Daniel Prevett is a financial advisor at Stirlingshire Investments with six years of industry experience and holds a Series 65 designation. He previously worked at Prevett Financial, Midway University, and Brewton-Parker Christian University. Stirlingshire RIA LLC offers discretionary portfolio management to individuals, trusts, and other entities, serving both non‑high-net-worth and high-net-worth clients. The firm employs a range of investment strategies including quantitative, fundamental, and technical analysis, and provides access to diverse investment types through its in-house and third-party models.

Harvey Little Jr. is a CFP® and Series 65-licensed financial advisor with 16 years of industry experience. He is the principal of WH Wealth Management LLC, an independent firm he founded in 2021, following 15 years operating his own financial services firm. Outside of advisory work, he maintains an insurance producer license and engages in residential and commercial real estate management. WH Wealth Management serves individuals, families, and small business owners, providing investment advisory services, financial consultation, and comprehensive planning including retirement, tax, estate, insurance, and college funding. The firm manages approximately $8.0 million in discretionary assets and typically invests using mutual funds, low-cost index funds, and ETFs, applying both fundamental and technical analysis.

Evan Boling is a CFP®-certified financial advisor with four years of industry experience, currently with StoneX Advisors Inc. in Richmond, KY. His prior roles include positions at Northwestern Mutual Investment Services LLC and LPL Financial. StoneX Advisors Inc. serves individuals, corporations, retirement plans, and charitable organizations by providing portfolio management, financial planning, ERISA plan consulting, and related services through a mix of independent advisors and an in-house Private Client Group. The firm uses a variety of model-based solutions and third-party money managers to implement strategies and supports multiple account structures with ongoing due diligence.

George Ridings is a financial advisor with Eagle Strategies (NY Life) based in Richmond, KY, holding Series 63 and Series 65 licenses with 33 years of industry experience. He has been with Eagle Strategies since 2006 and concurrently operates Ridings Insurance and Financial Services, Ltd. Ridings is active in several community and historical organizations, including serving as president of the Battle of Richmond Association and a board member for various Civil War history groups. He also serves as the 2024 president of the Kentucky State NAIFA. Eagle Strategies serves individual and institutional clients by providing financial planning, investment management, and retirement-plan advisory services through a large network of affiliated advisers. The firm emphasizes tailored recommendations across multiple program types and manages the majority of its assets on a non-discretionary basis.

Dawn Thompson is an advisor at Fifth Third Securities, Inc. with Series 65 and Series 63 licenses and two years of experience at the firm. Her prior work includes roles at Fifth Third Bank, Armed Forces Bank, and nonprofit organization A World for Children. Fifth Third Securities serves individual and institutional clients through investment advisory and brokerage services, offering access to the Passageway Managed Account Program and multiple portfolio management options. The firm is a wholly owned subsidiary of Fifth Third Bank and provides a range of program types including mutual fund, ETF, SMA strategies, and tax overlay services.

Jonathan Daniels is a financial advisor at PNC Wealth Management with 11 years of industry experience. He has held positions at PNC Investments since 2017 and previously worked at Mass Mutual for one year. Daniels holds the Series 63 and Series 66 licenses. PNC Wealth Management offers retail brokerage and advisory services through model-based programs, including an invitation-only digital discretionary model account pilot for employees that uses algorithm-driven risk assessment and implements investments via approved strategies managed by PNC or third parties.

Ethan Taylor is a financial advisor with LPL Financial in Richmond, Kentucky. He holds Series 63 and Series 65 licenses and has one year of industry experience. Prior to joining LPL Financial, Taylor has held roles at Cerity Partners and Roberts Insurance and Investments. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, financial planning, and retirement plan consulting, with access to model portfolios and research from multiple sources.

Justin Priode is a financial advisor with J.P. Morgan Securities, holding Series 63 and Series 66 licenses and bringing 11 years of industry experience. He has been with JPMorgan Chase Bank, N.A. and J.P. Morgan Securities LLC since 2015. J.P. Morgan Securities LLC provides institutional consulting services to corporations, foundations, and defined contribution plan sponsors, offering asset allocation advice, investment manager searches, and customized performance reporting through a team of Wealth Advisors. The firm combines institutional advisory operations with brokerage and investment management capabilities, delivering recommendations on a non-discretionary basis.

Joseph Roberts is a financial advisor with LPL Financial in Richmond, KY, holding the ChFC® and Series 63 designations and having 26 years of industry experience. He has been with LPL Financial since 2009. Outside of his advisory role, he is involved with Roberts Insurance and Investments, a non-variable insurance business. LPL Financial is an SEC-registered investment adviser and broker-dealer that serves a broad range of clients, including individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers various advisory programs, financial planning, and brokerage services, utilizing model portfolios, third-party research, and advanced technologies.

Rachel Miracle is a financial advisor at Fidelity with Series 66 and Series 63 credentials and two years of industry experience. Prior to joining Fidelity, she worked at Walmart and Red Lobster. She is also a published author with BookLeaf Publishing. Fidelity, through its Strategic Advisers LLC division, offers investment management and advisory services to retail and institutional clients, including registered investment companies and an IRS-qualified Charitable Gift Fund. The firm employs a systematic investment process combining fundamental research, quantitative analysis, and algorithmic portfolio construction.

Sarah Spurlock is a financial advisor at Thrivent Investment Management with one year of industry experience. She holds the Series 66 designation and has previously worked at Northwestern University and the Institute of International Education. Outside of her advisory role, she was involved with Rail Explorers. Thrivent Investment Management provides Dedicated Planning Services to individuals, families, businesses, and nonprofit clients. The firm offers holistic, goal-based analyses and allows clients to combine planning with managed-account programs under a consolidated billing option called “WealthPlan,” while keeping these services separate.

Jamie Little is a financial advisor with Primerica Advisors in Richmond, KY, holding Series 63 and Series 65 credentials. She has two years of industry experience and has been with Primerica Advisors since 2023, following roles at Primerica Financial Services and prior experience outside the financial sector. Primerica Advisors provides discretionary asset management through its Lifetime Investment Program, serving individual and high-net-worth clients with model-delivery strategies and a limited number of separately managed account options. The firm uses third-party asset managers and offers a tiered wrap-fee structure rather than fixed-fee billing.

Jerry Catlett is a financial advisor with LPL Financial in Richmond, Kentucky, holding a Series 63 designation and possessing 40 years of industry experience. He has been with LPL Financial since 2004. Outside of his advisory role, Catlett serves as a planning commissioner for the Mercer County Kentucky Planning and Zoning Commission. LPL Financial is an SEC-registered investment adviser and broker-dealer serving a national client base that includes individuals, retirement plans, banks, corporations, and charitable organizations. The firm offers a range of advisory programs, financial planning, and retirement consulting, providing both discretionary and non-discretionary management supported by research and diversified investment strategies.

William Shaffer is a financial advisor with Edward Jones in Richmond, KY, holding Series 63 and Series 66 designations and 25 years of industry experience. He has been with Edward Jones since 2000. Outside of his advisory role, he serves as Board Chair for First Christian Church in Richmond and is President of BASK, LLC. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, managing approximately $1.01 trillion in assets. The firm provides a range of advisory strategies and affiliated investment products supported by a large network of financial advisors and branch offices nationwide.

Kenneth Tindall is a CFP® professional with 17 years of experience in the financial industry. He has been with Edward Jones since 2008. Outside of his advisory role, he is the owner of a commercial rental property business operating through Extra Inning, LLC. Edward Jones is a full-service wealth management firm serving individual and institutional clients, including households, pension plans, corporate clients, and charitable organizations. The firm manages approximately $1.01 trillion in assets and offers a range of advisory programs and investment strategies supported by a nationwide network of over 23,000 financial advisors.

Cindy Rognstad is a financial advisor at Edward Jones in Richmond, KY, holding a Series 66 designation with two years of industry experience. Prior to joining Edward Jones, her work history includes roles at Corrisoft, First Watch, PSCU, Valpak, and Amscot Financial. Edward Jones is a full-service wealth management firm serving individual and institutional clients, including pension plans and charitable organizations. The firm offers a range of advisory strategies, including discretionary and non-discretionary wrap fee programs, separately managed accounts, and affiliated mutual funds, supported by a large nationwide network of advisors and branch offices.

Christopher Menser is a financial advisor with Edward Jones in Richmond, KY, holding Series 63 and Series 66 licenses and 18 years of industry experience. He has been with Edward Jones since 2017 and previously worked at Investment Professionals Inc from 2013 to 2017. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, including households of varying net worth, pension plans, corporate clients, and charitable organizations. The firm manages approximately $1.01 trillion in assets under management and offers a range of advisory strategies, including discretionary and non-discretionary wrap fee programs, separately managed accounts, and affiliated mutual funds, operating under a fiduciary standard.

Rickie Miller is a financial advisor at Edward Jones in Richmond, KY, holding Series 63 and Series 66 licenses with eight years of industry experience. He has been with Edward Jones since 2013. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, with approximately $1.01 trillion in assets under management. The firm offers a range of advisory programs, including discretionary and non-discretionary wrap fee strategies, separately managed accounts, and affiliated mutual funds, operating under a fiduciary standard.

Rachel Hooker is a Series 66-credentialed financial advisor with 10 years of experience at Thrivent Investment Management and Thrivent Financial in Richmond, KY. She serves on the board and finance committee of Habitat for Humanity for Madison and Clark Counties and acts as secretary for Leadership Madison County. Thrivent Investment Management offers Dedicated Planning Services to individuals, families, businesses, and nonprofit clients, providing goal-based financial planning through a network of advisors without discretionary trading authority.

Amber Middleton is a financial advisor at Edward Jones with five years of industry experience. She holds a Series 66 designation and has worked at Edward Jones since 2019. Prior to her current role, she was employed at Servpro and MESA of TeamHealth. Middleton also teaches a community education course as adjunct faculty at Eastern Kentucky University. Edward Jones is a full-service wealth management firm serving individual and institutional clients, including household and corporate accounts. The firm offers a range of advisory programs and investment options, supported by a large nationwide network of financial advisors and branch offices.

Myron Fisher is a financial advisor with Ameriprise in Richmond, KY, holding Series 63 and Series 65 licenses and bringing 25 years of industry experience. His prior experience includes ten years at Cetera Financial Specialists LLC and over three decades at Baldwin CPAs, PLLC, where he was involved in tax preparation and client management. He serves on the Board of Directors of Madison Airport Board, Inc. Ameriprise offers retirement-income planning services primarily for individuals approaching or in retirement with significant investable assets, combining research-driven modeling and tax-efficient strategies to generate personalized recommendation reports. The firm provides a broad range of advisory, brokerage, and insurance solutions through its affiliated entities.

Lucas Meadors is a financial advisor at J.P. Morgan Securities with seven years of industry experience. He holds the Series 63 and Series 66 licenses and has worked at JPMorgan Chase Bank, N.A. and Mass Mutual Investors Services. Outside of finance, he was involved with Topseed Tennis Club for five years. J.P. Morgan Securities LLC provides institutional consulting services to corporations, foundations, and defined contribution plan sponsors, offering asset allocation advice, investment manager searches, and customized performance reporting through a select group of Wealth Advisors.

Robert Roberts is a financial advisor with LPL Financial in Richmond, Kentucky, holding a Series 63 designation and 40 years of industry experience. He has been with LPL Financial since 2009. Outside of his advisory role, he is involved in insurance businesses under the Roberts Insurance and Investments name. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations. The firm offers a range of financial planning and advisory programs, including discretionary and non-discretionary management, supported by research and model portfolios from LPL Research and third-party subadvisors.

Allison Shaffer is a financial advisor at Edward Jones in Richmond, KY, holding a Series 66 designation with one year of industry experience. Her work history includes roles at Boone Creek Outdoors and participation in the Kentucky Governor's Scholars Program. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, offering a range of discretionary and non-discretionary investment strategies supported by a large network of financial advisors and branch offices nationwide.

Dennis Gilbert is a financial advisor with Edward Jones in Berea, KY, holding a Series 66 designation and six years of industry experience. Prior to joining Edward Jones in 2019, he worked at Keller Williams Legacy Group, Employbridge - ResourceMFG, and Belk Department Stores. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm manages approximately $1.01 trillion in assets through a nationwide network of more than 23,700 financial advisors and offers a range of discretionary and non-discretionary investment strategies under a fiduciary standard.

Erik Flaig is a financial advisor with LPL Financial in Berea, KY, holding Series 63 and Series 66 credentials and bringing 32 years of industry experience. Prior to joining LPL Financial in 2018, he worked at J.P. Morgan Securities from 2014 to 2018 and has been associated with Community Trust Bank since 2018. Outside of his advisory role, he operates Flaig Farm, where he farms cattle and breeds dogs on a nine-acre property. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of financial planning, advisory programs, retirement plan consulting, and brokerage services, providing both discretionary and non-discretionary management supported by model portfolios and research from various sources.

Amara Ferguson is a financial advisor at J.P. Morgan Securities with 21 years of industry experience. She holds Series 63 and Series 66 designations and has worked at J.P. Morgan Securities since 2012. Outside of her advisory role, Ferguson is a co-owner of Galo Combatives Group, a defensive training business. J.P. Morgan Securities provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors, using a process that combines quantitative asset-allocation modeling with centralized due diligence and an ESG eligibility framework.

Michael Estes is a financial advisor with Raymond James Financial in Richmond, KY, holding Series 63 and Series 66 credentials and 23 years of industry experience. His prior work includes positions at Ameriprise Financial Services, Kentucky Bank, and Investment Professionals, Inc. He is also involved with Stock Yards Financial Services and Stock Yards Investment Services, providing advice and investment products to bank customers. Raymond James Financial Services Advisors, Inc. offers financial planning, investment consulting, and advisory services to a diverse client base, including individuals, institutions, and charitable organizations. The firm uses analytical tools and risk profiling to tailor non-discretionary planning and consulting, supporting clients through advisory programs and affiliated advisory firms.

Matthew Cox is a financial advisor at OSAIC with 29 years of industry experience. He holds Series 63 and Series 66 licenses and previously worked at SagePoint Financial, Inc. and Next Financial Group Inc. Cox is also the owner of Rockcastle Wealth Management, through which he provides investment services. OSAIC serves a broad range of retail and institutional clients with integrated brokerage and advisory services. The firm utilizes asset-allocation tools, risk-tolerance questionnaires, and automated rebalancing to construct diversified portfolios across various assets, offering both discretionary and non-discretionary management options.

James Scully is a financial advisor with LPL Financial, holding Series 63 and Series 66 credentials and 20 years of industry experience. He has been with LPL Financial since 2010. LPL Financial is an SEC-registered investment adviser and broker-dealer serving a diverse client base, including individuals, retirement plans, banks, corporations, and charitable organizations. The firm offers a range of advisory programs, financial planning, and retirement plan consulting, utilizing various model portfolios and research from internal and third-party sources.

David Johns is a financial advisor with Edward Jones in Berea, Kentucky, holding Series 63 and Series 66 designations and bringing 25 years of industry experience. He has been with Edward Jones since 2010. Outside of his advisory role, he serves as President and Director of the Madison County Bombers, Inc., where he participates in decision-making and oversight without involvement in financial handling. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, offering a range of advisory programs and investment strategies supported by a large nationwide network of advisors and branch offices.

Sean Click is a financial advisor with Edward Jones in Richmond, KY, holding a Series 66 designation and having 10 years of industry experience. He has been with Edward Jones since 2016. Outside of his advisory role, he serves as the head football coach for Farristown Middle School in Berea, KY, working with 6th through 8th graders and managing coaching staff and program administration. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm offers a range of advisory programs and investment solutions, supported by a large nationwide network of financial advisors and branch offices.

John Short is a financial advisor with LPL Financial in Richmond, KY, holding a Series 63 designation and 27 years of industry experience. He has been with LPL Financial since 2004. Outside of his advisory role, Short is involved in selling non-variable fixed life insurance products and acts as a general agent for Midland National. LPL Financial is an SEC-registered investment adviser and broker-dealer that serves individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, retirement plan consulting, and brokerage services, utilizing both discretionary and non-discretionary management strategies supported by in-house and third-party research.