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Ancil C

Series 63, Series 65

Williamsburg, KY

Alexander Investment Services Co.

Ancil Collett is a financial advisor with Alexander Investment Services Co. in Williamsburg, KY, holding Series 63 and Series 65 licenses and bringing 25 years of industry experience. He has been with Alexander Investment Services since 2006 and has operated his own independent CPA practice since 1978. Outside of his advisory work, Collett serves as a volunteer treasurer for First Baptist Church in Williamsburg and as a director for Highland Cemetery, both non-investment-related roles. Alexander Investment Services Company provides investment advice and portfolio management to individuals, retirement plans, trusts, charitable organizations, and small businesses. The firm offers a combination of registered investment advisory and broker-dealer services, emphasizing personalized investment agreements and regular client reviews.

Retirement plans for business owners (SEP, solo 401k) Cash flow / budgeting Self-Employed Founder/Business Owner Doctor or Medical Professional Mid-Career Professionals
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Lee P

Series 66, Series 63

Corbin, KY

OSAIC Institutions, INC.

Lee Parks is a financial advisor with OSAIC Institutions, INC. holding Series 66 and Series 63 credentials and has 17 years of industry experience. He has worked at Infinex Investments, Inc. since 2011 and at Hometown Bank of Corbin from 2008 to 2022. Parks also owns a tax preparation business under the name Lee K Parks, CPA. OSAIC Institutions, INC. is an SEC-registered investment adviser serving individuals, ERISA retirement plans, trusts, estates, and corporate clients through a network of investment adviser representatives. The firm offers customized advisory services, financial planning, ERISA plan services, and access to alternative investments, operating a hybrid adviser/broker-dealer structure and utilizing third-party promoters and wrap programs.

Annuities Tax-loss harvesting Founder/Business Owner Executive
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Steven P

Series 66

Corbin, KY

OSAIC Institutions, INC.

Steven Phipps is a Series 66-licensed financial advisor with 22 years of industry experience. He is currently affiliated with infinex Investments, Inc. and has prior experience at First National Bank & Trust. Outside of his advisory work, he is a co-owner of Family Venture, LLC, a real estate development and rental business. OSAIC Institutions serves individuals, charitable organizations, corporations, and retirement plans by offering advisory and brokerage services tailored through customized engagements. The firm employs a network of investment adviser representatives who utilize a combination of fundamental and technical analysis and provide access to alternative investments and lending solutions.

Annuities Tax-loss harvesting Founder/Business Owner Executive
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Matthew T

Series 66

Corbin, KY

OSAIC Institutions, INC.

Matthew Taylor is a Series 66-licensed financial advisor with four years of industry experience. He is currently affiliated with OSAIC Institutions, Inc. and has prior work experience at Hometown Bank and Mallory Davis State Farm. Outside of his advisory work, he is the owner of Golden Dog Properties, LLC. OSAIC Institutions, Inc. serves a diverse client base including individuals, retirement plans, trusts, estates, and corporations through a network of investment adviser representatives. The firm offers customized advisory services, financial planning, ERISA plan services, and access to alternative investments and lending solutions, operating under a hybrid adviser/broker-dealer structure.

Annuities Tax-loss harvesting Founder/Business Owner Executive
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Gary J

Series 63, Series 65

Corbin, KY

Cetera

Gary Johnson is a financial advisor at Cetera with 28 years of industry experience. He holds Series 63 and Series 65 designations and has worked previously at Avantax Insurance Agency LLC and Avantax Advisory Services. Johnson is also president of Johnson Financial Group PSC, a tax preparation and accounting firm. Cetera Investment Advisers LLC is an SEC-registered firm serving a broad client base including individuals, retirement plans, corporate, charitable, and institutional clients. The firm offers diverse portfolio management and financial planning services through a multi-manager platform with over 10,000 advisors and $256 billion in assets under management.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Joshua C

Series 63, Series 66

Corbin, KY

Edward Jones

Joshua Curry is a financial advisor at Edward Jones in Corbin, KY, with 18 years of industry experience. He has been with Edward Jones since 2009 and holds Series 63 and Series 66 designations. Outside of his advisory role, he is a member of the Rotary Club of Corbin. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, offering a range of advisory programs and investment strategies. The firm manages approximately $1.01 trillion in assets and supports its services through a large network of financial advisors and branch offices nationwide.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Kevin F

Series 66

Corbin, KY

Edward Jones

Kevin Flora is a financial advisor with Edward Jones in Corbin, KY, holding a Series 66 designation and beginning his advisory career in 2026. Prior to joining Edward Jones, he held various roles including involvement with FAHE, Inc. and multiple entrepreneurial ventures such as The Christmas Tree Farm and Kentucky Entrepreneur Group. Flora has experience managing several business enterprises alongside his advisory work. Edward Jones is a full-service wealth management firm serving individual and institutional clients with a range of advisory programs, including discretionary and non-discretionary strategies, separately managed accounts, and affiliated mutual funds. The firm is notable for its extensive advisor and branch network and offers various services including tax-efficient investing and fiduciary advisory standards.

Retirement income strategy General retirement planning Founder/Business Owner Dentist Professional Athlete Doctor or Medical Professional
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Sara D

ChFC®, Series 66

Corbin, KY

Edward Jones

Sara Davis is a financial advisor with Edward Jones in Corbin, KY, holding the ChFC® designation and Series 66 license, with eight years of industry experience. Prior to joining Edward Jones in 2018, she worked at Matilda Jane Clothing and the Social Security Administration. Outside of her advisory role, she helps manage operations for a rental property business in Williamsburg, KY. Edward Jones is a full-service wealth management firm serving individual and institutional clients with a range of investment strategies and affiliated services, supported by a nationwide network of over 23,000 advisors and $1.01 trillion in assets under management.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Clay S

Series 66

Williamsburg, KY

Thrivent Investment Management

Clay Shelton is a financial advisor with Thrivent Investment Management in Williamsburg, KY, holding a Series 66 designation and beginning his advisory career in 2026. His prior experience includes roles at Northwestern Mutual and Thrivent Financial, as well as non-financial positions ranging from education to various service roles over the past decade. Thrivent Investment Management provides Dedicated Planning Services to individuals, families, businesses, and nonprofit clients through a network of Financial Advisors. The firm delivers holistic, goal-based financial planning that can be engaged on a one-time or ongoing basis, offering a combination of planning and managed-account services without discretionary trading authority.

Business ownership considerations
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Steven C

Series 66, Series 65

Williamsburg, KY

Raymond James & Associates

Steven Coyne is a financial advisor with Raymond James & Associates, holding Series 65 and Series 66 licenses and bringing 14 years of industry experience. His prior experience includes roles at LPL Financial, Community Trust Bank, and Jackson National Life Distributors. Outside of his advisory work, he manages a rental property in Williamsburg, Kentucky. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser serving a diverse client base including individuals, institutions, and municipal entities. The firm offers financial planning and consulting services, employing a range of portfolio management styles supported by proprietary research and model manager selections.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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