Steven Cannatella is a financial advisor with Principal Financial Services, holding Series 63 and Series 65 licenses and bringing 43 years of industry experience. He has been with Principal Securities Inc. and Principal Life Insurance Company since 2012. Outside of his advisory role, he is involved in fixed insurance and annuity products, including dental and individual health insurance. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, offering financial planning, retirement consulting, and access to third-party money manager programs through various advisory and promoter arrangements.

Anne Golden is a financial advisor at Rockefeller Financial LLC with Series 63 and Series 65 licenses and 44 years of industry experience. Her career includes roles at Rockefeller Capital Management, First Republic, and Republic Securities Co. LLC. Rockefeller Financial LLC serves high-net-worth individuals, families, family offices, institutional clients, and corporations, offering portfolio management, financial planning, brokerage services, and investment banking. The firm utilizes a Private Advisor model and a consolidated investment platform to deliver a range of discretionary and non-discretionary solutions across asset classes.

Peter Hooker is a financial advisor at Citigroup Global Markets with 28 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Citigroup since 2022. His prior experience includes roles at Wells Fargo Clearing and Wells Fargo Advisors. Outside of his advisory work, he has a partial ownership interest in a vacation ranch in Livermore, California. Citigroup Global Markets serves individual and institutional clients across various wealth segments, offering a broad range of investment advisory programs and broker-dealer execution and custody services. The firm employs multi-asset, multi-manager strategies and maintains in-house research and market roles that distinguish it from peers.

Marco Ottonello is a financial advisor at Cerity Partners LLC based in San Francisco, CA, holding a Series 65 credential with one year of industry experience. His prior work includes roles at Modern Family Finance, Rame, and eBay Classifieds Group. Cerity Partners provides customized wealth management and related services to a broad national client base, including high-net-worth individuals, families, trusts, business entities, and institutional investors. The firm offers tailored asset allocation and manager selection, combining proprietary quantitative screens with third-party managers and individual securities.

Rosa Harnack is a financial advisor with Eagle Strategies (NY Life) based in San Ramon, CA, holding Series 63 and Series 66 credentials and 21 years of industry experience. She has been affiliated with New York Life-related entities since 2004 and has worked at Eagle Strategies LLC since 2020. Outside of advisory services, she is appointed with outside insurance carriers for brokering non-registered insurance products. Eagle Strategies serves a broad range of individual and institutional clients, providing financial planning, investment management, and retirement-plan advisory services. The firm offers multiple program types and emphasizes tailored recommendations, with most assets managed on a non-discretionary basis.

Elisabeth Sorensen is a financial advisor at Oppenheimer with 20 years of industry experience. She holds Series 63 and Series 65 licenses and has been with Oppenheimer since 2010. Oppenheimer serves a diverse client base including individuals, corporations, pension and profit-sharing plans, and charitable organizations. The firm offers a range of advisory and brokerage services, utilizing strategic and tactical asset allocation, manager selection, and various investment strategies tailored to client objectives.

Duc Nguyen is a financial advisor at CIBC Private Wealth Advisors, Inc. with 24 years of industry experience. He holds Series 66 and Series 65 designations and has worked at CIBC Private Wealth since 2023, following seven years at Carillon Tower Advisers, Inc. and ongoing work with Eagle Fund Distributors, Inc. since 2010. CIBC Private Wealth Advisors serves a diverse client base including high net worth individuals, families, trusts, employee benefit plans, corporations, and investment companies. The firm offers portfolio management, financial and estate planning, manager selection, and Family Office services, employing a process that integrates internal teams and external managers to create customized investment solutions.

Alexander Joseph is a financial advisor at Oppenheimer with 43 years of industry experience. He has been with Oppenheimer since 2006 and holds Series 63 and Series 65 credentials. Outside of his advisory role, he serves as a co-trustee for several family trusts. Oppenheimer serves a broad client base, including individuals, corporations, pension plans, and charitable organizations. The firm offers a range of advisory and brokerage services, employing strategic and tactical asset allocation along with manager selection and various investment strategies tailored to client objectives.

Yi Zhou is a CFP® professional with six years of industry experience, currently with Mercer Global Advisors Inc. in San Francisco. Zhou has held roles at several firms, including Aspiriant, LLC and BMO Harris Bank N.A. He maintains active insurance licenses related to accident and health, life, and variable annuity products. Mercer Global Advisors serves individuals, families, small business owners, and institutional clients with comprehensive financial planning and investment advisory services. The firm employs a Modern Portfolio Theory-based approach, emphasizing globally diversified, risk-appropriate portfolios implemented through low-cost ETFs, index funds, and other investment vehicles.

Tianna Truby is a financial advisor at Private Advisor Group, LLC, holding a Series 66 designation with one year of industry experience. Her prior roles include positions at LPL Financial, UCSF, LearnXus LLC, UCSD, Omnia Insurance, and UCSB. Private Advisor Group serves a diverse client base—including individuals, businesses, trusts, estates, and charitable organizations—offering portfolio management, financial planning, and retirement-plan consulting through discretionary and non-discretionary programs. The firm provides access to third-party asset managers, turnkey asset management platforms, and a firm-managed separately managed account program, delivering advisory solutions via a network of investment adviser representatives.

Kristin Nicholson is a CFP®, CFA®, and Series 63 credentialed financial advisor at Rockefeller Financial LLC with 20 years of industry experience. She previously worked at First Republic Investment Management, Inc. for 19 years before joining Rockefeller Capital Management and Rockefeller Financial LLC. Outside of her advisory role, she serves as a mentor and board member for SHE-CAN Global, a nonprofit organization supporting young women from post-conflict countries. Rockefeller Financial LLC serves high-net-worth and ultra-high-net-worth individuals, families, family offices, institutional clients, retirement plans, foundations, and corporations. The firm provides a range of services including discretionary and non-discretionary portfolio management, financial planning, and consulting, operating uniquely as a registered broker-dealer with capabilities in securities transactions, insurance products, placement, and investment banking services.

Adam Lawlor is a financial advisor with HSBC Securities (USA) Inc. in San Francisco, CA, holding the CFA® designation and Series 66 license. He has 20 years of industry experience, with prior roles at Citi Private Bank and Legato Capital Management LLC. Outside of his advisory work, he operates a woodworking business, designing and selling cutting boards through local farmers markets and an online platform. HSBC Securities (USA) Inc. offers managed account programs to a diverse client base including individuals, retirement accounts, charitable organizations, and corporations. The firm employs a structured investment approach with multiple risk-profile models and blends strategic and tactical asset allocation, serving clients through both discretionary and non-discretionary accounts.

Robert Mauer is a financial advisor with Wealth Enhancement Advisory Services, LLC, holding a Series 66 designation and seven years of industry experience. His prior work includes roles at LPL Financial, LLC and Napa Valley Wealth Management. Wealth Enhancement Advisory Services, LLC is an SEC-registered enterprise advisory firm serving a diverse client base including individuals, trusts, charitable organizations, corporations, and retirement plans. The firm employs a strategic allocation investment process combining passive and active management, supported by an internal Investment Committee and research targeting factor premiums.

Timur Zeinapur is a financial advisor at Cresset Asset Management, LLC with 11 years of industry experience. He holds a Series 66 designation and has previously worked at JP Morgan Chase Bank, J.P. Morgan Securities, and First Republic Investment Management. Cresset Asset Management, LLC is an SEC-registered adviser managing approximately $71.9 billion in client assets for a diverse client base, including individuals, families, trusts, retirement plans, and charitable organizations. The firm employs a diversified, asset-allocation-driven investment approach using both active and passive strategies, supported by structured due diligence and private fund management.

Becky Chen is a financial advisor at Rockefeller Financial LLC with 15 years of industry experience. She previously worked at Merrill Lynch Pierce, Fenner & Smith, Inc. from 2010 to 2025. Outside of finance, she owns a photography business and is involved in local arts advocacy as an event coordinator for SF Advocacy for National Museum for Women in the Arts. Rockefeller Financial LLC serves high-net-worth and ultra-high-net-worth individuals, families, family offices, as well as institutional clients and foundations. The firm offers portfolio management, financial planning, and brokerage services through a private advisor model and a consolidated investment platform.

Rita Abraldes is a financial advisor with Ameritas Advisory Services, LLC, holding Series 63 and Series 65 credentials and 11 years of industry experience. She has worked at Ameritas Advisory Services since 2021 and maintains roles at Canvas Financial and Boom Planning, where she engages in financial planning and client communications. Ameritas Advisory Services, LLC provides investment advisory and financial planning services to individuals, charitable and corporate entities, and retirement plans, offering fee-based asset management and fiduciary advice through a range of discretionary and non-discretionary strategies.

Brian Murphy is a financial advisor at Oppenheimer with 26 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Fahnestock & Co. Inc. since 2003. He serves on the board of directors of the Hibernian Newman Club of San Francisco, a local charity. Oppenheimer serves a broad client base including individuals, corporations, pension and profit-sharing plans, and charitable organizations. The firm offers advisory and brokerage services with a range of investment management programs, consulting, and retirement services, employing strategic and tactical asset allocation alongside various investment vehicles.

Jeffrey Tong is a financial advisor at Citigroup Global Markets with seven years of industry experience. He holds a Series 66 designation and has worked at Citigroup since 2017. Prior to that, he spent a year at PricewaterhouseCoopers and was associated with the University of San Francisco for six years. Citigroup Global Markets serves individual and institutional clients across various wealth segments, offering a broad range of investment advisory programs and execution services. The firm employs multi-asset, multi-manager strategies and operates with large institutional scale, providing bespoke discretionary solutions and maintaining in-house research and security-pricing functions.

Luke Seiderman is a CFP® professional with nine years of industry experience, currently serving as a financial advisor at Creative Planning since 2019. Prior to joining Creative Planning, he worked at Vista Wealth Management and Vista Wealth Management Group, LLC from 2015 to 2019. He is based in Walnut Creek, CA. Creative Planning provides investment advisory and financial planning services to a diverse client base, including individuals, corporations, foundations, trusts, and retirement plans. The firm manages approximately $217 billion in assets and employs a financial planning–led investment approach that incorporates low-cost indexing, buy-and-hold strategies, and supplemental tactics such as direct indexing and tax-loss harvesting.

Alexis Howard is a CFP® and Series 65-licensed advisor with five years of industry experience, currently affiliated with Mariner Wealth Advisors. Prior to joining Mariner, Alexis worked at Savant Investment Group and has been involved with Financially Brave, LLC since 2019, a personal finance education business focused on teaching beginners about saving, debt elimination, and passive stock market investing. At Financially Brave, Alexis engages in speaking, coaching, and content creation related to personal finance. Mariner Wealth Advisors serves a diverse client base including individuals, pension plans, trusts, and charitable organizations, offering investment management, financial planning, retirement consulting, and tax services. The firm employs a discretionary, customized portfolio approach supported by an internal team and external managers, with notable integration of tax and accounting services uncommon for an enterprise of its size.