Junqi Wu is a financial advisor with HSBC Securities (USA) Inc. based in New York, NY, holding Series 63 and Series 66 licenses and possessing seven years of industry experience. He has worked with HSBC Bank USA, N.A. and HSBC Securities (USA), Inc. since 2018, and previously with TD Bank N.A. from 2016 to 2018. In addition to his advisory role, Wu serves as a Bank Officer for HSBC Bank (USA) N.A., engaging in the sale of bank-related products and services. HSBC Securities (USA) Inc. provides managed account programs to individuals, retirement accounts, charitable organizations, and corporations, offering client-directed and fully discretionary options. The firm uses five model risk profiles and combines strategic and tactical asset allocation developed in partnership with HSBC Global Asset Management to manage portfolios.

Abyssinia Vanterpool is a financial advisor at Goldman Sachs Wealth Services with 11 years of industry experience. She holds Series 65 and Series 66 licenses and has been with Goldman Sachs & Co. since 2015. Goldman Sachs Wealth Services provides financial planning and portfolio management to a diverse client base, including individual investors, executives, plan sponsors, and institutional clients. The firm offers tailored investment strategies and specialized programs, leveraging both proprietary analytics and the broader Goldman Sachs network.

Ozan Volkan is a financial advisor with Oppenheimer in New York, NY, holding Series 63 and Series 65 credentials and 24 years of industry experience. He has been with Fahnestock & Co., Inc. since 2003. Oppenheimer provides advisory and execution services to individuals, corporations, pooled vehicles, and retirement plans, offering various portfolio management and consulting programs. The firm employs diverse investment approaches, including strategic and tactical asset allocation, manager selection, and rebalancing, and manages approximately $36.7 billion in assets as of December 31, 2025.

Peter Cadaret is a financial advisor with Oppenheimer in New York, NY, holding Series 63 and Series 65 credentials and 29 years of industry experience. He has been with Oppenheimer and Oppenheimer Asset Management Inc. since 2003. Oppenheimer serves individuals, corporations, pooled vehicles, and retirement plans with various advisory programs including discretionary and non-discretionary portfolio management, consulting, and retirement services. The firm employs a range of investment approaches tailored by program and advisor, managing approximately $36.7 billion in assets as of December 31, 2025.

Robert Lowenthal is a financial advisor at Oppenheimer with 25 years of industry experience. He holds a Series 66 designation and has worked at Oppenheimer since 1999, also serving at Freedom Investments, Inc. since 2018. Outside of his advisory role, he serves as a director for Buzzbox Beverages, Inc. Oppenheimer serves a diverse client base including individuals, corporations, pension and profit-sharing plans, and charitable organizations. The firm offers advisory and brokerage services with a focus on strategic and tactical asset allocation, manager selection, and a range of investment products, supporting both discretionary and non-discretionary investment management programs.

Katherine Moore is a financial advisor at Citigroup Global Markets with 16 years of industry experience. She holds Series 65 and Series 63 licenses and previously worked at BlackRock Investments for nine years. Moore serves on the investment committee for the Robin Hood Foundation and is a member of the Board of Trustees and investment committee for The Lawrenceville School. Citigroup Global Markets serves individual and institutional clients across various wealth segments, offering multi-asset, multi-manager investment programs with discretionary and non-discretionary options. The firm integrates large institutional scale with unique market roles, including in-house research and futures commission services.

Marissa Mehling is a financial advisor at Goldman Sachs Wealth Services based in New York, NY, holding a Series 66 designation with two years of industry experience. Her background includes multiple roles at Goldman Sachs since 2022 and earlier experience working at Northstar Cafe and Roots Natural Kitchen. Outside of finance, she has been involved with Soccer Motiv8. Goldman Sachs Wealth Services advises a diverse client base, including individual investors, corporate participants, executives, plan sponsors, and institutional clients. The firm offers tailored financial planning and portfolio management supported by specialized programs and integrates a broad range of resources across the Goldman Sachs organization.

David Aaron is a financial advisor at Cerity Partners LLC in New York, NY, holding a Series 65 designation with two years of industry experience. He has been with Cerity Partners since 2020 and previously worked at EMM Group, LLC from 2006 to 2019. Cerity Partners is an SEC-registered investment adviser serving a diverse client base including individuals, families, trusts, corporations, and institutional investors. The firm provides a range of services such as investment management, financial planning, tax and insurance support, and retirement plan services, with an emphasis on diversified asset allocation and access to alternative and private-market investments.

Kevin Hoegler is a CFP® professional with nine years of experience in the financial industry. He is currently an advisor at Farther, having joined in 2025. His prior roles include positions at BlackRock, Prudential, PGIM Investments, and J.P. Morgan. Farther provides discretionary investment management and advisory services primarily to individual investors, trusts, and estates through both digital platforms and in-person meetings. The firm’s investment approach is based on Modern Portfolio Theory and utilizes proprietary model portfolios, algorithmic rebalancing, and a range of asset classes supplemented by AI tools under internal controls.

Christina Ferguson is a financial advisor at Cerity Partners LLC with a Series 66 credential and three years of industry experience. Prior to joining Cerity Partners in 2026, she worked at Goldman Sachs from 2021 to 2026. Cerity Partners provides customized wealth management and related services to a diverse national client base, including individuals, families, trusts, business entities, and institutional investors. The firm employs tailored asset-allocation and manager selection strategies, combining proprietary quantitative screens with third-party managers and individual securities.

Antonia Roig is a financial advisor with Eagle Strategies (NY Life) in New York, NY, holding Series 63 and Series 65 credentials and bringing 28 years of industry experience. She has been with Eagle Strategies since 2015 and has been affiliated with New York Life Insurance Company since 1998. Eagle Strategies serves a diverse client base, including individual investors and institutional sponsors, providing financial planning, investment management, and retirement-plan advisory services. The firm emphasizes tailored recommendations and manages the majority of its assets on a non-discretionary basis, operating within an integrated New York Life affiliate structure.

John Stefanidis is a financial advisor at Citigroup Global Markets with seven years of industry experience. He holds Series 63 and Series 66 licenses and has been with Citigroup since 2018. His prior roles include positions at Infiniti of Englewood, LLC and the University of Delaware. Citigroup Global Markets serves individual and institutional clients across multiple wealth segments, offering a range of investment advisory programs and execution services. The firm employs multi-asset, multi-manager strategies with both discretionary and non-discretionary approaches, supported by in-house research and complex market roles.

Sofia Agredo is a financial advisor at Goldman Sachs Wealth Services with two years of industry experience. She holds the Series 66 designation and has worked at Goldman Sachs since 2023. Prior to that, she gained experience at The Colony Palm Beach and held various roles during her studies at The Ohio State University. Goldman Sachs Wealth Services serves a broad client base, including individual investors, corporate participants, executives, and institutional clients. The firm offers financial planning, portfolio management, and specialized wealth programs, leveraging strategic allocation models and proprietary analytics within the wider Goldman Sachs ecosystem.

Robert Diaz Lopez is a financial advisor at Citigroup Global Markets with nine years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Citigroup since 2016. Citigroup Global Markets serves individual and institutional clients across various wealth segments, offering investment advisory programs, broker-dealer execution, and custody services. The firm employs multi-asset, multi-manager strategies through discretionary and non-discretionary programs and combines large institutional scale with unique market roles including in-house research and security-pricing activities.

Sarjani Shah is a financial advisor at Citigroup Global Markets with a Series 66 credential and under one year of industry experience. Her prior roles include positions at Brookfield Renewable, Morgan Stanley, and involvement with the New York University Center of Social Media and Politics. Citigroup Global Markets serves individual and institutional clients across multiple wealth segments, offering a broad range of investment advisory programs and execution services. The firm employs multi-asset, multi-manager strategies and integrates in-house research and distinctive market roles to support large-scale and complex client needs.

Shayn Foley is a financial advisor at Cerity Partners LLC with one year of industry experience. He holds the Series 66 designation and previously worked at Goldman Sachs Ayco for five years. Outside of finance, he was involved with Henry Street Taproom for six years. Cerity Partners provides customized wealth management and related services to a broad national client base, including individuals, families, trusts, business entities, and institutional investors. The firm employs tailored asset allocation, manager selection, and periodic rebalancing using proprietary quantitative screens alongside third-party managers and individual securities.

Bryan Tudor is a financial advisor at Oppenheimer with 33 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Fahnestock & Co. Inc. since 2002. Based in New York, NY, he serves a diverse client base through his role at Oppenheimer. Oppenheimer provides advisory and brokerage services to individuals, corporations, pension and profit-sharing plans, charitable organizations, and retirement plan fiduciaries. The firm uses strategic and tactical asset allocation, manager selection, and various investment strategies to develop client solutions, with a notable role as a qualified custodian and a mix of discretionary and non-discretionary management programs.

Michael Iacobucci is a financial advisor at TD Private Client Wealth LLC with 21 years of industry experience. He has held positions at TD Bank, N.A. and TD Private Client Wealth LLC since 2012. He holds the Series 63, Series 65, and Series 66 licenses. TD Private Client Wealth LLC provides discretionary wrap-fee managed account programs and brokerage services to institutional clients, high-net-worth private clients, and retail clients. The firm utilizes a combination of strategic and tactical asset allocation through its proprietary portfolios and works with both affiliated and third-party sub-managers.

David Heller is a financial advisor at Citigroup Global Markets with a Series 66 designation and one year of industry experience. His prior work includes roles at Citi Bank and Lenox Advisors. Outside of finance, he has experience with Asphalt Green Day Camp. Citigroup Global Markets serves individual and institutional clients across various wealth segments, offering multi-asset, multi-manager investment strategies through discretionary and non-discretionary programs. The firm combines large institutional scale with specialized market roles, including in-house research and derivatives services.

Matthew Canner is a financial advisor with Cerity Partners LLC based in New York, NY. He holds Series 63 and Series 65 licenses and has 21 years of industry experience. Prior to joining Cerity Partners in 2020, he worked at Algonquin Advisors LLC and M&T Securities, Inc., as well as M&T Bank. Cerity Partners is an SEC-registered investment adviser serving a diverse client base including individuals, families, trusts, corporations, charitable institutions, and endowments. The firm provides a range of services such as investment management, financial planning, tax and insurance support, and access to alternative and private-market investments, with an emphasis on diversified asset allocation and customized portfolios.