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Jacob L

CFP®, Series 63

Lawrenceburg, KY

Savvy

Jacob Larue is a CFP® certificant with eight years of industry experience, currently serving as a financial advisor at Savvy. He has previously worked with Focus Financial and Osaic Wealth, Inc. Larue is also a partner in Perspective 6 Wealth Advisors LLC and owns LaRue Financial Planning, LLC. Savvy provides investment and financial planning services to individuals, trusts, businesses, ERISA plan sponsors, and charitable organizations, offering customized, primarily index-based portfolios alongside active equity and tax-aware strategies. The firm integrates third-party fintech tools and specialized sub-adviser strategies while providing in-house tax preparation and estate-planning support.

Concentrated stock management ESG / Sustainable investing Options & derivatives strategies Private / alternative investments Tax-loss harvesting Founder/Business Owner Executive HENRY (High Earners, Not Rich Yet)
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Jason H

Series 63, Series 65

Lawrenceburg, KY

Transamerica Financial Advisors

Jason Hagen is a financial advisor with Transamerica Financial Advisors, holding Series 63 and Series 65 credentials and 24 years of industry experience. He has a background that includes roles at Delta Air Lines, Spirit Airlines, and several business ventures in financial services and property management. Hagen also serves as president of MSI Financial Group Inc., a residential and commercial property and casualty company. Transamerica Financial Advisors serves a broad client base, including individual investors, retirement plans, and charitable organizations, offering both advisory and broker-dealer services through proprietary and third-party model portfolios and programs.

ESG / Sustainable investing Concentrated stock management Wealth management Founder/Business Owner
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Byron P

Series 63, Series 65

Lawrenceburg, KY

Transamerica Financial Advisors

Byron Patton is a financial advisor with Transamerica Financial Advisors who holds Series 63 and Series 65 licenses and has 22 years of industry experience. He has been with Transamerica Financial Advisors and the Floyd County Board of Education since 2012 and has been affiliated with World Financial Group, Inc. since 2010. Outside of his advisory work, Patton serves as the head assistant baseball coach at Floyd County Board of Education. Transamerica Financial Advisors, LLC provides investment advisory, brokerage, and retirement-plan services to a diverse client base including individuals, employer-sponsored plans, trusts, estates, charitable organizations, and businesses. The firm utilizes a large advisor network and multiple program platforms, implementing its advisory model primarily through model portfolios and third-party managers.

ESG / Sustainable investing Concentrated stock management Wealth management Founder/Business Owner
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Mark W

Series 65, Series 63

Lawrenceburg, KY

Transamerica Financial Advisors

Mark Winsor is a financial advisor with Transamerica Financial Advisors, holding Series 65 and Series 63 licenses and bringing 25 years of industry experience. In addition to his advisory role, he is involved in legal services as the owner of multiple law firms and serves as an instructor at a professional school for continued education. He also holds ownership in a real estate brokerage, Call Winsor Realty, which manages real estate licenses and referrals. Transamerica Financial Advisors serves a diverse client base including individual investors, pension and profit-sharing plans, trusts, and corporations. The firm provides both advisory and broker-dealer services, offering a range of fee-based and commission-based investment products and programs through proprietary and third-party model portfolios.

ESG / Sustainable investing Concentrated stock management Wealth management Founder/Business Owner
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Randall B

Series 63, Series 66

Lawrenceburg, KY

Transamerica Financial Advisors

Randall Block is a financial advisor with Transamerica Financial Advisors who holds Series 63 and Series 66 licenses and has 20 years of industry experience. He has worked at Transamerica Financial Advisors since 2012 and also operates Block Wealth Management Inc. outside of securities activities. Block’s experience includes a five-year tenure at Netlaw Inc. Transamerica Financial Advisors serves a broad client base including individual investors, retirement plans, trusts, and businesses. The firm delivers advisory services through model portfolios and third-party managers across multiple platforms, with approximately $1.7 billion in regulatory assets under management.

ESG / Sustainable investing Concentrated stock management Wealth management Founder/Business Owner
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Phillip S

Series 65, Series 63

Versailles, KY

Edward Jones

Phillip Sexton is a financial advisor with Edward Jones in Versailles, KY, holding Series 65 and Series 63 licenses and bringing 12 years of industry experience. His prior roles include positions at Raymond James & Associates and Dupree Financial Group. Edward Jones is a full-service wealth management firm serving more than four million individual and institutional clients. The firm offers a range of advisory services, including discretionary and non-discretionary wrap fee strategies, separately managed accounts, and affiliated investment products, supported by a large network of financial advisors and branch offices nationwide.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Chasidy Y

Series 63, Series 65

Lawrenceburg, KY

Edward Jones

Chasidy Yocum is a financial advisor at Edward Jones in Lawrenceburg, KY, with seven years of industry experience. She holds Series 63 and Series 65 designations. Yocum has prior experience with several firms including Transamerica Financial Advisors, Inc., and has co-ownership in Premier Spray Foam, LLC, an insulation services business. Edward Jones is a full-service wealth management firm serving over four million clients, including individual and institutional investors. The firm offers a range of advisory programs and investment solutions supported by a large network of financial advisors and branch offices nationwide.

Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) General retirement planning Retired Founder/Business Owner Executive
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Jonathon T

ChFC®, Series 63, Series 66

Versailles, KY

Edward Jones

Jonathon Tilford is a financial advisor with Edward Jones in Versailles, KY, holding Series 63 and Series 66 designations and 13 years of industry experience. He has been with Edward Jones since 2015. Outside of his advisory role, he serves as pastor and president of My Fathers House Church, a nonprofit organization in Versailles. Edward Jones is a full-service wealth management firm serving a wide range of clients, including individual and institutional investors. The firm manages over $1 trillion in assets through a large network of advisors and offers a variety of investment strategies and affiliated financial services.

Charitable giving & philanthropy Business ownership considerations Retirement income strategy General retirement planning Founder/Business Owner
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James G

Series 66

Versailles, KY

Thrivent Investment Management

James Gould is a financial advisor with Thrivent Investment Management in Versailles, KY. He holds the Series 66 designation and has one year of industry experience. Prior to joining Thrivent, he worked at VeBridge Holdings/Konica Minolta Business Solutions for nine years. Thrivent Investment Management provides Dedicated Planning Services to individuals, families, businesses, and nonprofit clients through a network of financial advisors. The firm offers holistic, goal-based planning covering retirement, tax, estate, business continuation, divorce, and special needs topics, with services delivered on a one-time or ongoing basis.

Business ownership considerations
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Kenneth C

CFP®, Series 66

Lawrenceburg, KY

LPL Financial

Kenneth Clark is a CFP® certificant with 20 years of industry experience, currently affiliated with LPL Financial since 2011. Prior to that, he worked at Edward Jones for five years. His other business activities include operating K.E. Clark & Associates Financial Services. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and other institutions. The firm offers a broad range of advisory and brokerage services, including financial planning, model portfolios, third-party asset management, and institutional platforms.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Patrick K

Series 63, Series 65

Lawrenceburg, KY

LPL Financial

Patrick Kelly is a financial advisor at LPL Financial with 25 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked for Ohio National Life Insurance and THE O.N. Equity Sales Company for 19 years. Kelly also serves as a life, disability, and long-term care insurance agent through Kelly Capital Group. LPL Financial is a national broker-dealer and SEC-registered investment adviser offering advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and other institutions. The firm provides a range of financial planning, portfolio management, and retirement advice solutions, supported by extensive technology and a broad network of over 22,800 advisors.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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John E

Series 65, Series 63

Lawrenceburg, KY

LPL Financial

John Eccles is a financial advisor at LPL Financial with 13 years of industry experience. He holds Series 63 and Series 65 licenses and has worked with firms including Avantax Advisory Services, Primerica Advisors, and the Department of Revenue. Eccles also owns Eccles Tax & Accounting LLC, providing tax preparation and accounting services, and serves as an insurance licensing instructor. LPL Financial is a national broker-dealer and SEC-registered investment adviser offering advisory and brokerage services to individuals, retirement plan participants, and institutions. The firm supports its network of investment adviser representatives with a range of financial planning, portfolio management, and institutional platforms.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Thomas C

Series 63

Frankfort, KY

Raymond James Financial

Thomas Current III is a financial advisor with Raymond James Financial, holding a Series 63 designation and 29 years of industry experience. He has been with Raymond James Financial Services, Inc. since 1996 and Raymond James Financial since 2009. Outside of his advisory role, he owns Meadow Lane LLC, which holds his office property in Frankfort, Kentucky. Raymond James Financial Services Advisors, Inc. provides financial planning and investment consulting to individual, high-net-worth, institutional, and corporate clients. The firm uses analytical tools for tailored, non-discretionary advice and supports a broad advisor network, with specialized offerings including municipal advisory services and SIMPLE IRA Employer Advisory programs.

Wealth management Tax strategies for small businesses Business succession planning General estate planning guidance Founder/Business Owner Executive
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Justin R

Series 63, Series 65

Versailles, KY

Cetera

Justin Renner is a financial advisor at Cetera with three years of industry experience. He holds Series 63 and Series 65 licenses and is managing partner of Woodford Financial PLLC, where he provides accounting, tax, financial planning, and investment services. His prior experience includes roles at Avantax Investment Services and the Kentucky Department of Revenue. Cetera Investment Advisers LLC is an SEC-registered adviser serving a broad client base, including individuals, retirement plans, corporate, charitable, and institutional clients. The firm offers a multi-manager platform with discretionary and non-discretionary portfolio management, financial planning, and access to third-party money managers.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Austin B

CFP®, Series 66

Lawrenceburg, KY

LPL Financial

Austin Black is a CFP® professional with seven years of industry experience, currently affiliated with LPL Financial. He previously worked at Robert Baird & Co. and J.J.B. Hilliard W.L. Lyons, among other firms. Outside of his advisory role, he is involved with Kelly Capital Group, a related business entity under LPL Financial. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of financial planning and investment services, including access to model portfolios, third-party asset managers, and institutional platforms, supported by extensive operational tools and a broad non-advisory financial services network.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Duncan G

Series 66

Versailles, KY

Thrivent Investment Management

Duncan Gardiner is a Series 66-licensed advisor with Thrivent Investment Management in Versailles, KY, where he has worked for 10 years. He has a total of 9 years of industry experience, all with Thrivent Financial. Outside of his advisory role, he serves as an elder on the board of Journey Church, helping to set board policies. Thrivent Investment Management provides Dedicated Planning Services to individuals, families, businesses, and nonprofit clients, delivering written recommendations on diverse financial topics without implementation. The firm offers goal-based analyses and allows clients to combine planning with managed-account services under a consolidated billing option called “WealthPlan.”

Business ownership considerations
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David C

Series 66

Frankfortt, KY

Raymond James Financial

David Current is a financial advisor at Raymond James Financial with four years of industry experience. He holds the Series 66 designation and has been associated with Raymond James Financial Services, Inc. since 2007. Raymond James Financial Services Advisors, Inc. offers financial planning, investment consulting, and advisory services to a diverse client base including individuals, high-net-worth clients, corporations, and institutional clients. The firm provides tailored, non-discretionary planning and investment consulting using risk profiling and analytical tools, and supports municipal and public finance work through a municipal advisor affiliation.

Wealth management Tax strategies for small businesses Business succession planning General estate planning guidance Founder/Business Owner Executive
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John H

Series 63, Series 66

Frankfort, KY

Edward Jones

John Hibbard is a financial advisor with Edward Jones in Frankfort, KY, holding Series 63 and Series 66 licenses and bringing 23 years of industry experience. He has been with Edward Jones since 2007. Outside of his advisory role, he serves as a JV head football coach and director of football operations for Fayette County Public Schools and is a candidate for public office in Franklin County. Edward Jones is a full-service wealth management firm serving individual and institutional clients with a wide range of advisory programs and investment options. The firm manages approximately $1.01 trillion in assets and is known for its extensive retail advisor and branch network as well as affiliated financial services beyond traditional advisory offerings.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Jennifer W

CFP®, Series 66

Lawrenceburg, KY

Edward Jones

Jennifer Wininger is a CFP®-designated financial advisor with Edward Jones in Lawrenceburg, KY, where she has 13 years of experience. She has been with Edward Jones since 2013. Outside of her advisory role, she is a member of an LLC involved in commercial rental property. Edward Jones is a full-service wealth management firm serving individual and institutional clients, offering a range of advisory programs and investment solutions. The firm manages approximately $1.01 trillion in assets and is known for its extensive network of advisors and branch offices.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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