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Thomas L

Series 66, Series 63

Vanleer, TN

Prospera Financial Services, inc.

Thomas Lawrence is a financial advisor with Prospera Financial Services, Inc. He holds Series 63 and Series 66 licenses and has three years of industry experience. Prior to joining Prospera, he worked at Jackson National Life Distributors, LLC, Copper Cellar, and United Parcel Service. Prospera Financial Services is a multi-team firm serving individuals, including high-net-worth clients, corporate and charitable entities, and retirement plans. The firm manages approximately $12.4 billion through about 207 advisors and offers a variety of investment advisory and financial planning services across multiple platforms and delivery vehicles.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Daniel M

Series 66

Vanleer, TN

Prospera Financial Services, inc.

Daniel Mossakowski is a financial advisor with Prospera Financial Services, Inc. in Nashville, TN, holding a Series 66 designation and 15 years of industry experience. He has been with Prospera since 2014 and is a partner in two related entities that provide investment and fiduciary consulting services. Outside of finance, he is a general partner in a business that offers baseball and softball training services for youth and professional athletes. Prospera Financial Services, Inc. is an enterprise-scale adviser and dually registered broker-dealer serving a broad mix of individuals, corporate and charitable entities, and retirement plans. The firm manages approximately $12.4 billion through about 207 advisors and offers investment advisory and financial planning services via multiple platforms and customizable portfolio solutions.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Layla S

Series 66

McEwen, TN

LPL Financial

Layla Slater is a financial advisor at LPL Financial with 11 years at the firm and four years of industry experience. She holds a Series 66 designation. Outside of her advisory work, she is involved with Saving Abigail Grace, LLC, a for-profit, non-investment-related business. LPL Financial is a national SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, financial institutions, and charitable organizations. The firm provides a range of advisory programs, financial planning, and brokerage services supported by diversified investment strategies and research.

College savings (529s, UTMA, etc.)
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Thomas P

Series 66

Erin, TN

Cetera

Thomas Phy is a financial advisor at Cetera with one year of industry experience. He holds the Series 66 designation and has worked at Regions Bank since 2012, where he provides guidance and customer service related to deposit accounts, loans, credit card products, and fixed insurance sales. Cetera Investment Advisers LLC is an SEC-registered firm serving individuals, retirement plans, corporate and charitable clients, and institutional accounts. The firm offers a multi-manager platform with discretionary and non-discretionary portfolio management, financial planning, and access to various program structures and third-party money managers.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Jeremy D

Series 66

Oak Ridge, TN

Merrill

Jeremy Doll is a financial advisor with Merrill, holding a Series 66 designation and 18 years of industry experience. He has been with Merrill and Bank of America since 2015. Outside of his advisory role, he leads a youth group at Jacob's Tent, a charitable church organization. Merrill, along with its affiliate Managed Account Advisors LLC, provides managed account services primarily to Bank of America fiduciary clients through the Select Portfolio Solutions Program, offering model-based and discretionary investment strategies for a range of individual and institutional clients.

Tax-loss harvesting Active portfolio management Wealth management
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