Andrew Schoenfeld is a financial advisor with Kingswood Wealth Advisors, LLC in New York, NY, holding Series 63 and Series 65 licenses and bringing 35 years of industry experience. His prior roles include positions at Kingswood Capital Partners, Edge Wealth Management, Brean Capital, Sandler O'Neill & Partners, and Hunt Financial Securities. Kingswood Wealth Advisors serves a diverse client base including individual and high-net-worth investors, retirement plan sponsors, and institutions, offering portfolio management, financial planning, ERISA plan advisory, and consulting services. The firm operates an open-architecture platform utilizing third-party managers and integrates insurance-linked account management alongside institutional consulting and wrap program sponsorship.

Erin Mc Cann is a financial advisor with Simplicity Wealth in Summit, NJ, holding Series 63 and Series 65 credentials and 15 years of industry experience. She has worked with Simplicity Wealth since 2019 and has been affiliated with The Leaders Group Inc since 2024. Outside of advisory work, Mc Cann serves as Managing Director of the McCann Family Foundation, a family charitable foundation. Simplicity Wealth serves individual and high-net-worth investors, retirement plans, corporate and institutional clients, as well as other financial firms. The firm utilizes a fund-of-funds approach with ETFs, mutual funds, and individual securities, offering discretionary portfolio management along with technology and operational services for advisers through its managed account platform.

Benjamin Lanier is a financial advisor at Ingalls Investment Management, LLC with eight years of industry experience. He holds a Series 65 designation and has worked at Ingalls & Snyder LLC since 2018 and Deloitte & Touche from 2017 to 2018. His background also includes five years at the University of Arkansas. Ingalls Investment Management provides discretionary and non-discretionary investment advisory services to a range of clients including individuals, financial institutions, pension plans, trusts, and charitable organizations. The firm employs multiple asset-management styles, managing accounts on a discretionary basis with strategies that include long-term equity holdings, short-term trading, option writing, and private placements.

Steven Kashubo is a financial advisor at Santander Securities LLC with 17 years of industry experience. He holds Series 63 and Series 66 designations and has worked at Santander Securities and Santander Bank in various roles since 2013. Santander Securities LLC provides investment advisory and related services to a diverse client base, including individual investors, corporations, charitable organizations, and retirement plans. The firm offers a range of advisory programs and financial planning services, utilizing a managed-account platform with third-party investment managers and emphasizing ongoing suitability reviews and compliance oversight.

William Spears is a CFA® charterholder with 4 years of industry experience. He is a member of SPEARS & CO. LLC, a holding company, and has been associated with Spears Abacus Advisors LLC since 2007. He is currently with Cannell & Spears LLC in New York, NY. Cannell & Spears LLC provides discretionary portfolio management, financial planning, and rollover advice to individual and institutional clients, including high-net-worth individuals, charities, pension plans, and pooled investment vehicles. The firm employs a value-oriented, long-term investment approach based on proprietary fundamental research and concentrated security selection, and it operates as a multi-team structure with approximately 17 advisors managing several billion dollars in assets.

Ryshard Grzanka is a financial advisor with Integrity Advisory Solutions in Brooklyn, NY, holding Series 63 and Series 65 licenses and bringing 16 years of industry experience. His prior roles include positions at Burlington Alliance Capital Management, LLC and Equitable Advisors, LLC. Integrity Advisory Solutions serves individuals, trusts, estates, corporations, and other business clients through a network of approximately 100 independent advisors, managing around $1.1 billion in client assets. The firm offers portfolio management, financial planning, retirement plan consulting, and utilizes a range of investment strategies and third-party platforms to provide tailored advisory services.

Henry Kaplan is a financial advisor with B. Riley Wealth Advisors, Inc. in New York, NY, holding Series 63, 65, and 66 licenses and bringing 37 years of industry experience. His prior roles include positions at National Asset Management and Morgan Stanley Distribution, Inc. He is also a limited partner and passive investor in a fixed income investment portfolio. B. Riley Wealth Advisors, Inc. is an SEC-registered firm managing approximately $7.03 billion in client assets through about 274 advisors. The firm serves individuals, high-net-worth clients, charitable organizations, corporations, and retirement plans, offering a broad range of advisory programs, financial planning, and retirement solutions.

John Pantowich is the sole advisor at TAG Associates LLC in New York, NY, with 14 years of industry experience. He has been with TAG Associates since 2002. TAG Associates provides multi-family office and portfolio management services primarily to high-net-worth individuals, family-related entities, trusts, estates, endowments, and certain retirement plans. The firm offers comprehensive wealth management, including portfolio management, tax planning, financial management, and estate/trust planning, and also advises pooled investment vehicles with both client and non-client investors.

Montague Henry is a financial advisor at B. Riley Wealth Advisors, Inc. with 38 years of industry experience. He holds Series 63 and Series 65 licenses and has been with B. Riley Wealth Management since 2015 and B. Riley Wealth Advisors since 2022. In addition to his advisory role, he is a licensed insurance agent involved with B. Riley Wealth Insurance. B. Riley Wealth Advisors, Inc. manages approximately $7.03 billion in client assets through about 274 advisors and serves individuals, high-net-worth clients, charitable organizations, corporations, and retirement plans. The firm offers a variety of advisory programs, financial planning, and retirement solutions, utilizing multiple program structures and proprietary asset allocation models.

Joseph Orff Jr. is a CFP® and CFA® with three years of industry experience. He is currently an advisor at Greenspring Advisors, LLC, where he has worked since 2025. Prior to that, he spent several years with Wealthstream Advisors, Inc. He has a background that includes time at the University of Miami. Greenspring Advisors provides investment advisory and financial planning services to individuals, trusts, estates, non-profit organizations, and employer-sponsored retirement plans. The firm uses a combination of fundamental, quantitative, and qualitative analysis with an asset-allocation focus and offers both discretionary and non-discretionary portfolio management tailored to client objectives.

David Pearson is a financial advisor with Carret Asset Management, LLC in New York, NY, holding Series 63 and Series 65 licenses and bringing 24 years of industry experience. He has worked with Carret Asset Management since 2004 and was previously with Carret and Company, LLC from 2002 to 2004. Carret Asset Management is an SEC-registered multi-team adviser managing approximately $3.46 billion for individuals, retirement plans, investment companies, and other institutional and advisor clients. The firm uses fundamental research and periodic rebalancing to structure portfolios with an emphasis on fixed income, enhanced cash, large-cap equity, and a Leveraged Opportunity Strategy, while also providing sub-advisory services and managing a registered mutual fund.

Marc Specht is a financial advisor with Perigon Wealth Management, LLC in New York, NY, holding a Series 66 designation and 15 years of industry experience. His prior roles include positions at Purshe Kaplan Sterling Investments, Midtown Wealth Management, LPL Financial, and Private Advisor Group. Outside of his advisory work, he is a licensed insurance agent and owner of PM Risk Management, an insurance sales business. Perigon Wealth Management provides customized investment advisory and wealth management services to individuals, trusts, estates, businesses, charitable organizations, and banking or thrift institutions. The firm offers a wrap-fee program and may implement client portfolios through sub-advisors or turnkey asset management programs, with ongoing portfolio monitoring and formal annual reviews.

Adam Grisanti is a financial advisor at Ingalls Investment Management, LLC with 13 years of industry experience. He has worked at Ingalls Investment Management since 2026 and has been with the affiliated firm Ingalls & Snyder LLC since 2011. Ingalls Investment Management provides discretionary and non-discretionary investment advisory services to individuals, institutions, pension plans, trusts, charitable organizations, and private investment partnerships. The firm employs various asset-management styles and manages accounts using fundamental, technical, and cyclical analysis across a range of strategies.

Alan Feldman is a financial advisor at Jefferies Investment Advisers LLC with 25 years of industry experience. He has held roles at Jefferies LLC, Leucadia Asset Management LLC, JPMorgan Chase Bank, N.A., and J.P. Morgan Securities. Feldman holds a Series 63 designation. Jefferies Investment Advisers LLC provides fee-based financial planning services to individuals, trusts, estates, foundations, charitable organizations, corporations, and other business entities. The firm offers a customized, collaborative planning process covering a broad range of topics, including tax and estate planning, executive compensation, and philanthropic planning.

Mathias Schulz is a financial advisor at Realta Investment Advisors, Inc with 10 years of industry experience. He holds Series 65 and Series 63 licenses and has previously worked at JPMorgan Securities LLC, JPMorgan Chase Bank, Benchmark Investments, LLC, Coastal Equities, Inc., and CGM Group LLC. Realta Investment Advisors provides discretionary and non-discretionary investment advisory services and financial planning to individuals, pension and profit-sharing plans, and various institutional clients. The firm emphasizes individualized advice based on client goals, risk tolerance, and time horizon, utilizing diversified asset allocation strategies and third-party manager programs.

Kai Chong Cheng is a financial advisor with NFSG Corporation in New York, NY, holding Series 63, Series 65, and Series 66 designations and 18 years of industry experience. His prior work includes roles at Newbridge Securities Corporation and Affinity Capital Management LLC. NFSG Corporation provides investment advisory and financial planning services to a diverse client base, including individuals, trusts, estates, and business entities. The firm constructs diversified portfolios, offers discretionary and non-discretionary asset management, and supports its advisors with research, model portfolios, and third-party asset manager options.

Mc Clain Bishop is a financial advisor at Simon Quick Advisors, LLC with eight years of industry experience. He holds a Series 66 designation and previously worked at Bank of America and Merrill for seven years each. Outside of his advisory role, he is a minority partner in HGC Investments, LLC, a holding company for investments, and participates in charitable activities through the R and H H Foundation. Simon Quick Advisors serves individuals, families, pension and non-profit entities, endowments, and foundations by providing wealth management, investment consulting, financial planning, tax planning and compliance, and administrative services. The firm uses a combination of proprietary quantitative analysis and in-person due diligence to allocate client assets across a range of investment vehicles, managing accounts on both discretionary and non-discretionary bases and sponsoring multiple pooled investment vehicles.

Sarah White is a financial advisor at Sapient Capital LLC with 25 years of industry experience. She holds Series 63 and Series 66 licenses and previously worked for 20 years at J.P. Morgan Securities. Sapient Capital provides wealth management, financial planning, family office services, and sub‑advisory support to individuals, high‑net‑worth families, trusts, foundations, and pooled investment vehicles. The firm employs a long-term investment process combining fundamental and technical analysis to build diversified portfolios and acts as an adviser and sponsor to private funds as well as a sub-advisor to registered ETFs.

Paul Morse is a Certified Financial Planner (CFP®) with 33 years of industry experience. He has worked at A.G.P. / Alliance Global Partners since 2020, following prior roles at Gladstone Wealth Group, LPL Financial, and Wells Fargo Clearing. He is based in New York, NY. A.G.P. / Alliance Global Partners is a multi-team SEC-registered investment adviser and FINRA-member broker-dealer serving over 7,000 clients with approximately $2.95 billion in assets under management. The firm employs an open-architecture model that includes internally managed strategies and sub-advisory relationships, focusing on value and dividend-oriented international equity approaches, and offers a range of portfolio management, financial planning, and advisory services.

Rodger Thomas is a financial advisor with Nfsg Corporation based in Roselle Park, NJ, holding Series 65 and Series 66 licenses and bringing 26 years of industry experience. His prior work includes roles at Newbridge Securities Corporation and multiple other firms during 2010 to 2018. Outside of his advisory work, he serves as volunteer president of Roselle Park Hometown Heroes and is involved with Boy Scout Troop 58 as a volunteer treasurer and adult leader, as well as participating in church finance and trustee roles. Nfsg Corporation provides investment advisory and financial planning services to a diverse client base that includes individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and businesses. The firm offers discretionary and non-discretionary asset management, wrap-fee programs, and access to third-party asset managers, employing diversified portfolio construction and continuous account monitoring.