Catherine Tse is a financial advisor at Allen Investment Management, LLC with five years of industry experience. She holds a Series 63 designation and has previously worked at Qu Capital and Cascina LLC. Catherine is based in New York, NY. Allen Investment Management, LLC provides customized wealth management and advisory services primarily to high-net-worth individuals, family offices, trusts, foundations, and other accredited investors, including a significant non-U.S. client base. The firm offers tailored investment programs through discretionary and non-discretionary agreements, focusing on manager due diligence and a range of equity and multi-asset strategies.

Geoffrey Schiciano is a financial advisor at Jefferies Investment Advisers LLC with 33 years of industry experience. He has held various roles within Jefferies entities since 2013. Outside of his advisory work, he manages several family partnerships and LLCs that invest in private equity. Jefferies Investment Advisers LLC offers fee-based financial planning services to individuals, trusts, estates, foundations, charitable organizations, and corporations. The firm delivers a customized planning process that incorporates third-party software and scenario analysis to support a range of financial planning needs.

Andrew Schoenfeld is a financial advisor with Kingswood Wealth Advisors, LLC in New York, NY, holding Series 63 and Series 65 licenses and bringing 35 years of industry experience. His prior roles include positions at Kingswood Capital Partners, Edge Wealth Management, Brean Capital, Sandler O'Neill & Partners, and Hunt Financial Securities. Kingswood Wealth Advisors serves a diverse client base including individual and high-net-worth investors, retirement plan sponsors, and institutions, offering portfolio management, financial planning, ERISA plan advisory, and consulting services. The firm operates an open-architecture platform utilizing third-party managers and integrates insurance-linked account management alongside institutional consulting and wrap program sponsorship.

Benjamin Lanier is a financial advisor at Ingalls Investment Management, LLC with eight years of industry experience. He holds a Series 65 designation and previously worked at Ingalls & Snyder LLC and Deloitte & Touche. Ingalls Investment Management provides discretionary and non-discretionary advisory services to a range of clients including individuals, financial institutions, and charitable organizations. The firm employs various asset-management styles and manages accounts using fundamental, technical, and cyclical analysis across multiple strategies.

William Spears is a CFA® charterholder with 4 years of industry experience. He is a member of SPEARS & CO. LLC, a holding company, and has been associated with Spears Abacus Advisors LLC since 2007. He is currently with Cannell & Spears LLC in New York, NY. Cannell & Spears LLC provides discretionary portfolio management, financial planning, and rollover advice to individual and institutional clients, including high-net-worth individuals, charities, pension plans, and pooled investment vehicles. The firm employs a value-oriented, long-term investment approach based on proprietary fundamental research and concentrated security selection, and it operates as a multi-team structure with approximately 17 advisors managing several billion dollars in assets.

John Lafferty is a financial advisor with Brownson, Rehmus & Foxworth, Inc., holding CFP® and CFA® designations and over 22 years of industry experience. He has been with the firm since 2004. Brownson, Rehmus & Foxworth is a fee-only, federally registered investment adviser serving individuals, families, trusts, estates, private foundations, endowments, and corporate executives. The firm focuses on personalized financial counseling and non-discretionary investment advisory services, emphasizing long-term, diversified asset allocation and a tailored investment program based on each client’s written goal assessment.

Howard Reizun is a CFP® with 26 years of industry experience, currently affiliated with Kestra Private Wealth Services, LLC since 2021. Prior to Kestra, he worked for 15 years at TIAA-CREF. He is managing partner of Evoke Wealth Management and president of HKR Wealth, a separate investment-related sole proprietorship. Kestra Private Wealth Services, LLC provides investment advisory services through a network of independent advisors and multi-advisor teams serving individuals and institutions, managing approximately $13.45 billion in client assets as of the end of 2025. The firm offers a broad range of investment products and specialized services, with operational attributes including a trust company affiliation and third-party adviser relationships.

Henry Kaplan is a financial advisor with B. Riley Wealth Advisors, Inc. in New York, NY, holding Series 63, 65, and 66 licenses and bringing 37 years of industry experience. His prior roles include positions at National Asset Management and Morgan Stanley Distribution, Inc. He is also a limited partner and passive investor in a fixed income investment portfolio. B. Riley Wealth Advisors, Inc. is an SEC-registered firm managing approximately $7.03 billion in client assets through about 274 advisors. The firm serves individuals, high-net-worth clients, charitable organizations, corporations, and retirement plans, offering a broad range of advisory programs, financial planning, and retirement solutions.

John Pantowich is the sole advisor at TAG Associates LLC in New York, NY, with 14 years of industry experience. He has been with TAG Associates since 2002. TAG Associates provides multi-family office and portfolio management services primarily to high-net-worth individuals, family-related entities, trusts, estates, endowments, and certain retirement plans. The firm offers comprehensive wealth management, including portfolio management, tax planning, financial management, and estate/trust planning, and also advises pooled investment vehicles with both client and non-client investors.

Montague Henry is a financial advisor at B. Riley Wealth Advisors, Inc. with 39 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Dominick & Dickerman LLC and Merrill. He is also a licensed insurance agent involved in fixed insurance sales through B. Riley Wealth Insurance. B. Riley Wealth Advisors serves a diverse client base including individuals, pension plans, trusts, and corporate clients, offering a variety of investment programs and financial planning services. The firm manages approximately $4.21 billion in assets and employs about 173 advisors.

Joseph Orff Jr. is a CFP® and CFA® with three years of industry experience. He is currently an advisor at Greenspring Advisors, LLC, where he has worked since 2025. Prior to that, he spent several years with Wealthstream Advisors, Inc. He has a background that includes time at the University of Miami. Greenspring Advisors provides investment advisory and financial planning services to individuals, trusts, estates, non-profit organizations, and employer-sponsored retirement plans. The firm uses a combination of fundamental, quantitative, and qualitative analysis with an asset-allocation focus and offers both discretionary and non-discretionary portfolio management tailored to client objectives.

David Pearson is a financial advisor with Carret Asset Management, LLC in New York, NY, holding Series 63 and Series 65 licenses and bringing 24 years of industry experience. He has worked with Carret Asset Management since 2004 and was previously with Carret and Company, LLC from 2002 to 2004. Carret Asset Management is an SEC-registered multi-team adviser managing approximately $3.46 billion for individuals, retirement plans, investment companies, and other institutional and advisor clients. The firm uses fundamental research and periodic rebalancing to structure portfolios with an emphasis on fixed income, enhanced cash, large-cap equity, and a Leveraged Opportunity Strategy, while also providing sub-advisory services and managing a registered mutual fund.

Joseph Stabile is a CFP® with six years of industry experience, currently serving as a financial planner at Forefront. His prior roles include positions at MML Investors Services, Mass Mutual Life Insurance Company, and TD Bank. He is the founder of Coast Financial, a wealth management business affiliated with Forefront Advisor Network. Forefront Wealth Partners is an SEC-registered, team-based adviser serving individual clients, business owners, and corporate clients. The firm offers discretionary investment management and comprehensive financial planning, utilizing multi-advisor collaboration and third-party managers to tailor portfolios and provide specialized planning services.

Marc Specht is a financial advisor with Perigon Wealth Management, LLC in New York, NY, holding a Series 66 designation and 16 years of industry experience. He has worked at several firms including Purshe Kaplan Sterling Investments, Inc., Midtown Wealth Management, LPL Financial, and Private Advisor Group. In addition to his advisory role, Mr. Specht is a licensed insurance agent and owner of PM Risk Management, an insurance sales business. Perigon Wealth Management provides customized investment advisory and wealth management services to a diverse client base, including individuals, high-net-worth clients, trusts, estates, businesses, charitable organizations, and banking or thrift institutions. The firm emphasizes individualized portfolio construction, ongoing monitoring, and serves as both sponsor and overseer of wrap-fee programs and sub-advisor relationships.

Gianni Difroscia is a CFP® professional with five years of industry experience, currently associated with Citizens Private Wealth. He has worked at Citizens Bank and its affiliated entities since 2012. Citizens Private Wealth, LLC is a multi-team registered investment adviser serving high-net-worth individuals, families, pension and profit-sharing plans, business entities, trusts, estates, charitable organizations, and endowments. The firm focuses on long-term, tailored asset allocation within an open-architecture framework, offering both discretionary and non-discretionary portfolio management alongside tax, estate, and business consulting services.

Adam Grisanti is a financial advisor at Ingalls Investment Management, LLC with 13 years of industry experience. He has worked at Ingalls Investment Management since 2026 and has been with the affiliated firm Ingalls & Snyder LLC since 2011. Ingalls Investment Management provides discretionary and non-discretionary investment advisory services to individuals, institutions, pension plans, trusts, charitable organizations, and private investment partnerships. The firm employs various asset-management styles and manages accounts using fundamental, technical, and cyclical analysis across a range of strategies.

Thomas Callahan is a CFP® with four years of industry experience currently with Range Advisory, LLC in New York, NY. He has previously worked at Fidelity Investments and Equitable Advisors. Range Advisory serves U.S. individual clients, including high-net-worth and ultra-high-net-worth households, providing financial planning, investment advice, and discretionary portfolio management. The firm manages roughly $1.4 billion in discretionary assets and around $17.4 billion in assets under advisement, utilizing proprietary model portfolios, third-party strategies, and advanced AI tools to support its investment process.

Alan Feldman is a financial advisor at Jefferies Investment Advisers LLC with 25 years of industry experience. He has held roles at Jefferies LLC, Leucadia Asset Management LLC, JPMorgan Chase Bank, N.A., and J.P. Morgan Securities. Feldman holds a Series 63 designation. Jefferies Investment Advisers LLC provides fee-based financial planning services to individuals, trusts, estates, foundations, charitable organizations, corporations, and other business entities. The firm offers a customized, collaborative planning process covering a broad range of topics, including tax and estate planning, executive compensation, and philanthropic planning.

Kenneth Hartos is a financial advisor at MissionSquare Retirement with five years of industry experience. He holds a Series 66 designation and has worked at Fidelity Investments and Thrivent Financial, among other firms. Outside of his advisory role, he operates a small eBay business specializing in retro video games and collectibles. MissionSquare Retirement serves state and local government employers, their employees, and certain nonprofit entities by administering deferred compensation and qualified retirement plans. The firm offers plan administration, recordkeeping, education, and Guided Pathways Advisory Services, with investment advice developed by Morningstar Investment Management and delivered through multiple channels.

Kai Chong Cheng is a financial advisor with NFSG Corporation in New York, NY, holding Series 66, Series 65, and Series 63 credentials and 19 years of industry experience. His prior work experience includes roles at Merrill, Affinity Capital Management LLC, and NewBridge Securities Corporation. NFSG Corporation provides investment advisory and financial planning services to a diverse client base, including individuals, pension plans, trusts, and charitable organizations. The firm offers discretionary and non-discretionary asset management and employs both internal portfolio management and third-party asset managers to construct and monitor diversified portfolios.