Kevin Allen is a financial advisor with Maxim Financial Advisors LLC in New York, NY. He holds the Series 66 designation and has 12 years of industry experience, including 13 years with Maxim Group LLC. Maxim Financial Advisors LLC provides discretionary and non-discretionary investment supervisory services and referrals to third-party managers for a range of clients, including individuals, trusts, corporations, and institutional entities. The firm employs various investment vehicles and analytical methods, offering both wrap-fee and non-wrap programs, and serves less common institutional clients such as other investment advisers and sovereign wealth funds.

Damany Henry is a financial advisor at Arete Wealth Advisors, LLC with 28 years of industry experience. He holds Series 63 and Series 66 licenses and previously worked at National Securities Corporation for 14 years. Outside of his advisory role, he owns DEH Advisors, a business used solely for tax and bill pay purposes. Arete Wealth Advisors provides investment advisory and financial planning services to a diverse client base, including individuals, pension plans, trusts, and charitable organizations. The firm employs a mix of advisor-driven and proprietary model allocations, uses third-party sub-advisers, and acts as an ERISA fiduciary when applicable.

Nancy Brzozowski is a financial advisor with Prosperity - An EisnerAmper Company, holding a Series 66 designation and 12 years of industry experience. Her prior roles include positions at Financial Engines Advisors L.L.C., APW Capital, and Stratos Wealth Partners. Prosperity - An EisnerAmper Company serves individuals, trustees, estates, retirement plans, and business entities by providing financial planning, portfolio management, and retirement-plan advisory services. The firm emphasizes asset allocation and diversification, employing both discretionary and non-discretionary management, often utilizing third-party independent managers and model portfolios.

Dean Kuhlkin is a CFA® charterholder with six years of industry experience, currently serving as a financial advisor at Perigon Wealth Management, LLC since 2019. He previously worked at RLP Wealth Advisors and National Planning Corporation. Outside of his advisory role, he is a passive owner of a real estate investment entity. Perigon Wealth Management provides tailored investment advisory and wealth management services to individuals, high-net-worth clients, trusts, estates, businesses, charitable organizations, and banking or thrift institutions. The firm emphasizes individualized portfolio construction and serves as both sponsor and overseer of wrap programs and sub-advisor relationships.

Cameron Petrie is a financial advisor at Jefferies Investment Advisers LLC with one year of industry experience. His background includes roles at Jefferies LLC, Wellington Management Company, and Amundi Pioneer Asset Management. He holds Series 65 and Series 63 licenses. Jefferies Investment Advisers LLC provides fee-based financial planning services to a diverse range of clients including individuals, trusts, estates, and corporations. The firm follows a customized, collaborative planning process using third-party software and scenario analysis to develop comprehensive financial plans separate from investment recommendations.

David Harris is a financial advisor at Tocqueville Asset Management LP with 50 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Tocqueville Securities, L.P. since 2002. Tocqueville Asset Management L.P. provides discretionary and non-discretionary portfolio management and supervisory services to a diverse client base, including individual and high-net-worth investors, registered investment companies, and public pension plans. The firm employs a bottom-up, value-oriented, and contrarian investment approach across multiple asset classes and is notable for its involvement with investment companies, private pooled vehicles, and its affiliated broker-dealer.

Emily Clinton is a financial advisor at Snowden Capital Advisors LLC with 23 years of industry experience. She holds the Series 66 designation and previously worked at Merrill for 28 years. Snowden Capital Advisors LLC serves a diverse client base including high-net-worth individuals, family offices, foundations, pension plans, and institutional clients. The firm offers discretionary and non-discretionary portfolio management, investment consulting, and financial and estate planning, combining multi-team scale with institutional capabilities.

Deepak Alur is a financial advisor with M Holdings Securities, Inc. and holds Series 63 and Series 66 licenses. He has 27 years of industry experience and has worked at several firms including Madison & Main Advisors LLC, Atlas Advisory Group LLC, and Scher Financial Group. In addition to his advisory roles, he is a partner at Madison & Main Advisors and is involved in insurance and investment advising, as well as referring clients for fixed insurance products. M Holdings Securities, Inc. is an SEC-registered investment adviser and FINRA member broker-dealer that serves individual, corporate, and retirement plan clients through a nationwide network of independent advisors. The firm offers a range of advisory services including discretionary and non-discretionary investment management, retirement plan consulting, and insurance-contract advisory services.

James Hunt is a Series 63-licensed financial advisor with 34 years of industry experience. He has been with Tocqueville Asset Management LP since 2000, serving as a portfolio manager. Hunt is also a board director of Sofina USA. Tocqueville Asset Management LP provides discretionary and non-discretionary portfolio management and supervisory services to a diverse client base, including individual and high-net-worth investors, registered investment companies, private pooled vehicles, insurance companies, and public pension plans. The firm employs a bottom-up, value-oriented, and contrarian investment approach through multiple independent investment teams.

Christian Gallo is a financial advisor with Snowden Capital Advisors LLC, holding a Series 66 designation and 13 years of industry experience. He previously worked at Fieldpoint Private Securities LLC for seven years before joining Snowden Capital Advisors in 2022. Snowden Capital Advisors LLC serves high-net-worth individuals, family offices, foundations, pension plans, endowments, and other institutional clients. The firm offers discretionary and non-discretionary portfolio management, investment consulting, financial and estate planning, and employs customized model portfolios with access to unaffiliated sub-advisers and third-party managers.

Michael Kreuzer is a financial advisor at Snowden Capital Advisors LLC with 16 years of industry experience. He holds a Series 66 designation and has worked previously at Merrill Lynch, Pierce, Fenner & Smith, Inc., and Bank of America, N.A. since 2009. Snowden Capital Advisors serves high-net-worth individuals, family offices, foundations, pension plans, endowments, and institutional clients by offering portfolio management, investment consulting, financial and estate planning, and both wrap and non-wrap advisory programs. The firm combines multi-team scale with institutional capabilities and employs customized model portfolios, often utilizing third-party managers for investment implementation.

Bryan Duffy is a financial advisor at The AmeriFlex Group with 19 years of industry experience. He holds Series 63, Series 65, and Series 66 licenses and has previously worked at Kestra Investment Services, Cetera, and Peller Wealth Management. The AmeriFlex Group is an SEC-registered investment adviser serving individuals, corporations, and retirement plans through a network of advisory affiliates. The firm offers portfolio management, financial planning, and retirement plan consulting, delivering customized strategies using model asset allocations, third-party managers, and discretionary or non-discretionary manager relationships.

Kurt Ryden is a financial advisor with Wedbush Securities Inc. in New York, NY, holding Series 63 and Series 65 registrations and having 27 years of industry experience. Prior to joining Wedbush in 2026, he worked for nine years at Bank of America, N.A. and Merrill. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients, offering brokerage and SEC-registered investment advisory services across multiple asset classes. The firm combines broker-dealer and capital markets functions with custody, clearing, and prime services, managing approximately $5.68 billion in regulatory assets.

Gustavo Colomina is a financial advisor at Jefferies Investment Advisers LLC with 11 years of industry experience. He holds Series 63 and Series 66 registrations and has worked at firms including J.P. Morgan Securities, CITIGROUP, and Jefferies. He serves as a board member of the Briar Bay Townhouse Homeowners Association. Jefferies Investment Advisers LLC provides fee-based financial planning services to individuals, trusts, estates, foundations, charitable organizations, and corporations, using a customized, collaborative process supported by third-party software to help clients define and pursue their financial goals.

Maria Tychi Kefalas is a financial advisor at Santander Securities LLC with 34 years of industry experience. She holds Series 63, 65, and 66 licenses. Her career includes roles at Santander Bank, Cetera, People's United Bank, and Investors Bank. Santander Securities LLC serves a broad retail client base with approximately $3.14 billion in regulatory assets under management. The firm offers investment advisory services, portfolio management through wrap-fee programs, and goal-based financial planning, primarily using third-party discretionary managers within multi-strategy platforms.

Joseph Mangano is a financial advisor with Santander Securities LLC, holding Series 63 and Series 66 licenses and bringing 25 years of industry experience. He has been with Santander Securities and Santander Bank since 2015. Outside of finance, he owns Expose Your Media Inc., an advertising business focused on script writing and film production. Santander Securities LLC provides investment advisory and related services to a diverse client base, including individual investors, corporations, charitable organizations, and retirement plans. The firm offers wrap-fee advisory programs and financial planning services, with investment advice delivered through a managed-account platform that incorporates third-party managers and discretionary account management.

Irene Lam is a financial advisor at Core Planning with a Series 65 designation and over a decade of industry experience, including 12 years at Intesa Sanpaolo IMI Securities and shorter tenures at BBVA and other firms. She joined Core Planning in 2026. Core Planning provides fee-only financial planning and wealth management services primarily to individual and high-net-worth clients, as well as ERISA 3(21) retirement-plan advisory services. The firm uses a tailored investment approach with model portfolios and rule-based rebalancing tools to manage client accounts.

Gregory Kaplan is a CFA® charterholder with 17 years of industry experience. He currently works at Jefferies Investment Advisers LLC and has previously been associated with Rochdale Investment Management, Rim Securities, and City National Bank. Kaplan serves as a board member and treasurer for MIB Agents, a nonprofit organization focused on supporting children fighting osteosarcoma. Jefferies Investment Advisers LLC provides fee-based financial planning services to individuals, trusts, estates, foundations, charitable organizations, corporations, and other business entities. The firm utilizes a customized, collaborative planning process supported by third-party software to offer comprehensive financial planning without security-specific investment recommendations.

Catherine Tse is a financial advisor at Allen Investment Management, LLC with five years of industry experience. She holds a Series 63 designation and has previously worked at Qu Capital and Cascina LLC. Catherine is based in New York, NY. Allen Investment Management, LLC provides customized wealth management and advisory services primarily to high-net-worth individuals, family offices, trusts, foundations, and other accredited investors, including a significant non-U.S. client base. The firm offers tailored investment programs through discretionary and non-discretionary agreements, focusing on manager due diligence and a range of equity and multi-asset strategies.

Christopher Lester is a financial advisor at Simplicity Wealth with 15 years of industry experience. He holds the ChFC® and Series 63 designations. His prior roles include work with Eagle Team, Producer Partners Group, Retirement Wealth Advisors, and several other firms. Outside of advisory work, he is involved with Harley Madison Photography LLC, advising on marketing and website development. Simplicity Wealth serves a wide range of clients including individual and high-net-worth investors, retirement plans, corporate and institutional investors, and other financial firms. The firm uses a fund-of-funds investment approach with ETFs, mutual funds, and individual securities, supporting advisers with technology and operational services such as a private-label asset management software and a third-party model manager platform.