Tenet Portfolio Management is an independent, fee-only fiduciary helping clients — from young professionals and growing families to pre-retirees and retirees — make clearer, more disciplined choices about their finances and investment portfolios. For young professionals and growing families, that may mean building wealth early in a career or saving for a child's education or a first home. For pre-retirees and retirees, it often means preserving what they've built and funding the retirement they want, while navigating the shift from saving to spending, life transitions, and inheritance. Each of our clients receives personalized service and recommendations tailored to individual needs. Tenet also supports emerging endowments and foundations and single family offices via OCIO and investment consulting services, working directly with Boards, Investment Committees, and Principals to build the frameworks and processes that drive long-term growth aligned with their mission. Matt holds an MBA from Columbia Business School and a Bachelor of Science in Accounting from the University of Kentucky. He is a CFA® Charterholder, a CFP® professional, and a CPA.

John Charalambakis is a financial advisor at BlackSummit Financial Group, Inc. in Nicholasville, KY, holding a Series 65 license with 14 years of industry experience. He has been with BlackSummit since 2010 and serves as an adjunct professor of economics at the University of Kentucky’s Patterson School of Diplomacy and International Commerce. Outside of advising, he is involved in business consulting and investment holding through several private entities and oversees a business research software company. BlackSummit Financial Group serves individuals, trusts, estates, retirement plans, and corporate clients, offering asset management, financial planning, pension consulting, and third-party money manager referrals. The firm employs a combination of fundamental, technical, charting, and cyclical analysis in portfolio management, with a notable focus on client education, published research, and performance-based compensation arrangements for certain investors.

Kristoffer Arnold is a CFP® with 25 years of experience in financial advising, currently serving at Van Leeuwen Retirement & Investment Services since 2017. He has also been affiliated with LPL Financial, LLC since 2001. Outside of his advisory work, he is involved with Elevate Land and Realty Group in North Carolina. Van Leeuwen Retirement and Investment Services provides financial planning and investment management focused on retirement decision-making. The firm primarily serves individual clients, including high-net-worth individuals and business owners, using an open-architecture Strategic Wealth Management approach with diversified asset allocation and portfolio management tailored to client objectives.

Mark Vanleeuwen is a financial advisor with Van Leeuwen Retirement & Investment Services in Richmond, KY. He holds a Series 63 designation and has 42 years of industry experience. Prior to founding his current firm in 2017, he worked at LPL Financial for 11 years. Van Leeuwen Retirement and Investment Services provides comprehensive financial planning and investment management focusing on retirement decision-making. The firm serves primarily individual clients, including high-net-worth individuals and business owners, using an open-architecture Strategic Wealth Management approach tailored to client objectives and risk tolerance.

Evan Boling is a CFP®-designated financial advisor with four years of industry experience, currently with StoneX Advisors Inc. in Richmond, KY. His prior roles include positions at Northwestern Mutual Investment Services LLC and LPL Financial. StoneX Advisors Inc. serves individuals, corporations, retirement plans, and charitable organizations with portfolio management, financial planning, and ERISA plan consulting. The firm employs a variety of investment strategies through advisor-managed portfolios, proprietary models, and third-party money managers, supported by multiple account structures and technology platforms.

George Ridings is a financial advisor with Eagle Strategies (NY Life) based in Richmond, KY, holding Series 63 and Series 65 licenses with 33 years of industry experience. He has been with Eagle Strategies since 2006 and concurrently operates Ridings Insurance and Financial Services, Ltd. Ridings is active in several community and historical organizations, including serving as president of the Battle of Richmond Association and a board member for various Civil War history groups. He also serves as the 2024 president of the Kentucky State NAIFA. Eagle Strategies serves individual and institutional clients by providing financial planning, investment management, and retirement-plan advisory services through a large network of affiliated advisers. The firm emphasizes tailored recommendations across multiple program types and manages the majority of its assets on a non-discretionary basis.

Dawn Thompson is a financial advisor at Fifth Third Securities, Inc. with one year of industry experience. She holds Series 63 and Series 65 licenses and has previously worked at Armed Forces Bank and Fifth Third Bank, N.A. Dawn also has a background that includes work with the nonprofit A World for Children. Fifth Third Securities, Inc. serves individual and institutional clients through advisory and brokerage services, offering a range of investment programs including advisor-directed mutual funds, SMAs, and tax-overlay strategies on its Passageway Managed Account platform. The firm operates as a wholly owned subsidiary of Fifth Third Bank and manages a broad mix of accounts with approximately 919 advisors.

Jonathan Daniels is a financial advisor at PNC Wealth Management with 11 years of industry experience. He has held positions at PNC Investments since 2017 and previously worked at Mass Mutual for one year. Daniels holds the Series 63 and Series 66 licenses. PNC Wealth Management offers retail brokerage and advisory services through model-based programs, including an invitation-only digital discretionary model account pilot for employees that uses algorithm-driven risk assessment and implements investments via approved strategies managed by PNC or third parties.

Nicholas Demichele is a financial advisor at Fidelity with a Series 66 designation and two years of industry experience. His prior work includes roles at Starbucks and the Lexington Tennis Club. Fidelity’s Strategic Advisers LLC provides investment management and advisory services to retail and institutional clients, employing a combination of fundamental research, quantitative analysis, and algorithmic portfolio construction to manage model portfolios that include mutual funds, ETFs, and ETPs.

Russell Mc Alister is a CFP®-designated financial advisor with Edward Jones in Richmond, Kentucky, where he has worked for 29 years. He holds Series 63 and Series 66 licenses and has 28 years of industry experience. Outside of his advisory role, he owns and operates a farming business called McAlister Entertainment. Edward Jones is a full-service wealth management firm serving individual and institutional clients, including high-net-worth households and charitable organizations. The firm manages over $1 trillion in assets through a large network of advisors and offers a range of investment strategies and affiliated financial services under a fiduciary standard.

Ethan Taylor is a financial advisor with LPL Financial based in Richmond, KY, holding Series 63 and Series 65 registrations and having one year of industry experience. Prior to joining LPL Financial, he worked at Cerity Partners and Roberts Insurance and Investments. Outside of his advisory role, he has experience in the food service industry and moving services. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of financial planning and investment management services through a large network of advisors, utilizing various portfolio strategies and technology tools.

Justin Priode is a financial advisor with J.P. Morgan Securities, holding Series 63 and Series 66 licenses and bringing 11 years of industry experience. He has been with JPMorgan Chase Bank, N.A. and J.P. Morgan Securities LLC since 2015. J.P. Morgan Securities LLC provides institutional consulting services to corporations, foundations, and defined contribution plan sponsors, offering asset allocation advice, investment manager searches, and customized performance reporting through a team of Wealth Advisors. The firm combines institutional advisory operations with brokerage and investment management capabilities, delivering recommendations on a non-discretionary basis.

Joseph Roberts is a financial advisor with LPL Financial in Richmond, KY, holding the ChFC® and Series 63 designations and bringing 26 years of industry experience. He has been with LPL Financial since 2009. Outside of his advisory role, he is involved with Roberts Insurance and Investments, which includes non-variable insurance services. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services including financial planning, model portfolio programs, and institutional platforms, supported by extensive advisor-facing tools and a broad range of non-advisory financial activities.

Andrew Bond is a Series 66-licensed financial advisor with J.P. Morgan Securities, based in Danville, KY. He has two years of industry experience and has been with J.P. Morgan Securities since 2023, having worked at Jpmorgan Chase Bank, N.A. since 2011. J.P. Morgan Securities LLC provides institutional consulting services to corporations, foundations, and defined contribution plan sponsors, offering asset allocation advice, investment manager and fund searches, and customized performance reporting through a select group of Wealth Advisors. The firm combines large institutional advisory operations with additional market-facing registrations and functions, delivering advisory services alongside affiliated brokerage, distribution, and investment management capabilities.

Mark Brewer is a financial advisor at LPL Financial with 38 years of industry experience. He has been with LPL Financial and its predecessor firms since 2004, following a prior role at Ameriprise. Brewer is a Series 63 license holder and is also an independent insurance agent. He serves as a board member of LogiCircuit Inc. and provides notary public services. LPL Financial is a national broker-dealer and SEC-registered investment adviser that offers advisory and brokerage services to individuals, retirement plans, banks, trust companies, and institutions. The firm supports a broad range of strategies delivered by a large network of advisors and maintains significant non-advisory financial services alongside its advisory platform.

William Sealey is a financial advisor with LPL Financial who holds Series 63 and Series 65 licenses and has 24 years of industry experience. His prior roles include positions at Royal Alliance Associates, Ameritas Life Insurance Corp, PNC Wealth Management, and Natcity Investments, Inc. He also operates Sealey Investment Group, a firm affiliated with his LPL business. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services including financial planning, model portfolio programs, third-party asset management, and specialized institutional platforms.

Sarah Spurlock is a financial advisor at Thrivent Investment Management with one year of industry experience. She holds the Series 66 designation and has previously worked at Northwestern University and the Institute of International Education. Outside of her advisory role, she was involved with Rail Explorers. Thrivent Investment Management provides Dedicated Planning Services to individuals, families, businesses, and nonprofit clients. The firm offers holistic, goal-based analyses and allows clients to combine planning with managed-account programs under a consolidated billing option called “WealthPlan,” while keeping these services separate.

Matthew Roth is a financial advisor with Edward Jones, holding a Series 66 designation and 16 years of industry experience. His prior roles include positions at Truist Investment Services, Cetera, WesBanco Securities, and ownership of Roth Insurance and Financial Services. Outside of finance, he owns and operates a rental townhome in Lexington, Kentucky. Edward Jones is a full-service wealth management firm serving individual and institutional clients, including pension plans, corporate clients, and charitable organizations. The firm manages approximately $1.01 trillion in assets through a nationwide network of over 23,000 advisors and offers a range of investment advisory programs under a fiduciary standard.

Jamie Little is a financial advisor with Primerica Advisors in Richmond, KY, holding Series 63 and Series 65 credentials. She has two years of industry experience and has been with Primerica Advisors since 2023, following roles at Primerica Financial Services and prior experience outside the financial sector. Primerica Advisors provides discretionary asset management through its Lifetime Investment Program, serving individual and high-net-worth clients with model-delivery strategies and a limited number of separately managed account options. The firm uses third-party asset managers and offers a tiered wrap-fee structure rather than fixed-fee billing.

Jerry Catlett is a financial advisor at LPL Financial in Richmond, Kentucky, holding a Series 63 license with 40 years of industry experience. He has been with LPL Financial since 2004 and previously worked at Osaic FS, Inc. from 1992 to 2004. Catlett serves as a planning commissioner on the Mercer County Kentucky Planning and Zoning Commission. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolios, third-party asset management, and institutional platforms, supported by extensive advisor-facing tools and a broad array of non-advisory financial services.

William Shaffer is a financial advisor with Edward Jones in Richmond, KY, holding Series 63 and Series 66 designations and 25 years of industry experience. He has been with Edward Jones since 2000. Outside of his advisory role, he serves as Board Chair for First Christian Church in Richmond and is President of BASK, LLC. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, managing approximately $1.01 trillion in assets. The firm provides a range of advisory strategies and affiliated investment products supported by a large network of financial advisors and branch offices nationwide.

Alexander Brown is a financial advisor with LPL Financial, holding a Series 66 designation and three years of industry experience. His background includes roles at the University of Kentucky Federal Credit Union and CUSO Financial Services, LP. He is also involved with UKCU Investment Services, an affiliated investment-related business. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, and institutional platforms, supported by a large network of investment adviser representatives.

Roy Gross is a Series 66-credentialed financial advisor at Edward Jones with six years of industry experience. He has been with Edward Jones since 2019 and previously worked at American Medical Technologies and Towne Park. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm offers a range of advisory programs and investment strategies, supported by a large nationwide network of financial advisors and branch offices.

Kenneth Tindall is a CFP® professional with 17 years of experience in the financial industry. He has been with Edward Jones since 2008. Outside of his advisory role, he is the owner of a commercial rental property business operating through Extra Inning, LLC. Edward Jones is a full-service wealth management firm serving individual and institutional clients, including households, pension plans, corporate clients, and charitable organizations. The firm manages approximately $1.01 trillion in assets and offers a range of advisory programs and investment strategies supported by a nationwide network of over 23,000 financial advisors.

Cindy Rognstad is a financial advisor at Edward Jones in Richmond, KY, holding a Series 66 designation with two years of industry experience. Prior to joining Edward Jones, her work history includes roles at Corrisoft, First Watch, PSCU, Valpak, and Amscot Financial. Edward Jones is a full-service wealth management firm serving individual and institutional clients, including pension plans and charitable organizations. The firm offers a range of advisory strategies, including discretionary and non-discretionary wrap fee programs, separately managed accounts, and affiliated mutual funds, supported by a large nationwide network of advisors and branch offices.

Christopher Menser is a financial advisor with Edward Jones in Richmond, KY, holding Series 63 and Series 66 licenses and 18 years of industry experience. He has been with Edward Jones since 2017 and previously worked at Investment Professionals Inc from 2013 to 2017. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, including households of varying net worth, pension plans, corporate clients, and charitable organizations. The firm manages approximately $1.01 trillion in assets under management and offers a range of advisory strategies, including discretionary and non-discretionary wrap fee programs, separately managed accounts, and affiliated mutual funds, operating under a fiduciary standard.

Rickie Miller is a financial advisor at Edward Jones in Richmond, KY, holding Series 63 and Series 66 licenses with eight years of industry experience. He has been with Edward Jones since 2013. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, with approximately $1.01 trillion in assets under management. The firm offers a range of advisory programs, including discretionary and non-discretionary wrap fee strategies, separately managed accounts, and affiliated mutual funds, operating under a fiduciary standard.

James Boyd is a financial advisor with Cetera, holding a Series 63 designation and 28 years of industry experience. He has worked with Avantax and its affiliated entities for over two decades and operates Boyd Wealth Management. Outside of his advisory work, Boyd serves as CEO of Conquer the Code, LLC, a writing and publishing business, and is president of J. Stephen Boyd, CPA, PSC, focusing on tax preparation and accounting. Cetera Investment Advisers LLC is an SEC-registered adviser serving a wide range of clients, including individuals, retirement plans, and institutional accounts. The firm offers diverse investment solutions through a multi-manager platform, providing access to both affiliated and third-party managers across various program structures.

Rachel Hooker is a Series 66-credentialed financial advisor with 10 years of experience at Thrivent Investment Management and Thrivent Financial in Richmond, KY. She serves on the board and finance committee of Habitat for Humanity for Madison and Clark Counties and acts as secretary for Leadership Madison County. Thrivent Investment Management offers Dedicated Planning Services to individuals, families, businesses, and nonprofit clients, providing goal-based financial planning through a network of advisors without discretionary trading authority.

Amber Middleton is a financial advisor at Edward Jones with five years of industry experience. She holds a Series 66 designation and has worked at Edward Jones since 2019. Prior to her current role, she was employed at Servpro and MESA of TeamHealth. Middleton also teaches a community education course as adjunct faculty at Eastern Kentucky University. Edward Jones is a full-service wealth management firm serving individual and institutional clients, including household and corporate accounts. The firm offers a range of advisory programs and investment options, supported by a large nationwide network of financial advisors and branch offices.

Myron Fisher is a financial advisor with Ameriprise in Richmond, KY, holding Series 63 and Series 65 licenses and bringing 25 years of industry experience. His prior experience includes ten years at Cetera Financial Specialists LLC and over three decades at Baldwin CPAs, PLLC, where he was involved in tax preparation and client management. He serves on the Board of Directors of Madison Airport Board, Inc. Ameriprise offers retirement-income planning services primarily for individuals approaching or in retirement with significant investable assets, combining research-driven modeling and tax-efficient strategies to generate personalized recommendation reports. The firm provides a broad range of advisory, brokerage, and insurance solutions through its affiliated entities.

Lucas Meadors is a financial advisor at J.P. Morgan Securities with seven years of industry experience. He holds the Series 63 and Series 66 licenses and has worked at JPMorgan Chase Bank, N.A. and Mass Mutual Investors Services. Outside of finance, he was involved with Topseed Tennis Club for five years. J.P. Morgan Securities LLC provides institutional consulting services to corporations, foundations, and defined contribution plan sponsors, offering asset allocation advice, investment manager searches, and customized performance reporting through a select group of Wealth Advisors.

Robert Roberts is a financial advisor at LPL Financial in Richmond, Kentucky, with 40 years of industry experience. He has held his current role since 2009 and holds a Series 63 designation. Outside of his advisory practice, Roberts is involved in a non-variable insurance business operating under his name. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, and institutional platforms, supported by extensive technology and a large network of over 22,800 advisors.

Allison Shaffer is a financial advisor with Edward Jones in Richmond, KY, holding a Series 66 designation and one year of industry experience. Prior to focusing on financial advising, she was involved with Boone Creek Outdoors and participated in the Kentucky Governor's Scholars Program. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, offering a range of investment advisory programs and maintaining a large national network of advisors and branch offices.

Dennis Gilbert is a financial advisor with Edward Jones in Berea, KY, holding a Series 66 designation and six years of industry experience. Prior to joining Edward Jones in 2019, he worked at Keller Williams Legacy Group, Employbridge - ResourceMFG, and Belk Department Stores. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm manages approximately $1.01 trillion in assets through a nationwide network of more than 23,700 financial advisors and offers a range of discretionary and non-discretionary investment strategies under a fiduciary standard.

Erik Flaig is a financial advisor with LPL Financial based in Berea, KY, holding Series 63 and Series 66 credentials and bringing 32 years of industry experience. His prior work includes roles at J.P. Morgan Securities and Community Trust Bank. Outside of his advisory practice, he operates Flaig Farm, where he manages cattle farming and dog breeding. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services supported by advanced operational and research tools.

Amara Ferguson is a financial advisor at J.P. Morgan Securities with 21 years of industry experience. She holds Series 63 and Series 66 designations and has worked at J.P. Morgan Securities since 2012. Outside of her advisory role, Ferguson is a co-owner of Galo Combatives Group, a defensive training business. J.P. Morgan Securities provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors, using a process that combines quantitative asset-allocation modeling with centralized due diligence and an ESG eligibility framework.

Le Ticia Williams Preacely is a financial advisor at Edward Jones with seven years of industry experience. She holds a Series 66 credential and has worked at several firms, including Bank of America, Merrill, and Wells Fargo Clearing. Outside of her advisory role, she serves as a board member of the investment committee for the Kentucky United Methodist Foundation and is a pastor at The Source UMC in Lexington, KY. Edward Jones is a full-service wealth management firm serving individual and institutional clients with a range of advisory programs, discretionary and non-discretionary strategies, and affiliated investment products. The firm manages approximately $1.01 trillion in assets and operates a large network of financial advisors and branch offices nationwide.

Michael Estes is a financial advisor with Raymond James Financial Services Advisors, Inc., holding Series 63 and Series 66 credentials and 24 years of industry experience. His career includes roles at Ameriprise Financial, Kentucky Bank, and U.S. Bancorp Investments. He also provides advice and investment products to bank customers through his associate positions at Stock Yards Financial Services and Stock Yards Investment Services. Raymond James Financial Services Advisors, Inc. offers financial planning, investment consulting, and advisory services to individual, institutional, and high-net-worth clients. The firm uses a non-discretionary approach tailored to client goals, supported by analytical tools and specialized programs including municipal advisory and SIMPLE IRA employer consulting.

Justin Moore is a financial advisor with Edward Jones in Richmond, KY, holding a Series 66 designation and 17 years of industry experience. He has been with Edward Jones for his entire career since 2009. Outside of his advisory role, Moore is involved in several community organizations, including serving as vice president of The Daniel Ellis Foundation and as a board member of Baptist Health Systems and the Madison County Youth Football League. Edward Jones is a full-service wealth management firm serving both individual and institutional clients with a wide range of investment strategies, including discretionary and non-discretionary wrap fee programs and separately managed accounts. The firm manages approximately $1.01 trillion in assets and is notable for its extensive network of advisors and branch offices nationwide.

Derek Stivers is a financial advisor at Edward Jones in Richmond, KY, holding a Series 66 designation with over six years of industry experience across firms including Community Trust and Investment Company and PNC Bank. He joined Edward Jones in 2026 and previously worked at Soft Shoe. Edward Jones is a full-service wealth management firm serving more than four million individual and institutional clients with a range of advisory programs, including discretionary and non-discretionary wrap fee strategies, separately managed accounts, and affiliated mutual funds. The firm manages approximately $1.01 trillion in assets under management and operates a large nationwide network of financial advisors and branch offices.

Libby Slusher is a financial advisor with Primerica Advisors in Nicholasville, KY, holding Series 63 and Series 65 licenses and having 41 years of industry experience. She has worked at Primerica Financial Services and Primerica Advisors since 1983. Outside of advisory work, she is involved in sales of loan products and home security and automation services through affiliated companies. Primerica Advisors offers discretionary asset management through its Lifetime Investment Program, which includes model-delivery strategies and separately managed account options for individual and high-net-worth clients. The firm uses third-party asset managers and BNY Mellon Advisors for model implementation, operating primarily on a percentage-based wrap fee structure.

James Scully is a financial advisor at LPL Financial with 20 years of industry experience. He holds Series 63 and Series 66 credentials and previously worked at Edward Jones from 2007 to 2010. Scully also operates a registered DBA, Scully Financial Services, in Berea, KY. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a wide range of advisory services including financial planning, model portfolios, third-party asset management, and institutional platforms, supported by advanced research and operational tools.

Kay Blunck is a Series 66 credentialed financial advisor with nine years of industry experience, currently with Thrivent Investment Management. Her prior experience includes roles at Morgan Stanley and Morgan Stanley Private Bank. She serves as a board member for The Foster Care Council, an organization supporting Kentucky’s foster children through academic, enrichment, clothing, and mentorship programs. Thrivent Investment Management provides Dedicated Planning Services to individuals, families, businesses, and nonprofits, focusing on holistic, goal-based financial planning without portfolio management for institutional clients.

Jeremiah Mc Alister is a Series 66-registered financial advisor with Edward Jones, based in Richmond, KY, and has two years of industry experience. Prior to joining Edward Jones in 2024, he worked for eight years with Jacksonville North Pulaski Schools. Edward Jones is a full-service wealth management firm serving more than four million individual and institutional clients. The firm offers a range of advisory programs, including discretionary and non-discretionary strategies, separately managed accounts, and affiliated mutual funds, supported by a large nationwide network of financial advisors and branch offices.

Sean Click is a financial advisor with Edward Jones in Richmond, KY, holding a Series 66 designation and having 10 years of industry experience. He has been with Edward Jones since 2016. Outside of his advisory role, he serves as the head football coach for Farristown Middle School in Berea, KY, working with 6th through 8th graders and managing coaching staff and program administration. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm offers a range of advisory programs and investment solutions, supported by a large nationwide network of financial advisors and branch offices.

John Short is a financial advisor with LPL Financial in Richmond, Kentucky, holding a Series 63 designation and 27 years of industry experience. He has been with LPL Financial since 2004, following a year at Osaic FS, Inc. In addition to his advisory role, he is involved in selling fixed life insurance products and serves as a general agent for Midland National. LPL Financial is a national broker-dealer and SEC-registered investment adviser that provides advisory and brokerage services through a large network of investment adviser representatives. The firm serves individuals, retirement plans, and institutions with a variety of financial planning and investment management solutions.