Nathan Tomkiewicz is the principal of Tomkiewicz Wealth Management and holds the CFP® designation and Series 65 license. He has nine years of industry experience, including seven years at Berkshire Money Management and full-time work in education prior to his financial advisory career. Tomkiewicz Wealth Management, LLC is an independent, fee-only registered investment adviser providing discretionary wealth management and integrated financial planning to individuals, high-net-worth clients, pension and profit-sharing plans, charitable organizations, and businesses. The firm employs a combination of fundamental and technical analysis with modern portfolio theory, using both passive and active investment strategies.

Justin Kim is a financial advisor at Ludus Capital, LLC with two years of industry experience. He previously worked at Locust Wood Capital for four years and has a background at NYU Stern School of Business. Justin holds the Series 65 designation. Ludus Capital provides discretionary investment management through separately managed accounts to individual and select institutional clients, including qualified individuals, trusts, charitable organizations, other advisers, and corporate entities. The firm employs a value-oriented, opportunistic equity strategy with concentrated portfolios and manages accounts with a long-term perspective while maintaining flexibility to invest across a broad range of instruments.

Lina Zhu is a financial advisor at Mia Lee Financial with two years of industry experience. She holds a Series 65 designation and previously worked at Grant Thornton LLP and Kroll. Outside of her advisory work, she is also an accountant. Mia Lee Financial is an independent firm providing portfolio management services to individuals and high-net-worth clients. The firm emphasizes a long-term investment approach combining fundamental analysis, modern portfolio theory, and quantitative methods, offering both discretionary and non-discretionary account management primarily focused on equities, fixed income, and ETFs.

Brian Parr is a financial advisor at Aquila Ventures LLC in Delmar, NY, holding a Series 65 designation with four years of industry experience. He has been with Aquila Ventures since 2018 and previously worked at the University at Albany for eleven years. Aquila Ventures LLC provides investment advisory and money management services to both individual and institutional investors, employing a long-term, value-oriented investment approach. The firm uses a multi-bucket framework that includes safe money, index exposure, quality individual stocks, and a smaller speculative/options sleeve, favoring buy-and-hold bond strategies and the use of options to generate income and manage risk.

I got into financial services in 2008, watching the crash teach a hard lesson about what happens when a plan has no real structure behind it. I earned my CFP® in 2013, added my CIMA® in 2014, and became a CEPA® (Certified Exit Planning Advisor) in 2021, credentials that together let me work across investment management, tax-aware planning, and the mechanics of walking away from a practice on your own terms. Capable Wealth is built around one kind of client: orthopedic surgeons, generally between 45 and 65, sitting on high incomes, valuable practices, and very little time to plan for what comes next. Most of what I do lives in the years leading up to and around a transition: selling a practice, restructuring around QBI and S-corp income once the phase-outs start working against you, designing a cash balance plan that can absorb $150,000 to $350,000 a year for someone this far into a compressed earning window, or structuring an installment sale so it doesn't quietly cost more in taxes than it needed to. I spend less time explaining what a 401(k) is and more time looking for the kind of leaks that hide in a surgeon's plan, the ones most advisors miss because they're not built for a schedule, an income curve, and a practice structure this specific. I work with clients nationwide, wherever you practice. Outside of planning, I'm the person who ends up talking training and recovery with clients as much as tax brackets, which probably explains the pull toward a field full of people who treat their own bodies like the asset they are. I know what it feels like to have money make your decisions for you instead of the other way around, and that's a large part of why this work matters to me. If you're a surgeon starting to think seriously about your exit, or just tired of feeling like your plan hasn't caught up to your career, let's talk.

Seong Jae Yoon is a financial advisor at Duomo Capital with four years of industry experience. He holds Series 63 and Series 65 designations and has worked at Guggenheim Securities, Parnassus Investments, and Strikeout Capital. Strikeout Capital provides discretionary portfolio management primarily through separately managed accounts to individuals, trusts, estates, and other entities. The firm applies a fundamental, research-intensive investment approach focused on long-term capital preservation and compounding, often maintaining a concentrated portfolio with substantial cash allocations while investing across domestic and international equities and fixed income.

Joel Sproul is a financial advisor with Kronos Wealth Management, holding Series 63 and Series 66 licenses and bringing 26 years of industry experience. He founded Kronos Wealth Management in 2016 and has served as its sole advisor since then. Kronos Wealth Management is an independent firm that advises individuals, high-net-worth clients, charitable organizations, corporations, and retirement plans. The firm combines technical and charting analysis with a predominantly passive investment approach using low-cost index funds and ETFs, offering discretionary portfolio management alongside comprehensive financial planning and pension consulting services.

Kean Bouplon is a financial advisor with Good Capital, holding Series 63 and Series 65 licenses and bringing 21 years of industry experience. His career includes roles at Morgan Stanley and Strategy One Wealth Management, LLC. Outside of his advisory work, he is a co-owner of a fourth-generation family farm spanning approximately 100 acres. Good Capital is a sole-proprietor registered investment adviser offering portfolio management, pension consulting, and financial planning to a diverse client base including pension and profit-sharing plans, charitable organizations, corporations, and individuals. The firm employs a combination of fundamental and technical analysis alongside modern portfolio theory to construct primarily long-term, income- and cash-flow-oriented portfolios.

Sang Wong is a CFA charterholder with Series 63 and Series 65 licenses and has four years of industry experience. He has been with Mercury Financial Advisors since 2011. Mercury Financial Advisors is an independent, fee-only firm based in Albany, NY, serving individuals, families, and small business owners with comprehensive financial planning and investment advice. The firm emphasizes disciplined asset allocation, tax planning, and uses fixed retainers rather than asset-based fees.

Douglas Bauer is a CFP® and ChFC® with 37 years of industry experience, currently serving as an advisor at AllSquare Wealth Management, LLC since 2010. He holds Series 63 and Series 65 licenses and is based in Albany, NY. AllSquare Wealth Management provides integrated wealth management and consulting services to individuals, high-net-worth clients, retirement plans, trusts, estates, and charitable organizations. The firm employs a fundamental analysis framework combined with an efficient-market philosophy, primarily using passively managed investments tailored to clients’ risk tolerance and investment policy statements.

Derek Miller is an advisor at Lahontan Capital LLC in Albany, NY, holding a Series 65 designation with one year of industry experience. His prior roles include positions at Mathmata LLC and Numerious Inc, as well as a one-year tenure at The University of Chicago Booth School of Business. Lahontan Capital is a fee-only registered investment adviser serving individual and high net-worth clients with wealth management, discretionary portfolio management, and financial planning. The firm employs a blend of passive and active investment vehicles guided by asset allocation and modern portfolio theory, with options for ESG considerations tailored to clients’ risk tolerance and goals.

Bernard Murphy is a CFP® professional with 12 years of industry experience, currently serving as the sole advisor at Arista Advisory Group, LLC in Albany, NY. He owns and operates HoisTech Kft., a small business in Budapest that sells and installs fall protection equipment. Arista Advisory Group is a boutique firm that provides portfolio management, pension consulting, and financial planning services to individuals, pension and profit-sharing plans, charitable organizations, and businesses. The firm employs a disciplined investment approach using fundamental analysis, modern portfolio theory, and quantitative methods, with strategies that include long-term investing alongside the use of margin and options across diverse asset classes.

Nicholas Preddice is a financial advisor at The Affinity Group, LLC with 33 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at BST Wealth Management, LLC and MML Investors Services, LLC/MassMutual Life Insurance Co. Outside of advising, he serves as Chair of the Foundation Board for Access Supports for Living, a nonprofit organization. The Affinity Group primarily serves individual investors and participant-directed retirement plans, offering discretionary portfolio management, financial planning, and consulting services. The firm’s investment approach focuses on long-term asset allocation using passive mutual funds and ETFs, supported by model portfolios and institutional sub-advisors.

Daniel Bauer is a CFP® and holds a Series 66 designation with 25 years of experience in the financial industry. He has been with AllSquare Wealth Management, LLC since 2010 and also worked at Purshe Kaplan Sterling Investments from 2014 to present. In addition to his advisory role, he serves as an independent insurance agent. AllSquare Wealth Management provides integrated wealth management and consulting services to individuals, high-net-worth clients, retirement plans, trusts, estates, and charitable organizations. The firm employs a fundamental analysis framework combined with an efficient-market philosophy, primarily using passively managed investment vehicles and tailoring portfolios to client risk tolerance without imposing account minimums.

Helen Carroll is a CFP® with 12 years of industry experience, currently serving as an advisor at Mussett Wealth Management, LLC since 2014. The firm provides personalized financial planning, investment management, and consulting services to individuals, charitable organizations, businesses, and pension and profit-sharing plans. Mussett Wealth Management manages approximately $110.4 million in assets and offers ERISA 3(38) and 3(16) plan services, using a strategic asset allocation approach with a core-and-satellite mix of actively and passively managed funds.

Olivia Mussett is a CFP® professional with eight years of industry experience and over 15 years at Mussett Wealth Management, LLC. She previously worked at Wells Fargo Clearing for two years. Mussett Wealth Management provides personalized financial planning, investment management, and consulting services to individuals, charitable organizations, businesses, and pension and profit-sharing plans. The firm manages approximately $110 million in assets and emphasizes a strategic asset allocation approach using a mix of actively and passively managed funds, along with ERISA 3(38) and 3(16) plan services.

Kathleen Godfrey is the sole owner of Godfrey Financial Associates, Inc. in Glenmont, NY, where she has worked since 1995. She holds Series 63 and Series 65 licenses and has seven years of industry experience. Her firm serves individuals, including high-net-worth clients, as well as corporations and business entities, providing discretionary portfolio management and financial planning services. The firm uses a national custodian platform and offers customized portfolios that include exchange-listed securities, mutual funds, ETFs, and fixed income, with both long- and short-term strategies.

Daniel Weinberg is a financial advisor at AllSquare Wealth Management, LLC with 39 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Purshe Kaplan Sterling Investments since 2014. Outside of his advisory role, Weinberg serves on the board of the Albany Jewish Community Center and is vice-chair of the investment committee for the Endowment Board of Governors at the Jewish Federation of Northeastern New York. AllSquare Wealth Management provides integrated wealth management and consulting services to individuals, high-net-worth clients, retirement plans, trusts, estates, and charitable organizations. The firm uses a fundamental analysis framework combined with an efficient-market philosophy, primarily implementing asset allocation through passively managed vehicles, and offers discretionary portfolio management tailored to client risk tolerance without an account minimum.

John Mendrysa is a financial advisor with Broadway Advisor Group, holding a Series 63 designation and bringing 32 years of industry experience. He has previously worked at Linsco Private Ledger and LPL Financial. Outside of his advisory role, he has engaged in limited long-term care and life insurance sales. Broadway Advisor Group serves individual and high-net-worth clients, as well as pension and profit-sharing plans, with discretionary portfolio management, financial planning, and pension consulting. The firm employs a diversified investment approach that includes traditional and alternative strategies, sponsors a wrap-fee program, and manages approximately $215 million in assets across 315 client accounts.

Ruth Maresca is a financial advisor at Godfrey Financial Associates, Inc. with 22 years of industry experience. She holds the Series 63, Series 65, and Series 66 licenses and has worked at firms including LPL Financial, CUNA Brokerage Services, and Key Investment Services LLC. Outside of financial advising, she serves as an alternate trustee for Demberg Farm LLC and is a licensed notary public. Godfrey Financial Associates serves individuals, including high-net-worth clients, as well as corporations and business entities, providing discretionary investment management and financial planning services. The firm employs a mix of fundamental, technical, charting, and cyclical analysis methods to build tailored asset allocations and monitors portfolios on an ongoing basis.