Neil Klein is a financial advisor at Carret Asset Management, LLC in New York, NY, with 13 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Carret since 2008. Carret Asset Management provides discretionary portfolio management and advisory services to a diverse client base, including high-net-worth individuals, pension plans, trusts, and charitable organizations. The firm employs tailored investment strategies based on fundamental research and offers a range of approaches such as fixed income, equity, and leveraged opportunities, managing accounts primarily on a discretionary basis.

Nicolas Valdes Fauli is a CFP® with 11 years of industry experience, currently serving at Main Street Financial Solutions, LLC in New York, NY. He has been affiliated with Main Street Financial Solutions and its dba Thin Blue Line Financial since 2010. Main Street Financial Solutions serves a diverse client base, including high-net-worth individuals, pension plans, trusts, and corporations, offering financial planning, investment management, and retirement plan consulting. The firm employs an academic-based, multi-asset class investment approach that incorporates mutual funds, passive ETFs, and selected actively managed funds, tailoring portfolios to client objectives and risk profiles.

Karim Khairallah is a financial advisor at Sapient Capital LLC with a Series 65 credential and one year of industry experience. He previously worked at Oaktree Capital Management, L.P. for 19 years before joining Sapient Capital. Sapient Capital provides wealth management, financial planning, family office services, and sub-advisory support to individuals, high-net-worth families, trusts, foundations, and pooled investment vehicles. The firm uses a primarily long-term investment approach that combines fundamental and technical analysis to construct diversified portfolios and acts as a fiduciary when advising retirement accounts under ERISA/IRC standards.

Gregory Timeranko is a financial advisor at Snowden Capital Advisors LLC with nine years of industry experience. He holds Series 63 and Series 66 designations. His prior experience includes roles at Snowden Lane Partners, Wells Fargo Private Bank, Wilmington Trust, Bank of America, and Merrill. Snowden Capital Advisors serves high-net-worth individuals, family offices, foundations, pension plans, endowments, and other institutional clients. The firm offers discretionary and non-discretionary portfolio management, investment consulting, financial and estate planning, and utilizes multi-team scale combined with institutional capabilities.

Edwin Sze is a financial advisor at United Capital Financial Advisors with three years of industry experience. He holds a Series 66 designation and previously worked at Goldman Sachs in both New York and Singapore from 2017 to 2023. Prior to that, he was employed at CVE Holdings LLC and has academic experience from New York University's Stern School of Business. United Capital Financial Advisors provides national financial planning and discretionary investment management to a diverse client base, including individual and high-net-worth households, retirement plans, and corporate or institutional accounts. The firm offers a broad platform that supports customized investment solutions, access to alternative investments, and various affiliated services including legal and trust companies.

Brendan Devine is a financial advisor at Carret Asset Management, LLC with eight years of industry experience. He holds Series 63 and Series 65 licenses and has held positions at MarketAxess and Tesla Motors. Prior to his professional roles, he studied at Bentley University. Carret Asset Management is an SEC-registered multi-team investment adviser managing approximately $3.46 billion across individuals, retirement plans, investment companies, and institutional clients. The firm employs fundamental research and periodic rebalancing to manage tailored portfolios emphasizing fixed income, enhanced cash, large-cap equity, and a Leveraged Opportunity Strategy, and provides both sub-advisory services and registered mutual fund management.

William Simmons is a financial advisor at Ingalls Investment Management, LLC with 49 years of industry experience. He holds a Series 63 designation and has been associated with Ingalls & Snyder, LLC since 1975. Simmons is also a managing member of two family-formed limited liability companies investing in a bio-tech company, a role he performs without compensation. Ingalls Investment Management provides discretionary and non-discretionary investment advisory services to a diverse client base including individuals, financial institutions, pension plans, and charitable organizations. The firm employs various asset-management styles and manages accounts using fundamental, technical, and cyclical analysis, with strategies ranging from long-term equity holdings to short-term trading and option writing.

Joseph Trifiletti is a Series 66-credentialed financial advisor with 19 years of industry experience. He is associated with Consolidated Portfolio Review Corp and has held roles with Vanderbilt Securities, LLC, Vanderbilt Advisory Services, ImpactU.Investments, LLC, and ARK Global. Outside of advisory work, he serves as treasurer and partial owner of Members Equity Insurance Company, a captive insurance agency. Consolidated Portfolio Review Corp is an SEC-registered enterprise advisor serving individuals, high-net-worth clients, trusts, estates, charitable organizations, and retirement plans. The firm provides discretionary and non-discretionary managed accounts, financial planning, and access to sub-advisors, utilizing a network of affiliated financial entities and a platform that supports both in-house and third-party managed portfolios.

Mier Wang is a financial advisor at Maridea Wealth Management in Brooklyn, NY with two years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Silver Point Capital and MGG Investment Group. Outside of his advisory role, Wang is the owner of AYS Noodle Company LLC, which operates multiple restaurants in New York City. Maridea Wealth Management serves individuals, high-net-worth clients, trusts, estates, businesses, and employer-sponsored retirement plans, managing about $1.97 billion in assets across a 33-advisor team. The firm focuses on diversified, tax-aware portfolios using low-cost mutual funds and ETFs with a long-term investment horizon, supplementing its process with approved AI tools under human oversight.

Leandro Infantino is a financial advisor at Insigneo Advisory Services, LLC with 16 years of industry experience. He previously worked at Jefferies LLC and Nomura Securities International, Inc. Infantino serves as an advisor for the investment committee of the Flinfer Family Trust, which invests internationally in energy, tourism, and infrastructure. He is also a member of the advisory board for Sacred Heart Academy Hamden, providing financial and development advice. Insigneo Advisory Services offers investment advisory and consulting to retail and institutional clients through discretionary and non-discretionary portfolio management. The firm combines committee-driven model portfolios with individualized advisor-led construction, incorporating global asset classes and emerging-market exposures.

Sami Sharif is a CFA® charterholder with seven years of industry experience. He has been with Klingman and Associates, LLC since 2018 and previously worked at Raymond James Financial Services, Inc. and Sontag Advisory. Klingman and Associates serves high-net-worth individuals, families, trusts, estates, charitable organizations, and retirement plan sponsors, managing approximately $4.84 billion in assets. The firm’s investment process is guided by an Investment Committee and based on Modern Portfolio Theory, utilizing a range of investment vehicles including mutual funds, ETFs, separate accounts, and occasionally illiquid alternatives.

Robert Eide is a financial advisor with Aegis Capital Corp. in New York, NY, holding over 44 years of industry experience. He has been with Aegis since 1981. Outside of his advisory role, he serves as an independent outside director and committee member for Nathans Famous Inc., a food service company, and is also a practicing attorney representing financial service clients through his own firm. Aegis Capital Corp. provides investment advisory and brokerage services to individual investors, retirement and benefit plans, trusts, estates, and corporate clients. The firm offers both discretionary and non-discretionary account options, access to managed account programs, and comprehensive trade execution, clearing, custody, and reporting services.

Juan Romero is a financial advisor with Encompass More Asset Management LLC, holding a Series 65 designation and beginning his advisory career in 2026. Prior to joining Encompass More, he worked at Income Lab and TD Bank, and has experience in education at John Jay College of Criminal Justice and the High School for Arts and Business. Encompass More Asset Management LLC provides discretionary portfolio management, financial planning, and retirement-platform model services primarily to individual and high-net-worth clients. The firm employs model-based strategies combining proprietary and third-party sub-advisers, offering a range of investment options including equities, fixed income, mutual funds, ETFs, private placements, and select digital-asset exposures.

Thomas Kelly is a financial advisor with Vanderbilt Advisory Services, holding the ChFC® designation and Series 63 and 65 licenses. He has 30 years of industry experience, including prior roles at Park Avenue Securities and Guardian Life Insurance. Vanderbilt Advisory Services serves a diverse client base, including individuals, charitable organizations, trusts, estates, businesses, and retirement plans. The firm offers portfolio management and financial planning services, utilizing a strategic asset allocation approach supplemented by fundamental and technical analysis, and is noted for its integration with retirement-plan and benefits firms.

Jacobson Bathelmy is a financial advisor with Snowden Capital Advisors LLC, holding Series 63 and Series 65 designations and 24 years of industry experience. His prior roles include positions at Snowden Lane Partners, Wells Fargo Clearing, and Wells Fargo Advisors LLC. Outside of his advisory work, he serves as treasurer for a condominium association. Snowden Capital Advisors LLC serves high-net-worth individuals, family offices, foundations, pension plans, endowments, and institutional clients by offering discretionary and non-discretionary portfolio management, investment consulting, and financial and estate planning. The firm combines multi-team scale with institutional capabilities and utilizes customized model portfolios with third-party manager selection and oversight.

Ron Zuckerman is a financial advisor at Snowden Capital Advisors LLC with 26 years of industry experience. He holds a Series 66 designation and has worked at Snowden Lane Partners since 2023 and Laidlaw & Company (UK) Ltd from 2004 to 2023. Snowden Capital Advisors LLC serves a range of clients including high-net-worth individuals, family offices, foundations, pension plans, and institutional clients. The firm offers discretionary and non-discretionary portfolio management, investment consulting, and third-party manager selection, utilizing customized model portfolios and a variety of investment tools across multiple asset classes.

Harrison Fischer is a financial advisor at A.G.P. / Alliance Global Partners with 10 years of industry experience. He holds a Series 66 designation and has worked at Merrill and Bank of America prior to joining A.G.P. He is also a partner in Koohlah LLC, a food manufacturing business based in New York. A.G.P. / Alliance Global Partners operates a multi-team platform serving over 7,000 clients with a combination of portfolio management, financial planning, retirement-plan advisory, and brokerage services. The firm uses an open-architecture investment approach that includes internally managed strategies alongside co- and sub-advisory relationships.

Gregory Owsiany is a financial advisor with Bison Wealth, LLC, holding Series 63 and Series 65 licenses. He has worked in the financial industry since 2011, including roles at BNY and BNY Mellon Securities Corporation. Owsiany joined Bison Wealth in 2026. Bison Wealth serves a diverse client base including individuals, high net worth clients, family offices, retirement plans, corporations, trusts, estates, and charitable organizations. The firm employs an outcome-focused, multi-manager investment approach featuring tactical and strategic allocations across liquid and private-market strategies, along with specialized offerings such as options-based overlay strategies and turnkey asset management services for other advisers.

Katherine Bublitz is a financial advisor at Choreo, LLC, holding a Series 66 designation with three years of industry experience. She previously worked at Hilltop Wealth Advisors, LLC, Bank of America - Merrill Lynch, and Bank of America. Outside of finance, she has worked in roles related to wellness and recreation as well as the brewing industry. Choreo serves a broad client base including individual and high-net-worth investors, family offices, corporate and retirement plan sponsors, endowments, and other institutional clients. The firm employs a quantitative and committee-reviewed approach to portfolio management and offers specialized advisory services such as 1031 like-kind exchange advisory, Deferred Sales Trusts™ consulting, and outsourced CIO services.

Gustavo Peguero is a CFP® professional with five years at Joel Isaacson & Co., LLC and a total of two years in the financial advisory industry. His prior experience includes roles at Stawnychy Financial and FHC Wealth Advisors, as well as six years at Essex Pharmacy before entering the financial sector. Joel Isaacson & Co., LLC is an SEC-registered wealth management firm serving primarily high-net-worth individuals, along with corporate pension plans and charitable organizations. The firm manages approximately $8 billion in assets through a team of about 20 advisors and offers services including financial planning, tax advice, portfolio management, and family-office support.