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Scott K

CFP®, Series 63

Stuart, NE

Prosperity Capital Advisors

Scott Kaup is a financial advisor at Prosperity Capital Advisors with 45 years of experience. He holds the CFP® designation and Series 63 license. His career includes tenure at firms such as Cetera and Summit Financial Group, and he has operated Kaup's Tax & Wealth Management since 1985. Outside of advisory work, he serves as treasurer for the Stuart/Atkinson Airport Authority and the Sand Dollar Road District #2 in South Dakota. Prosperity Capital Advisors is an SEC-registered enterprise adviser offering financial planning, consulting, and discretionary investment management to individual and high-net-worth clients, corporations, trustees, retirement plans, and other RIAs. The firm employs model-based, asset-allocation strategies with ongoing portfolio supervision, using a range of third-party providers and sub-advisors, and provides access to alternative and structured investments through various platforms.

Active portfolio management Options & derivatives strategies Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive HENRY (High Earners, Not Rich Yet)
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Benjamin K

Series 66

Stuart, NE

Prosperity Capital Advisors

Benjamin Kaup is a financial advisor with Prosperity Capital Advisors and holds a Series 66 credential. He has eight years of industry experience, including positions at CETERA Advisor Networks LLC and Summit Brokerage Services, Inc. Kaup is also a CPA and owner of a tax preparation and accounting firm. He serves as Vice President of the Stuart Community Club, a local community organization. Prosperity Capital Advisors provides financial planning, consulting, and discretionary investment management to individual and high-net-worth clients, corporations, trustees, and retirement plans. The firm employs model-based, asset-allocation strategies with portfolio supervision and offers services such as separately managed accounts and retirement plan management.

Active portfolio management Options & derivatives strategies Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive HENRY (High Earners, Not Rich Yet)
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Connor O

Series 66

Atkinson, NE

LPL Financial

Connor Osborne is a financial advisor with LPL Financial and holds the Series 66 designation. He has seven years of industry experience, including roles at Waddell & Reed Inc and MCMILL Advisors & Associates. Outside of advising, he is involved with Cast Iron and holds an insurance agent role with ComPro. LPL Financial is a national broker-dealer and SEC-registered investment adviser that provides advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers financial planning, model portfolio programs, third-party asset management access, and institutional platforms, supported by extensive advisor tools and a broad range of non-advisory financial services.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Miles G

Series 63, Series 65

Atkinson, NE

LPL Financial

Miles Garwood is a financial advisor with LPL Financial, holding Series 63 and Series 65 licenses and bringing 21 years of industry experience. He has been with LPL Financial since 2021 and manages several business entities including Miles Garwood, Inc., Countryside Insurance Agency, and Garwood Ranch. Garwood previously served on the West Holt Memorial Hospital Foundation Board from 2011 to 2017. LPL Financial is a national broker-dealer and SEC-registered investment adviser supporting individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services including financial planning, third-party asset management, and institutional platforms, utilizing both discretionary and non-discretionary strategies.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Jay W

Series 63, Series 65

Stuart, NE

OSAIC

Jay Wallinger is a financial advisor at OSAIC with 32 years of industry experience. He holds Series 63 and Series 65 credentials and has worked at firms including Securities America Advisors and Summit Financial Group. Wallinger volunteers with the Stuart Community Foundation Fund and serves on the Investment Committee of the Nebraska Community Foundation. OSAIC serves a broad client base including individual and high-net-worth investors, pension plans, and charitable organizations through a large network of affiliated advisers. The firm offers integrated brokerage and advisory services, employing firm-provided asset-allocation tools and multiple investment platforms to manage portfolios on both discretionary and non-discretionary bases.

Annuities Wealth management Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Jon S

Series 63, Series 66

Stuart, NE

LPL Financial

Jon Schmaderer is a financial advisor with LPL Financial, holding Series 63 and Series 66 credentials and bringing 30 years of industry experience. He has worked at LPL Financial since 2017 and previously spent three years with Investment Centers of America, Inc. He also serves as President and CEO of The Tri-County Bank and is a member of the Board of Directors for Butte State Bank. LPL Financial is a national broker-dealer and SEC-registered investment adviser offering advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and other institutions. The firm provides financial planning, model portfolio programs, third-party asset management, and institutional platforms, supporting a broad range of investment strategies delivered through a network of investment adviser representatives.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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