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53 advisors near
37828
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Out of 400,000+ nationwide
Steven K
Series 63
Powell, TN
ICON Capital Management, LLC
Steven King is a financial advisor at ICON Capital Management, LLC in Powell, Tennessee, with 21 years of industry experience. He holds the Series 63 designation and has been with ICON Capital Management since 1996. ICON Capital Management provides discretionary portfolio management, limited financial planning, and consulting services to individuals, trusts, estates, and retirement plans. The firm is noted for its work with pension and profit-sharing plan clients, including retirement plan consulting and ERISA fiduciary roles.
Robert G
Series 63, Series 65
Oak Ridge, TN
Roan Capital Partners
Robert Green is a financial advisor with Roan Capital Partners in Oak Ridge, TN, holding Series 63 and Series 65 licenses and bringing 26 years of industry experience. He previously worked at Avantax Advisory Services and Avantax Investment Services, and has operated his own CPA firm since 1989. Green serves as executor and trustee for several family-related estates and trusts. Roan Capital Partners provides investment management and financial planning primarily to individual and high net-worth clients, emphasizing low-cost, tax-efficient portfolios that utilize index mutual funds and ETFs. The firm also offers business planning, employee benefits optimization, and estate and tax planning as part of its advisory services.
Brian M
Series 63, Series 66
Oak Ridge, TN
MPWM Advisory Solutions LLC
Brian Mullins is a financial advisor with MPWM Advisory Solutions LLC, holding Series 63 and Series 66 licenses and bringing 29 years of industry experience. He has worked at LPL Financial, LLC since 2014 and previously at Private Advisor Group, LLC. Mullins is also the owner of Mullins Wealth Management, an independent advisory practice. MPWM Advisory Solutions LLC provides investment advisory and related services to individuals, high-net-worth clients, families, trusts, businesses, charitable organizations, and retirement plans. The firm uses a predominantly long-term, diversified investment approach incorporating fundamental analysis and modern portfolio theory, managing accounts through a combination of in-house and independent managers across various platforms.
Cooper C
Series 65
Knoxville, TN
Compass Financial Management LLC
Cooper Carrier is a financial advisor with Compass Financial Management LLC in Knoxville, TN. He holds a Series 65 designation and has three years of industry experience. Prior to joining Compass, he worked at Carrier CPA + FIS and held positions at Roane State Community College and Haffs High School. Compass Financial Management LLC serves individual and high-net-worth clients as well as pension and profit-sharing plans, providing discretionary investment management, retirement-plan consulting, and participant education. The firm manages approximately $894 million across a multi-advisor team and employs a range of investment strategies including equities, fixed income, mutual funds, ETFs, and internally managed model portfolios.
Matthew C
Series 63, Series 65
Knoxville, TN
Compass Financial Management LLC
Matthew Carrier is a financial advisor with Compass Financial Management LLC in Knoxville, TN, holding Series 63 and Series 65 licenses and 16 years of industry experience. His career includes roles at Brookstone Wealth Advisors and Avantax, as well as operating Carrier Financial & Insurance Services and Carrier CPA Firm, where he also prepares tax returns and sells insurance and annuity products through Vertical Vision Management. Compass Financial Management LLC serves individual and high-net-worth clients, along with pension and profit-sharing plans, providing discretionary investment management, retirement-plan consulting, and participant education. The firm employs a multi-advisor approach, managing approximately $894 million with a range of strategies including individual equities, fixed income, mutual funds, ETFs, and both internal and third-party managed portfolios.
Kenneth B
CFP®, Series 63, Series 66
Oak Ridge, TN
Commonwealth Financial Network
Kenneth Bane is a financial advisor at Commonwealth Financial Network with 23 years of industry experience. He holds the CFP® designation along with Series 63 and Series 66 licenses. Prior to joining Commonwealth and Cumberland Wealth Management in 2026, he worked at TIAA-CREF from 2013 to 2026. He is also a property landlord in Knoxville, TN. Commonwealth Financial Network is a dual-registered broker/dealer and SEC-registered investment adviser serving a nationwide network of approximately 2,900 advisors and managing around $212.7 billion in client assets. The firm provides a range of managed-account programs, access to third-party asset managers, retirement consulting, and back-office services.
Gary G
ChFC®, Series 66
LaFollette, TN
Tlg Advisors, Inc.
Gary Gray is a financial advisor at TLG Advisors, Inc. with 43 years of industry experience. He holds the ChFC® designation and Series 66 license. His prior work includes roles at Nationwide Securities, LLC, and Nationwide Insurance Company. Gray also operates Gray Consulting Services, providing financial services consulting. TLG Advisors, Inc. serves a diverse client base including individuals, high-net-worth clients, trusts, charitable organizations, corporations, and institutional investors. The firm focuses on investment supervisory services, portfolio management, and fiduciary services, utilizing fundamental analysis and Modern Portfolio Theory to construct diversified portfolios.
Nathan P
Series 66
Oak Ridge, TN
Commonwealth Financial Network
Nathan Parkhurst is a financial advisor with Commonwealth Financial Network, holding a Series 66 designation and 21 years of industry experience. He has worked at Cumberland Wealth Management and Commonwealth Financial Network since 2011. Outside of his advisory role, Parkhurst has ownership in PDP Partners, LLC, an entity related to securities practice. Commonwealth Financial Network serves a national network of approximately 2,950 advisors, providing a range of advisory programs and services including wealth management and retirement plan consulting. The firm offers operational, trading, technology, and compliance support, while advisors maintain discretion to construct client portfolios using various securities and insurance products.
Joanna B
Series 66
Knoxville, TN
Principal Financial Services
Joanna Beachly is a financial advisor with Principal Financial Services, holding a Series 66 designation and 13 years of industry experience. Her career includes roles at IronWorks Financial, Progressive Wealth Strategies, and Focused Financial, among others. She also participates as a speaker in educational workshops through Second Saturday, addressing budgeting and income considerations related to divorce. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and active-duty military personnel. The firm offers financial planning, retirement consulting, and access to third-party money manager programs under various advisory and promoter arrangements.
Dechristopher C
Series 66
Norris, TN
Private Advisor Group, LLC
Dechristopher Curtin is a financial advisor at Private Advisor Group, LLC with 16 years of industry experience. He holds a Series 66 designation and has previously worked with LPL Financial and Waddell & Reed, INC. Outside of his advisory role, Curtin is active as a coach for Anderson County High and FC Alliance. Private Advisor Group serves individuals, trusts, estates, charitable organizations, businesses, and retirement plans with discretionary and non-discretionary portfolio management, financial planning, and retirement consulting. The firm employs a fiduciary-based advisory model and offers a range of managed account solutions including its proprietary WealthSuite platform.
William D
Series 63, Series 66
Clinton, TN
Centaurus Financial, Inc.
William Dobbs is a financial advisor at Centaurus Financial, Inc. with 42 years of industry experience. He holds Series 63 and Series 66 licenses and has been self-employed since 2008. Outside of his advisory role, Dobbs is an insurance agent involved in life insurance underwriting and policy delivery. Centaurus Financial, Inc. provides advisory and brokerage services to a wide range of clients, including individuals, families, businesses, and foundations, offering financial planning, portfolio management, and specialized retirement-plan consulting through various platforms and third-party managers.
Robert P
Series 66
Oak Ridge, TN
Edward Jones
Robert Patrick is a financial advisor at Edward Jones with seven years of industry experience. He has been with Edward Jones since 2018 and previously worked at the University of Tennessee for 21 years. He holds the Series 66 designation. Edward Jones is a full-service wealth management firm serving individual and institutional clients, including high-net-worth households and charitable organizations. The firm offers a range of advisory strategies, operates under a fiduciary standard, and manages approximately $1.01 trillion in assets supported by a nationwide network of over 23,700 financial advisors.
James O
Series 65
Caryville, TN
LPL Financial
James Oneill is a Series 65-licensed financial advisor with LPL Financial, based in Caryville, TN, and has four years of industry experience. He previously worked at Great Valley, Arthur Lea Investments, and spent eleven years with Fifth Third Bank. LPL Financial is a national broker-dealer and SEC-registered investment adviser that provides advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and other institutions through a large network of representatives. The firm offers a variety of financial planning and investment management solutions, including access to model portfolios, third-party asset managers, and institutional platforms.
Joshua M
Series 66
Clinton, TN
Edward Jones
Joshua Moles is a financial advisor at Edward Jones in Clinton, TN, holding a Series 66 designation with nine years of industry experience. Prior to joining Edward Jones in 2017, he worked at IBM for 18 years. Edward Jones is a full-service wealth management firm serving more than four million individual and institutional clients. The firm offers a range of advisory programs and investment solutions, managing approximately $1.01 trillion in assets with a large network of financial advisors and branch offices nationwide.
Delauna P
Series 66
Oak Ridge, TN
Edward Jones
Delauna Pack is a financial advisor at Edward Jones with six years of industry experience. She has held her current position since 2019 and previously worked at Primary Energy Recycling from 2014 to 2018. Pack holds the Series 66 designation. Edward Jones is a full-service wealth management firm serving more than four million individual and institutional clients. The firm manages approximately $1.01 trillion in assets and offers a range of advisory programs, including discretionary and non-discretionary strategies, separately managed accounts, and affiliated mutual funds, operating under a fiduciary standard.
Lisa G
Series 66
Knoxville, TN
LPL Financial
Lisa Goins is a financial advisor with LPL Financial, holding the Series 66 designation and 14 years of industry experience. Her prior work includes roles at Sagepoint and OSAIC Services, with over a decade of experience at both firms. She is based in Knoxville, TN. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, and institutional platforms, supported by extensive technology tools and oversight of over $819 billion in discretionary assets.
Mark D
Series 63, Series 66
Knoxville, TN
LPL Financial
Mark Durfee is a financial advisor with LPL Financial, holding Series 63 and Series 66 credentials and bringing 31 years of industry experience. He previously worked at Sagepoint Financial, Inc. for 14 years and has been associated with Bob Johnson Insurance Inc. for 30 years. Outside of advisory work, he sells football cards on eBay. LPL Financial is a national broker-dealer and SEC-registered investment adviser that serves individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory services including financial planning, model portfolio programs, and access to third-party asset managers, supporting advisors with tools such as machine learning while overseeing more than $819 billion in discretionary assets and a large network of investment adviser representatives.
Brandon L
Series 66
Knoxville, TN
Edward Jones
Brandon Leonard is a financial advisor at Edward Jones with seven years of industry experience. He holds a Series 66 designation and has been with Edward Jones since 2018. Prior to his current role, he worked at One Main Financial and held positions in hospitality and retail sectors. Edward Jones is a full-service wealth management firm serving individual and institutional clients, offering a range of advisory programs and investment solutions supported by a large nationwide network of advisors and branch offices.
Ramsey W
Series 66
Oak Ridge, TN
Edward Jones
Ramsey Walsh is a financial advisor at Edward Jones with five years of industry experience. He holds the Series 66 designation and previously held roles at Radio Systems PetSafe Europe Ltd, Radio Systems Corporation, Bosch Power Tools GmbH, the UT Conference Center, and the University of Tennessee. Edward Jones is a full-service wealth management firm serving over four million clients, including individuals, pension plans, corporate clients, and charitable organizations. The firm manages approximately $1.01 trillion in assets and offers a range of advisory strategies, including discretionary and non-discretionary wrap fee programs, separately managed accounts, and affiliated mutual funds.
Michael S
Series 66
Clinton, TN
Edward Jones
Michael Schaffer is a financial advisor at Edward Jones in Clinton, TN, holding a Series 66 designation with one year of industry experience. Prior to joining Edward Jones in 2024, he worked in higher education administration at The University of Tennessee and held various roles in political organizations and campaigns. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients with approximately $1.01 trillion in assets under management. The firm offers a range of advisory programs and investment strategies supported by a large network of financial advisors and branch offices nationwide.
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53 advisors near
37828
within the area shown on the map
Out of 400,000+ nationwide