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Vanessa M

Series 66

Butler, PA

Randall & Associates Wealth Management

Vanessa Mccall is a financial advisor at Randall & Associates Wealth Management with 21 years of industry experience. She holds the Series 66 designation and has previously worked at Wells Fargo Advisors Financial Network, LLC and Bennett Associates Wealth Management. Randall & Associates Wealth Management serves individuals, family entities, non-profits, foundations, and businesses, managing approximately $167 million in client assets. The firm offers customized, risk-adjusted, tax-aware investment strategies that blend active and passive approaches across various asset classes, providing both discretionary and non-discretionary portfolio management.

Wealth management Tax-loss harvesting Charitable giving & philanthropy
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Donovan S

Series 65, Series 63

Butler, PA

Randall & Associates Wealth Management

Donovan Slater is a financial advisor at Randall & Associates Wealth Management with three years of industry experience. He holds Series 65 and Series 63 credentials and has previously worked at Northwestern Mutual in various roles, as well as having studied at Yale. Randall & Associates Wealth Management serves individual clients, family entities, non-profits, foundations, and businesses, providing customized, risk-adjusted, tax-aware investment management and financial planning. The firm employs a blend of active and passive strategies and offers both discretionary and non-discretionary portfolio management.

Wealth management Tax-loss harvesting Charitable giving & philanthropy
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Collin R

CFP®, CFA®, Series 63, Series 65

Butler, PA

Randall & Associates Wealth Management

Collin Randall is a CFP® and CFA® with 14 years of experience in the financial industry. He is currently with Randall & Associates Wealth Management in Butler, PA, having previously worked at Bennett Associates Wealth Management, Wells Fargo Advisors, Amherst Pierpont Securities LLC, and Barclays Capital Inc. Randall & Associates Wealth Management serves individual clients, family entities, non-profits, foundations, and businesses by providing investment and wealth management, financial planning, and consulting. The firm manages approximately $167 million in client assets and employs a customized, risk-adjusted, tax-aware investment approach that combines active and passive strategies across multiple asset classes.

Wealth management Tax-loss harvesting Charitable giving & philanthropy
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Barbara B

Series 63, Series 65

Grove City, PA

Confluence Financial Partners

Barbara Battin is a financial advisor at Confluence Financial Partners with 14 years of industry experience. She holds Series 63 and Series 65 licenses and previously worked at CETERA Advisor Networks LLC and CashDollar & Associates, LLC. Outside of her advisory role, she serves as a committee member at Cochranton Community Church, where she oversees budget, expenses, and audits financial records. Confluence Financial Partners provides holistic wealth management and financial planning to individual clients, professionals, business owners, and corporate executives, as well as retirement plan consulting to institutional clients. The firm employs a fiduciary approach with active and passive investment strategies, emphasizing asset allocation and macroeconomic analysis.

Wealth management Retirement income strategy Equity compensation tax strategy Annuities Founder/Business Owner Executive
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Steven S

Series 65

Butler, PA

Virtue Capital Management, LLC

Steven Sabo is a financial advisor at Virtue Capital Management, LLC with nine years of industry experience. He holds a Series 65 designation and has worked at Virtue Capital Management since 2019. In addition, he independently sells life insurance and annuities through Executive Financial Group and Executive Financial Planning. Virtue Capital Management, LLC is an SEC-registered enterprise investment adviser managing approximately $1.2 billion in discretionary assets for over 4,000 clients through about 90 advisers. The firm offers discretionary portfolio management, financial planning, third-party manager selection and monitoring, and ERISA and qualified plan consulting, employing active, model-driven strategies that incorporate economic data and quantitative optimization.

Retirement income strategy Social Security optimization Wealth management
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Jonathan V

Series 65, Series 63

Grove City, PA

Vicus Capital, Inc.

Jonathan Van Kirk is an investment advisory representative at Vicus Capital, Inc. with three years of industry experience. His prior roles include positions at Northwestern Mutual Wealth Management Company and Iron Point Financial, LLC. Vicus Capital provides investment management and financial planning services to individuals, businesses, trusts, and employee benefit plan sponsors. The firm utilizes a blend of fundamental and technical analysis across various strategies and places particular focus on retirement plan consulting and fiduciary services.

ESG / Sustainable investing Passive / index investing Tax-loss harvesting Private / alternative investments Religious/faith focused
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Ronald P

CFP®, ChFC®, Series 63

Grove City, PA

Vicus Capital, Inc.

Ronald Peters is a financial advisor at Vicus Capital, Inc. with 40 years of industry experience. He holds the CFP® and ChFC® designations and has worked at firms including Strategic Lifestyle Advisors, Inc., Cetera Wealth Services, and CPL Financial Group. Peters serves as an elected board member for the Clarion Forest County Visiting Nurses Association, where he reviews financial matters and approves business plans. Vicus Capital provides investment management and financial planning to individuals, businesses, trusts, and employee benefit plan sponsors. The firm employs a combination of fundamental and technical analysis with various model strategies and places particular emphasis on retirement-plan consulting and fiduciary services.

ESG / Sustainable investing Passive / index investing Tax-loss harvesting Private / alternative investments Religious/faith focused
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Arthur H

Series 63, Series 65

New Castle, PA

Wesbanco Securities, Inc.

Arthur Hughes is a financial advisor at WesBanco Securities, Inc. in Ellwood City, PA, holding Series 63 and Series 65 licenses with four years of industry experience. He has worked at WesBanco Securities since 2019 and previously at WesBanco Bank from 2016 to 2023. WesBanco Securities, Inc. provides investment advice and portfolio management to individuals, corporations, trusts, estates, and retirement plans, managing approximately $166 million in assets. The firm offers a range of wrap-fee portfolio management programs and access to third-party managed solutions, employing various analytical methods and strategies across nondiscretionary and discretionary accounts.

Options & derivatives strategies Active portfolio management ESG / Sustainable investing
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Gregory L

CFP®, Series 63, Series 65

Grove City, PA

Vicus Capital, Inc.

Gregory Liszka is a CFP® with 18 years of experience in financial advising. He is currently affiliated with Vicus Capital, Inc. and has previously worked with Cetera and Strategic Lifestyle Advisors. Liszka also teaches a retirement planning class and serves on the board of Grove City Country Club. Vicus Capital provides investment management and financial planning services to individuals, businesses, trusts, and employee benefit plan sponsors. The firm utilizes a combination of fundamental and technical analysis with various model and separately managed strategies, emphasizing retirement-plan consulting and fiduciary services alongside broader investment solutions.

ESG / Sustainable investing Passive / index investing Tax-loss harvesting Private / alternative investments Religious/faith focused
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Benjamin B

Series 66

Grove City, PA

Stratos Wealth Partners, Ltd

Benjamin Burkley is a financial advisor with LPL Financial and Stratos Wealth Partners, LTD, holding a Series 66 designation and 16 years of industry experience. He has worked at Stratos Wealth Partners and LPL Financial since 2017 and was previously with Hefren-Tillotson, Inc. from 2015 to 2017. LPL Financial provides advisory and brokerage services to a diverse client base including individual investors, retirement plans, banks, institutions, charities, and high-net-worth households, offering a variety of investment delivery options supported by an in-house research team and a broad platform that integrates advisory and brokerage services.

Wealth management Retirement plans for business owners (SEP, solo 401k) Tax-loss harvesting Founder/Business Owner Retired Executive
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Tyler F

Series 66

Butler, PA

GWN Securities Inc.

Tyler Funk is a financial advisor at GWN Securities Inc. with two years of industry experience. He holds the Series 66 designation and has prior experience at GA Investment Management and Lions Gate Wealth Management. Outside of advisory work, he is involved in life insurance sales through a related business activity. GWN Securities is an SEC-registered investment adviser and broker-dealer that serves individual and business clients through discretionary managed accounts, financial planning, and access to third-party sub-advisers and model portfolios. The firm manages approximately $3.65 billion across more than 37,000 client accounts and offers a range of managed-account programs, including both traditional and active investment strategies.

Wealth management Passive / index investing Active portfolio management Tax-loss harvesting Retirement withdrawal strategies Founder/Business Owner
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Michael D

Series 66

Butler, PA

OSAIC Institutions, INC.

Michael Dreveniak is a financial advisor with OSAIC Institutions, Inc. and holds a Series 66 designation. He has 19 years of industry experience, including roles at OSAIC Institutions since 2015 and First Commonwealth Bank since 2009. Outside of his advisory work, he is involved with the First Commonwealth Trust Department, offering agency trust accounts through an unaffiliated banking institution. OSAIC Institutions serves individuals, charitable organizations, corporations, and retirement plans by providing a range of advisory and brokerage services through customized engagements, financial planning, and access to alternative investments. The firm operates with a notable emphasis on non-discretionary assets and maintains extensive relationships with banks and credit unions to deliver a broad spectrum of financial solutions.

Annuities Tax-loss harvesting Founder/Business Owner Executive
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Cathleen B

Series 65, Series 63

Grove City, PA

OSAIC Institutions, INC.

Cathleen Beatrice is an investment adviser with OSAIC Institutions, Inc. holding Series 65 and Series 63 designations and 13 years of industry experience. She has worked at Mercer County State Bank since 2017 in a banking role that includes branch management. Her prior experience includes positions at Infinex Investments, Ristvey Investment Group, and Raymond James Financial Services. OSAIC Institutions, Inc. serves a broad client base including individuals, ERISA retirement plans, trusts, estates, and corporations, offering customized advisory services through a network of investment adviser representatives. The firm operates a hybrid adviser/broker-dealer structure and provides access to alternative investments, lending solutions, and third-party asset management.

Annuities Tax-loss harvesting Founder/Business Owner Executive
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Jordan K

Series 66

Butler, PA

Key Investment Services LLc

Jordan Kelly is a financial advisor at Key Investment Services LLC with 12 years of industry experience. He holds the Series 66 designation and has worked at firms including PNC Investments and Commonwealth Financial Network. Prior to his advisory career, he operated a home and business organizing service called Interior Solutions for 12 years. Key Investment Services LLC serves individuals, trusts, estates, small businesses, and corporate clients through various advisory programs, model portfolios, and managed accounts. The firm emphasizes client-directed model selection and ongoing monitoring while providing access to third-party discretionary managers and supervisory oversight.

ESG / Sustainable investing Tax-loss harvesting Passive / index investing Active portfolio management
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Carol M

Series 63, Series 66

Butler, PA

OSAIC Institutions, INC.

Carol Mayer is a financial advisor with OSAIC Institutions, INC. holding Series 63 and Series 66 credentials and 24 years of industry experience. She has worked at First Commonwealth Bank since 2019 and has prior experience with Infinex Investments, Inc. and Key Investment Services, LLC. Mayer is also involved in the trust division at First Commonwealth Bank. OSAIC Institutions, Inc. serves individuals, ERISA plans, trusts, estates, and corporate clients, offering customized advisory services, financial planning, and access to alternative investments. The firm operates with a hybrid adviser/broker-dealer structure and supports its network of investment adviser representatives with firm supervision rather than centralized account management.

Annuities Tax-loss harvesting Founder/Business Owner Executive
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Cathaleen F

Series 65, Series 63

Grove City, PA

OSAIC Institutions, INC.

Cathaleen Finn is a financial advisor at OSAIC Institutions, Inc. with 11 years of industry experience. She holds Series 65 and Series 63 licenses and has worked at firms including Infinex Investments, Inc., Mercer County State Bank, and The Huntington National Bank. OSAIC Institutions, Inc. is an SEC-registered investment adviser serving individuals, ERISA retirement plans, trusts, estates, and corporate clients through a network of investment adviser representatives. The firm offers customized advisory services, financial planning, ERISA plan services, and access to alternative investments while operating a hybrid adviser/broker-dealer model with both discretionary and non-discretionary accounts.

Annuities Tax-loss harvesting Founder/Business Owner Executive
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Alexandra P

Series 63, Series 65

Butler, PA

OSAIC Institutions, INC.

Alexandra Potts is a financial advisor with OSAIC Institutions, INC., holding Series 63 and Series 65 credentials and having 10 years of industry experience. Her prior work includes roles at First Commonwealth Bank and Infinex Investments, Inc. since 2022, as well as positions at KeyBank and Key Investment Services from 2016 to 2022. OSAIC Institutions, INC. is an SEC-registered investment adviser serving individuals, ERISA retirement plans, trusts, estates, and corporate clients through a network of investment adviser representatives. The firm offers customized advisory services, financial planning, and access to alternative investments, operating a hybrid adviser/broker-dealer model with both discretionary and non-discretionary assets under management.

Annuities Tax-loss harvesting Founder/Business Owner Executive
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Christopher C

Series 63, Series 65

Butler, PA

Stratos Wealth Partners, Ltd

Christopher Cashell is a financial advisor with LPL Financial based in Pittsburgh, PA, holding Series 63 and Series 65 designations and possessing 41 years of industry experience. He has worked at LPL Financial since 2011 and is also affiliated with Stratos Wealth Partners, Ltd. Cashell has prior experience at Nextier Bank from 2004 to 2018. LPL Financial provides advisory and brokerage services to a diverse client base, including individual investors, retirement plan sponsors, institutions, and high-net-worth households. The firm offers a variety of investment solutions supported by an in-house research team and a large network of investment adviser representatives.

Wealth management Retirement plans for business owners (SEP, solo 401k) Tax-loss harvesting Founder/Business Owner Retired Executive
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Thomas V

CFP®, Series 63, Series 65

Portersville, PA

Commonwealth Financial Network

Thomas Virostek is a financial advisor with Commonwealth Financial Network, holding the CFP® designation and securities licenses Series 63 and Series 65. He has 36 years of industry experience and has worked with Commonwealth Financial Network since 2009. He is also involved with United Plan Consulting, LLC, and operates Q3 Capital, LLC, an entity created for securities business activities. Commonwealth Financial Network serves a national network of approximately 2,950 advisors and their retail and institutional clients, providing a range of advisory programs and services including wealth management and retirement plan consulting. The firm supports affiliated advisors with operations, trading, technology, compliance, and practice management, while offering discretionary model portfolios and customized investment program options.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement income strategy Founder/Business Owner Executive Retired
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Robert P

Series 65

New Wilmington, PA

Mercer Global Advisors Inc.

Robert Pozzuto is a financial advisor at Mercer Global Advisors Inc. with one year of industry experience and holds a Series 65 designation. His prior roles include positions at Matune Basile Advisors, Integrity Alliance, LLC, and Lion Street Advisors, LLC, among others. Mercer Global Advisors serves individuals, families, small business owners, plan sponsors, foundations, non-profits, and endowments, providing investment advisory services along with financial, tax, retirement, and estate planning. The firm’s investment approach is based on Modern Portfolio Theory, using globally diversified, risk-appropriate portfolios implemented through a mix of low-cost ETFs, index funds, separate account managers, direct indexing, and private funds.

Private / alternative investments Options & derivatives strategies ESG / Sustainable investing Concentrated stock management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive Retired Women Professionals Established Professionals
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