Leslie White is a CFA® charterholder with 25 years of industry experience. He has been the sole advisor at Troika Investment Advisors, LLC since 2000. Troika Investment Advisors is a fee-only registered investment adviser that provides discretionary portfolio management and limited-scope consulting to individuals, trusts, estates, and charitable organizations. The firm employs a long-term “growth at a reasonable price” equity style combined with a bond-ladder approach, managing accounts individually with an emphasis on fundamental analysis and low turnover.

Daniel Massucci is a CFP® professional with 25 years of industry experience. He is currently with FCIG Wealth Management, LLC and has held prior roles at Commonwealth Financial Network and his own firm, Massucci & Associates, LLC, which he continues to own and operates as a business consulting entity. He also serves as a trustee and executor in a non-investment capacity. FCIG Wealth Management, LLC serves individuals, including high-net-worth clients, as well as corporations and business entities by providing wealth management that integrates discretionary asset management and financial planning. The firm uses sub-advisors and third-party platforms to tailor investment programs to client objectives and risk tolerances.

Daniel Massucci is a financial advisor at FCIG Wealth Management, LLC and holds a Series 65 designation. He has been in the industry for one year and previously worked in various roles including positions at Isoplexis and ownership of Massucci & Associates, LLC since 2010. Outside of advisory services, he owns a small LLC providing bookkeeping and professional services to biotech companies and is a registered life, accident, and health insurance producer in Connecticut. FCIG Wealth Management LLC serves individuals, including high-net-worth clients, as well as corporations and business entities, offering discretionary asset management and financial planning through a combination of sub-advisors and third-party platforms. The firm tailors investment programs to client objectives and conducts regular account reviews while providing integrated insurance and tax services.

Gregory Barishian is a CFP® professional with seven years of industry experience. He is currently with Aurelius Family Office, LLC and previously worked at Corrigan Financial, Inc., among other firms. Barishian serves on the finance committee of The Village Common of RI, a nonprofit supporting older adults aging in place. Aurelius Family Office provides wealth management and comprehensive financial planning to individuals, pension and profit-sharing plans, charitable organizations, and corporate entities. The firm employs modern portfolio theory and quantitative analysis in its discretionary portfolio management, utilizing a variety of investment vehicles and conducting regular reviews to align with client objectives and risk tolerance.

Matthew Sweet is a CFP® professional with 17 years of industry experience. He is currently with Axis Wealth Partners, LLC and has prior experience at Randall Financial Group, LLC. Outside of his advisory work, he is involved in raising livestock at Heritage Park Farm in Sterling, CT. Axis Wealth Partners provides discretionary investment management, financial planning, and consulting services to individuals, employee benefit plans, and corporate clients. The firm primarily employs a passive investment approach using diversified portfolios of index mutual funds and ETFs, supplemented by fundamental, technical, and cyclical analysis to guide allocation and rebalancing.

Kevin Le Blanc is a financial advisor at Aurora Private Wealth, INC. with 23 years of industry experience. He holds Series 63 and Series 66 licenses and previously worked at Edward Jones, Santander Securities, and SCOTTRADE among other roles. Aurora Private Wealth, INC. is an SEC-registered investment adviser serving individuals, trusts, estates, pension and profit-sharing plans, and charitable organizations. The firm offers financial planning and investment management through a team of 18 advisors, utilizing individualized policies, model portfolios, and independent managers to serve approximately $374 million in assets.

Daniel Di Clementi is a financial advisor at FCIG Wealth Management, LLC with experience at Massucci & Associates, LLC, Marcum Wealth, LLC, and PwC. He holds a Series 65 designation and has been in the financial industry since 2019. FCIG Wealth Management serves individuals, including high-net-worth clients, as well as corporations and business entities, providing wealth management through discretionary asset management and financial planning. The firm uses sub-advisors and third-party platforms to tailor investment programs according to clients’ objectives, risk tolerances, and time horizons.

Ryan Bouchard is a financial advisor at FCIG Wealth Management, LLC with 18 years of industry experience. He holds Series 63 and Series 66 licenses. Prior to joining FCIG Wealth Management in 2024, he worked at Cambridge Investment Research Advisors and Ic Advisory Services Inc. Outside of advisory services, he is an independent insurance agent with First Casualty Insurance Agency. FCIG Wealth Management serves individuals, including high-net-worth clients, as well as corporations and business entities. The firm offers wealth management with discretionary asset management and financial planning, utilizing sub-advisors and a third-party platform to manage a range of assets tailored to clients’ objectives and risk tolerances.

Collin Soucy is a financial advisor at Sequent Planning, LLC with a Series 65 credential and one year of industry experience. His prior work includes roles as an independent Medicare insurance agent and involvement with Educational Workshops LLC. Collin is also engaged in Medicare-related insurance activities. Sequent Planning, LLC is an SEC-registered investment adviser serving individuals, retirement plan sponsors, businesses, endowments, and nonprofits. The firm provides asset management, financial planning, third-party model manager access, and a range of retirement-plan services through a network of approximately 97 independent adviser representatives.

Christopher Rusaw is a financial advisor with StoneX Advisors Inc., holding a Series 66 credential and two years of industry experience. He has been with StoneX Advisors since 2024 and previously worked with StoneX Securities Inc. Outside of finance, Rusaw teaches 8th grade Early American History and leads an afterschool Financial Fun Club focused on basic economic principles and the Stock Market Game at Plainfield Board of Education. StoneX Advisors Inc. serves individuals, corporations, retirement plans, and charitable organizations, offering portfolio management, financial planning, ERISA plan consulting, and related services. The firm utilizes a range of advisor-managed portfolios, proprietary models, third-party money managers, and technology platforms to implement investment strategies.

Holly Wanegar is a financial advisor at Commonwealth Financial Network with six years of industry experience. She holds the Series 66 designation and has worked at Commonwealth Financial Network since 2019, including her current tenure starting in 2023, and previously worked at People's United Bank from 2016 to 2019. Commonwealth Financial Network serves a national network of approximately 2,950 advisors and their retail and institutional clients, offering a range of advisory programs and services. The firm provides operational support, investment management, and compliance services while allowing advisors discretion in portfolio construction using various securities and insurance products.

Jonathan Mathews is a financial advisor at Commonwealth Financial Network with four years of industry experience. He holds the Series 66 designation and has previously worked at firms including John Hancock, Prudential Financial, and GRAIL. Mathews also engages in fixed insurance sales as a secondary business activity. Commonwealth Financial Network serves a national network of approximately 2,950 advisors and their retail and institutional clients, providing a range of advisory programs, technology, and operational support. The firm offers various investment solutions, including discretionary model portfolios and personalized indexing options, while advisors maintain discretion over client portfolio construction.

Tomasz Kosek is a financial advisor at OSAIC Institutions, INC. with 24 years of industry experience. He holds Series 63 and Series 66 designations and has been with infinex Investments, Inc. since 2000. Outside of his advisory role, he serves as Vice President at Jewett City Savings Bank. OSAIC Institutions serves individuals, charitable organizations, corporations, and retirement plans by offering advisory and brokerage services through customized engagements. The firm’s approach includes a mix of fundamental and technical analysis, third-party due diligence for alternative investments, and a notable emphasis on non-discretionary assets.

Steven Draczynski is a financial advisor with Commonwealth Financial Network, holding Series 63 and Series 66 licenses and bringing 18 years of industry experience. He has worked at Commonwealth and Gottfried & Somberg Wealth Management since 2018 and previously spent 17 years with Fidelity Investments. Outside of advising, he is involved in fixed insurance sales, dedicating a small portion of his time to this activity. Commonwealth Financial Network is a registered investment adviser serving a national network of approximately 2,950 advisors and their clients. The firm offers a range of advisory programs and support services, including wealth management and retirement plan consulting, and provides a platform that combines discretionary portfolio management with access to diverse securities and insurance products.

Logan Lum is a financial advisor at Commonwealth Financial Network with one year of industry experience. He holds the Series 66 designation and has previously worked at MassMutual Life Insurance Co, Mass Mutual Investors Services, and Ernst and Young. Lum is also involved in fixed insurance sales as an additional business activity. Commonwealth Financial Network serves a national network of approximately 2,950 advisors and their retail and institutional clients, providing a variety of advisory programs and services including wealth management and retirement plan consulting. The firm supports affiliated advisors with operations, trading, technology, investment management, compliance, and practice-management resources.

Amanda Burgess is a financial advisor at Commonwealth Financial Network with one year of industry experience. Prior to her current role, she worked at The Farmers Cow Calfe & Creamery for three years. She holds the Series 66 designation. Commonwealth Financial Network is a dual-registered broker/dealer and SEC-registered investment adviser serving a national network of nearly 2,900 affiliated advisors and hundreds of thousands of individual and institutional clients. The firm offers a broad adviser-support platform, including managed-account programs, access to third-party asset managers, retirement consulting, and custody services.

Leisl Langevin is a financial advisor with Commonwealth Financial Network and holds the CFP® and Series 63 credentials. She has eight years of industry experience and is co-owner of WHZ Strategic Wealth Advisors LLC. Her prior work includes roles at People’s United Bank and Weiss, Hale & Zahansky Strategic Wealth Advisors. Commonwealth Financial Network serves a national network of approximately 2,950 advisors and their clients, providing advisory programs, wealth management, and retirement plan consulting. The firm supports affiliated advisors with operations, technology, investment management, and compliance, while offering access to a range of discretionary model portfolios and customized investment solutions.

Brandon Koehler is a financial advisor at Commonwealth Financial Network with a Series 66 designation and two years of industry experience. His prior work includes roles at WHZ Strategic Wealth Advisors and Weiss, Hale & Zahansky Strategic Wealth Advisors. Before entering financial services, he held positions at the University of Connecticut Athletics Department and the Town of Mansfield. Commonwealth Financial Network is a registered investment adviser supporting a national network of approximately 2,950 advisors with a range of advisory programs and services. The firm provides operational, trading, technology, investment management, compliance, and practice-management support, enabling advisors to construct client portfolios across a broad spectrum of securities and insurance products.

Owen Doremus is a financial advisor at Key Investment Services LLC with four years of industry experience. He holds Series 63 and Series 66 credentials. His prior experience includes roles at KeyBank, The Charles, One Pelham East, Island Outfitters, Ashford Dairy Bar and Grill, and Subway. Key Investment Services LLC serves individuals, trusts, estates, small businesses, and corporate clients through various advisory programs, including wrap-fee programs, separately managed accounts, and unified managed accounts. The firm emphasizes client-directed investment strategy selection and performs due diligence on third-party advisory products while providing ongoing monitoring and supervisory oversight.

James Zahansky Jr. is a financial advisor with Commonwealth Financial Network and holds the Series 66 designation, with 11 years of industry experience. He is co-owner of WHZ Strategic Wealth Advisors and has been affiliated with Commonwealth Financial Network since 2014. Zahansky also serves as a corporator for Jewett City Savings Bank. Commonwealth Financial Network is a registered investment adviser serving a national network of approximately 2,950 advisors and their clients. The firm provides a range of advisory programs and operational support, allowing advisors discretion in portfolio construction alongside managed model portfolios and distinct program options.

Aleesha Graham is a financial advisor with Commonwealth Financial Network holding Series 65 and Series 63 licenses and has two years of industry experience. She previously worked at Fidelity Investments and Corrigan Financial, Inc., among other firms. Commonwealth Financial Network is a dual-registered broker/dealer and SEC-registered investment adviser serving a national network of approximately 2,900 affiliated advisors and managing roughly $212.7 billion in client assets. The firm offers a broad adviser-support platform that includes managed-account programs, access to third-party asset managers, retirement consulting, and custody services.

Kevin Lewis is a financial advisor with Commonwealth Financial Network, holding a Series 65 designation and one year of industry experience. Prior to joining Commonwealth, he worked at PricewaterhouseCoopers (PwC) Advisory Services LLC from 2011 to 2024. Commonwealth Financial Network is a registered investment adviser serving a national network of approximately 2,950 advisors and their retail and institutional clients. The firm provides a range of advisory programs and support services, including discretionary model portfolios and personalized investment solutions, while enabling affiliated advisors to offer customized advice under Commonwealth’s supervision.

Tanner Sargent is a financial advisor at Commonwealth Financial Network with one year of industry experience. He holds the Series 66 designation and has worked previously at Northwestern Mutual Investment Services LLC and Northwestern Mutual Life Insurance Company. Commonwealth Financial Network is a registered investment adviser serving a national network of approximately 2,950 advisors and their retail and institutional clients. The firm offers a range of advisory programs and support services, including discretionary model portfolios and personalized investment solutions, while providing operations, trading, technology, compliance, and practice-management support to affiliated advisors.

Laurence Hale II is a financial advisor at Commonwealth Financial Network with 30 years of industry experience. He holds Series 63 and Series 65 designations and has worked at Commonwealth since 2006, including through its affiliation with Weiss, Hale & Zahansky Strategic Wealth Advisors and WHZ Strategic Wealth Advisors. He is also the owner of Clear Bay Asset Management, a private entity involved in securities, advisory, and insurance business. Commonwealth Financial Network is a registered investment adviser serving a national network of approximately 2,950 advisors and their retail and institutional clients. The firm provides a range of advisory programs and back-office support, including operations, technology, investment management, compliance, and practice-management services.

Nicholas Olson is a financial advisor at Commonwealth Financial Network with Series 63 and 66 licenses and four years of industry experience. His prior roles include positions at Raymond James Financial Services and Fidelity Personal and Workplace Advisors. Olson is also a content creator for Olson Auto, producing material for platforms such as YouTube and Instagram. Commonwealth Financial Network is a dual-registered broker/dealer and SEC-registered investment adviser that supports a national network of approximately 2,900 advisors and manages around $212.7 billion in client assets. The firm provides a broad platform including managed-account programs, access to third-party asset managers, and custody services, working with clients to implement tailored investment strategies.

Raymond Perry is a financial advisor at OSAIC Institutions, INC. with 52 years of industry experience. He holds the ChFC® designation and Series 63 license. Perry has worked at Infinex Investments, Inc. and Jewett City Savings Bank since 2004. He also serves as an instructor at a state preparatory insurance license school operated by the Rhode Island Society of Financial Service Professionals. OSAIC Institutions serves individuals, charitable organizations, corporations, and retirement plans, offering a range of advisory and brokerage services through customized engagements. The firm provides access to alternative investments, lending, and cash-management options, with a notable emphasis on non-discretionary assets and a dual broker-dealer/adviser structure.

John Bernier is a CFP® professional with 43 years of industry experience. He has been with Cambridge Investment Research Advisors since 2010 and concurrently affiliated with Ing Financial Partners, Inc. and Cambridge Investment Research, Inc. since 2004. In addition to his advisory work, he operates as an independent insurance agent for various companies. Cambridge Investment Research Advisors is a large SEC-registered firm serving a diverse client base, including individuals, retirement plans, charitable organizations, and trusts. The firm provides financial planning, investment management, and retirement advisory services through a network of independent professionals, offering customizable portfolio solutions and proprietary as well as third-party investment strategies.

Michael Gisleson is a financial advisor at LPL Enterprise with 27 years of industry experience. He has worked at Prudential Insurance Company of America and Pruco Securities, LLC since 1999. LPL Enterprise serves a wide range of clients including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels, offering financial planning, consulting, and access to a variety of investment and insurance products.

Michelle Gallagher is a financial advisor with Fidelity, holding Series 63 and Series 66 designations and bringing 26 years of industry experience. Her tenure at Fidelity includes roles with Fidelity Brokerage Services LLC since 2008 and Fidelity Personal and Workplace Advisors since 2018. Outside of her advisory work, she serves as a server and bartender at The Woodstock Tavern, a small local restaurant in Woodstock, Connecticut. Fidelity’s Strategic Advisers LLC provides investment management and advisory services to a diverse client base, including retail and institutional investors. The firm employs a systematic investment process that integrates proprietary research, quantitative analysis, and algorithmic portfolio construction to manage discretionary and non-discretionary portfolios.

William Eldridge is a financial advisor with Osaic Wealth Inc. in Killingly, CT, holding Series 63 and Series 65 credentials and 11 years of industry experience. He previously worked at First Command Insurance Services, Inc., First Command Financial Planning, Inc., and First Command Advisory Services from 2014 to 2026. Eldridge is also the managing partner of GPS Financial, LLC, which he uses to manage his First Command-related business activities. Osaic Wealth, Inc. serves both retail and institutional clients, offering brokerage and investment advisory services, financial planning, and access to third-party money managers through a large network of affiliated advisers and multiple advisory platforms. The firm employs various asset-allocation tools and supports both discretionary and non-discretionary account management, with a complex corporate structure and multiple service arrangements.

David Houbre Jr. is a financial advisor with Ameriprise in Killingly, CT, holding a Series 66 designation and two years of industry experience. Prior to Ameriprise, he worked at Spirol International and Atech Turbine Components, among other roles. He is also employed at Fantabulous LLC, where he manages an advisory business. Ameriprise Financial Services is a large, diversified firm serving individual and institutional clients, with a specialized Premier Retirement Income service providing written recommendation reports and ongoing retirement-income planning focused on dependable income and tax-aware withdrawal strategies.

Mark Sully is a financial advisor with Cetera who holds Series 63 and Series 65 licenses and has 33 years of industry experience. His prior roles include positions at First Allied Advisory Services and First Allied Securities. He serves as a trustee for The Sully Family Trust. Cetera Investment Advisers LLC is a large SEC-registered advisory firm serving individual, retirement plan, corporate, charitable, and institutional clients through a multi-manager platform offering a range of portfolio management and financial planning services.

Justin Brouillard is a financial advisor with Ameriprise in Brooklyn, CT, holding a Series 66 designation and 22 years of industry experience. He has been with Ameriprise and its affiliates since 2005. Outside of his advisory role, he owns JRB Consulting, LLC, which provides consulting services related to his franchise Brouillard & Associates, and he has been involved in consulting for local florist businesses. Ameriprise offers retirement-income planning services primarily for clients with significant investable assets, delivering tailored recommendations that incorporate research, modeling, and tax-efficiency analysis. The firm serves a broad institutional client base through a variety of advisory, brokerage, and insurance solutions.

Holland Rajaniemi is a financial advisor with LPL Financial, holding Series 63 and Series 65 designations and eight years of industry experience. His work history includes roles at CUNA Brokerage Services, CUNA Mutual Group, Citizens Securities, Citizens Bank, and Jewett City Savings Bank. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs and services, including financial planning, retirement plan consulting, and brokerage, utilizing model portfolios, third-party subadvisors, and various investment strategies.

Richard Dickinson is a financial advisor at Cetera with 19 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including LPL Financial and Guided Financial Strategies, where he is a managing partner. Outside of advisory roles, he is involved in managing fixed insurance products as an insurance agent. Cetera is an SEC-registered advisor operating a multi-manager platform with over 10,000 advisors nationwide. The firm serves individuals, retirement plans, corporate and charitable clients, and institutions with a range of portfolio management and financial planning services across various program structures.

Julie Sparrow is a financial advisor with Cetera and holds the Series 63 and Series 65 licenses. She has 11 years of industry experience, including roles at LPL Financial and Guided Financial Strategies, where she is a partner. She also works as an insurance agent selling fixed insurance products. Cetera Investment Advisers LLC serves a wide range of clients, including individuals, retirement plans, and institutional accounts, offering various portfolio management and financial planning services. The firm operates a multi-manager platform with access to affiliated and third-party managers and manages over $256 billion in assets through a nationwide network of more than 10,000 advisors.

Michael Wilbur is a financial advisor with LPL Enterprise, holding a Series 66 designation and nine years of industry experience. His prior roles include positions at The Prudential Insurance Company of America, Pruco Securities LLC, Bank of America, N.A., and Merrill. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering advisory and brokerage services along with access to model wealth portfolios and third-party asset management programs. The firm’s platform integrates advisory programs with financial product sales and lending services.

Caitlin Kerswell is a financial advisor at Ameriprise with nine years of industry experience. She holds the Series 66 designation and has worked at Ameriprise Financial Services since 2015, with prior experience at Marshalls and Cerebral Palsy of Massachusetts. Outside of her advisory role, she is employed by Fantabulous, LLC, where she manages an advisory business. Ameriprise Financial Services is a large, diversified firm serving individual and institutional clients, known for its specialized Premier Retirement Income service that offers retirement-income planning with a focus on dependable income sources and tax-aware withdrawal strategies.

Tyler De Waele is a financial advisor at Ameriprise with Series 65 and Series 63 registrations and two years of industry experience. Prior to joining Ameriprise in 2025, he worked at Fidelity Investments and TPC Boston, among other roles. Ameriprise Financial Services is a large, diversified advisory firm serving both individual and institutional clients. The firm offers a specialized Premier Retirement Income service that provides written recommendation reports and ongoing retirement-income planning focused on dependable income sources and tax-aware withdrawal strategies.

Michael Langton is a financial advisor with Ameriprise, holding a Series 63 designation and 35 years of industry experience. He has been with Ameriprise and its affiliated entities since 2005. Ameriprise offers retirement-income planning services primarily for clients with significant investable assets, combining research, modeling, and tax-efficiency analysis to provide tailored written recommendations. The firm delivers a broad range of advisory, brokerage, and insurance solutions through its affiliated companies.

Patrick O'Brien is a financial advisor at Ameriprise with 23 years of industry experience. He has worked at Ameriprise since 2019 and previously spent five years with Voya Financial Advisors. Outside of his advisory role, O'Brien is involved in community activities including ownership of a youth travel baseball program and serving as a trustee on the Roseland Park Board of Trustees. Ameriprise provides retirement-income planning services primarily for individuals nearing or in retirement with significant investable assets, combining research, modeling, and tax-efficiency analysis to deliver tailored, non-discretionary recommendations through a centralized consulting team.

Kenneth Michin Jr. is a financial advisor with Merrill, holding a Series 66 designation and 13 years of industry experience. He has been with Merrill since 2014 and also works with Bank of America, N.A. since 2015. Merrill, together with its affiliate Managed Account Advisors LLC, provides managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions Program, offering model-based and discretionary strategies for individuals, high-net-worth clients, pension plans, corporations, and charitable organizations.

Gregory Agnone is a CFP® professional affiliated with Cetera, with 30 years of industry experience. He currently serves as President and CEO of Chestnut Hill Wealth Management Inc. and Chestnut Hill Insurance Group, and he also leads Agnone and Associates Financial Services. He is a notary public in addition to his advisory roles. Cetera is an SEC-registered adviser that supports a nationwide network of over 10,000 independent advisors serving a diverse client base, including individuals, retirement plans, corporate, charitable, and institutional accounts. The firm offers a multi-manager platform with various portfolio management options, including discretionary and non-discretionary strategies, model portfolios, and access to third-party money managers.

Trystan Randazzo is a Series 66 licensed financial advisor at LPL Enterprise with two years of industry experience. Prior to joining LPL Enterprise, he worked at The Prudential Insurance Company of America and Pruco Securities LLC, and has experience in educational roles at the University of Connecticut and Edwin O. Smith High School. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers a range of services such as financial planning, advisory and brokerage channels, and access to model portfolios and third-party asset management programs.

Eric Quinn is a financial advisor at Cetera with 33 years of industry experience. He holds Series 63 and Series 65 credentials. His prior work includes positions at VOYA Financial Advisors, Gerardi Insurance Services, and Phoenix Home Life. Quinn serves as a board member of Woodstock Academy and is the treasurer of the Woodstock Academy Foundation. Cetera Investment Advisers LLC operates as a multi-manager platform serving individual, corporate, charitable, and institutional clients through a nationwide network of independent advisors. The firm offers a range of portfolio management, financial planning, and retirement services utilizing both affiliated and third-party managers across various program structures.

Samantha Grupe is a financial advisor with LPL Enterprise, holding a Series 66 designation and four years of industry experience. Her background includes roles at The Prudential Insurance Company of America and Pruco Securities LLC. Prior to entering the financial industry, she held positions in education and the food service sector. LPL Enterprise serves a wide range of clients, including individuals, retirement plans, nonprofits, corporations, and institutional investors, offering both advisory and brokerage services through an integrated platform that includes financial planning, managed portfolios, and access to insurance products.

Gary Peloquin is a financial advisor at Westcott Investment Advisors LLC with 24 years of industry experience. He holds a Series 65 designation and has operated Pelquin and Company LLC, a certified public accounting firm, since 1984. Peloquin’s dual role as both an investment advisor and CPA is uncommon within independent advisory firms. Westcott Investment Advisors LLC serves individual investors by providing portfolio management and financial planning services on a primarily non-discretionary basis. The firm manages approximately $63.6 million in client assets and integrates accounting and tax-related services alongside investment advice.