range of individual and institutional clients, employing a multi-manager investment approach that includes both affiliated and third-party managers, along with proprietary research and custom portfolio construction.

Amy Lange is a CFP®, CFA®, and Series 63-licensed financial advisor with four years of industry experience. She is currently with Cerity Partners LLC and previously worked at Covington Capital Management for 17 years. Based in Los Angeles, CA, Lange provides wealth management services through Cerity Partners. Cerity Partners advises a broad client base including high-net-worth individuals, families, trusts, foundations, and institutional investors, managing approximately $166.2 billion in client assets as of December 31, 2025. The firm offers customized wealth management services centered on client-specific investment profiles, combining proprietary quantitative screening, manager selection, and direct security selection, with additional access to alternative and private market solutions.

Evan Levy is a financial advisor with Lido holding a Series 65 designation and 13 years of industry experience. He has been with Lido Advisors, LLC since 2015. Lido serves a diverse client base including high-net-worth and ultra-high-net-worth individuals, family offices, trusts, and institutional investors, offering investment management, financial planning, and family office services. The firm employs an integrated wealth-management approach with a focus on asset allocation and tactical option strategies, and it is notable for its active sub-advisory and investment-company roles, overseeing approximately $42.5 billion in assets.

Joseph Solomon is a CFP® professional with 40 years of experience in the financial services industry. He is currently with Private Advisor Group, LLC and has held roles at LPL Financial and Level Four Insurance Services, among others. He has operated his own financial group and company for several decades and has experience in tax preparation and accounting as president of Joseph Solomon Financial Group. Private Advisor Group serves individuals, trusts, estates, charitable organizations, businesses, and retirement plans by providing portfolio management, financial planning, and retirement plan consulting. The firm employs a fiduciary-based model, leveraging technology platforms and a range of investment strategies while offering both discretionary and non-discretionary advisory services.

Sharon Scarpa is a financial advisor at Lido with Series 65 credentials and over seven years of industry experience. Her prior experience includes roles at Fountainhead Capital Management and Thirty-One Gifts. Lido serves a diverse client base including high-net-worth individuals, family offices, charitable organizations, and institutional clients, offering integrated wealth-management services that incorporate tactical option strategies and a mix of asset classes. The firm is notable for its active sub-advisory role and extensive affiliated capabilities across trust, tax, insurance, and brokerage services.

Samuel Garcia is a CFP® with 30 years of industry experience, currently serving at Cerity Partners LLC. His prior roles include positions at Arkadios Capital, SAGEPOINT FINANCIAL, and Pension Architects Advisory Group. Cerity Partners advises a diverse client base ranging from individuals and families to institutional investors, managing approximately $166.2 billion in client assets as of the end of 2025. The firm offers customized wealth management services anchored by client-specific investment profiles and a combination of proprietary and third-party strategies, with additional capabilities in alternative and private market solutions.

Nour Al Hafar is a CFP® professional at Hightower Advisors with two years of industry experience. Prior to joining Hightower, Nour worked at United Capital Financial Advisors and Fifth Third Bank. Hightower Advisors provides investment advisory and planning services to a diverse range of individual and institutional clients. The firm’s approach emphasizes manager selection and multi-manager solutions, utilizing both affiliated and third-party managers across various investment vehicles and strategies.

Thomas Faulkner is a financial advisor with Lincoln Investment, holding a Series 66 designation and bringing 25 years of industry experience. He has been with Lincoln Investment since 2012 and is also a partner at The Rawls Group, focusing on business succession planning. Additionally, he serves on the board of directors for the International Succession Planning Association. Lincoln Investment Planning, LLC is an enterprise firm serving individual and high-net-worth investors, trusts, charities, and retirement plans. The firm offers financial planning, portfolio management through model portfolios, and access to third-party managers, supported by an in-house investment management and research team.

Joel Van Buren is a CFP® with five years of industry experience, currently serving as a financial advisor at Lido in Los Angeles, CA. Prior to joining Lido in 2025, he worked at Exchange Capital Management Inc for four years and Shotwell Rutter Baer Financial Planners for one year. He also has a background in research and academia through roles at Michigan State University. Lido advises a diverse range of clients, including high-net-worth individuals, family offices, trusts, charitable organizations, and institutional accounts. The firm offers integrated wealth-management services combining tactical and defined-risk option strategies, active sub-advisory roles, and a broad array of affiliated capabilities in trust, tax, insurance, and brokerage services.

Haim Shepes is a financial advisor with PlanMember Securities Corporation in Carpinteria, CA, holding Series 63 and Series 65 credentials and with 34 years of industry experience. His prior work includes roles at Legend Equities Corporation and Lincoln Investment, alongside running his own insurance and securities sales businesses. PlanMember provides retirement-plan advisory services to employers and participants, acting as an ERISA Section 3(38) fiduciary and offering a range of participant-level investment options. The firm’s investment approach centers on a strategic asset allocation framework with risk-based mutual fund portfolios, supported by education and support services for plan sponsors and participants.

Joshua Miller is a CFP® and holds a Series 66 license with 16 years of industry experience. He is currently with Lido Advisors, LLC, where he has worked since 2024, following eight years at Colorado Financial Management LLC. Outside of his advisory work, Miller is a member of CFM Holdings, LLC, which owns the Lido office space in Johnstown, Colorado. Lido advises a diverse client base including high-net-worth individuals, family offices, trusts, and institutional investors, providing investment management, financial planning, and family office services. The firm utilizes an integrated wealth-management approach incorporating equities, fixed income, alternatives, and tactical option strategies, and is noted for its active role in sub-advisory services and affiliated in-house capabilities.

Sally Macleod is a financial advisor at Citigroup Global Markets with a Series 66 credential and one year of industry experience. Her prior work includes roles at Citi Private Bank, Paramount Pictures, and Reynolds Advisory Partners. Citigroup Global Markets serves individual and institutional clients across multiple wealth segments, offering a range of investment advisory programs and brokerage services. The firm employs multi-asset, multi-manager strategies and combines large institutional scale with specialized market roles such as swap dealing and futures commission merchant activities.

Albina Hinrichsen is a financial advisor at Citigroup Global Markets with three years of industry experience. She holds Series 63 and Series 66 designations and previously worked at TIAA and Wells Fargo. Citigroup Global Markets serves individual and institutional clients across various wealth segments, offering a range of investment advisory programs and brokerage services. The firm employs multi-asset, multi-manager strategies and operates with a combination of large institutional scale and unique market roles, including in-house research and execution capabilities.

Jeffrey Miller is a financial advisor at Rockefeller Financial LLC with 22 years of industry experience. He holds the Series 63 and Series 65 designations and has worked at Rockefeller Capital Management and Wells Fargo-affiliated firms. Outside of finance, he is a minority owner of Beer of the Day, a business focused on beer photography and descriptions. Rockefeller Financial LLC serves high-net-worth and ultra-high-net-worth individuals, families, family offices, institutional clients, and corporations. The firm provides discretionary and non-discretionary portfolio management, financial planning, and consulting, operating as a registered broker-dealer with capabilities that include securities transactions, variable insurance products, and placement and investment banking services.

Nicole Hammick is a financial advisor at Lincoln Investment with a Series 66 credential and four years of industry experience. Her prior roles include positions at Raymond James Financial and Cetera Investment Services. Outside of finance, she owns White Birch Herbal, LLC, where she crafts and sells herbal tea blends and related products in Connecticut. Lincoln Investment Planning, LLC serves a broad client base including individual and high-net-worth investors, trusts, charities, and retirement plans. The firm offers comprehensive financial planning and portfolio management, supported by an in-house Investment Management & Research team that develops strategic model portfolios and adaptive strategies.

Rod Nakamoto is a CFP® with 33 years of industry experience, currently with Rockefeller Financial LLC. His prior experience includes roles at Bank of America, Merrill, and JPMorgan Chase. He serves as a trustee on the Board of Trustees and as president of the Board of Directors for USC Associates at the University of Southern California. Rockefeller Financial LLC serves high-net-worth and ultra-high-net-worth individuals, families, family offices, and institutional clients. The firm combines a Private Advisor model with a consolidated investment platform to offer discretionary and non-discretionary portfolio management, financial planning, and brokerage services.

Scott Brokaw is a financial advisor at Lido with 13 years of industry experience and holds a Series 65 designation. He has been with Lido Advisors, LLC since 2015 and also operates as a life and health insurance agent. Lido serves a diverse client base including high-net-worth individuals, family offices, trusts, and charitable organizations, offering investment management, financial planning, and family office services. The firm employs an integrated wealth-management model and is known for its active sub-advisory roles and extensive affiliated capabilities.