Sean Williams is a CFP® with 11 years of industry experience, currently serving as an advisor at Cadence Wealth Partners, LLC since 2023. His prior experience includes roles at Instrumental Wealth, LLC and Northwestern Mutual. Outside of his financial advisory work, he is a father first. He enjoys woodworking and playing the banjo. He also loves Gator sports, even when the teams are terrible. Cadence Wealth Partners is a fee-only, fiduciary financial planning firm in Concord, NC specializing in helping business owners and pre-retirees (55+) reduce taxes, plan retirement income, and prepare for business exits and major life transitions. Our team includes CFP®, CEPA, and RICP credentialed advisors who take a whole-picture approach — investments, tax planning, estate planning, and risk management working together. We work with clients locally and virtually across the U.S. Named a 2025 & 2026 Wealthtender Voice of the Client Highly Rated Advisor.

Patrick Riley is a financial advisor with Optimal Planning LLC in Concord, NC, holding Series 63 and Series 65 licenses and bringing 25 years of industry experience. He has worked with several firms, including LPL Financial and Camarda Wealth Advisory Group. In addition to his advisory role, he is an insurance agent with Wealth Management of the Carolinas. Optimal Planning LLC provides investment management, financial planning, and educational seminars to individuals, high-net-worth clients, and businesses. The firm primarily uses a passive investment approach with portfolios of index mutual funds and ETFs, guided by client-specific investment policy statements and supplemented by fundamental and cyclical analysis.

Edward Helm Jr. is a financial advisor at Emerald Haven Investments Corp in Albemarle, NC, holding Series 63 and Series 65 licenses with 14 years of industry experience. He has been with Emerald Haven Investments Corp since 2011. Emerald Haven Investments provides financial and retirement planning as well as discretionary wealth management services to individuals, employee benefit plans, trusts, estates, charitable organizations, and businesses. The firm uses client interviews to develop investment policy statements and manages portfolios across various risk profiles, employing asset allocation based on fundamental analysis of mutual funds, ETFs, and individual equities.

Alexandra Rickard is the principal of Rickard Investment Consulting, LLC in Concord, NC, holding a Series 65 designation with one year of industry experience. Prior to founding her independent advisory firm in 2026, she worked at Novant Health and Bonded Logistics, among other roles. Rickard Investment Consulting, LLC provides investment advisory services primarily to individual and high-net-worth clients, offering portfolio analysis, ongoing monitoring, and optional financial planning and consulting. The firm uses fundamental and technical analysis to tailor portfolios across cash, equity, and fixed-income allocations and includes options strategy analysis as part of its service offering.

Phillip Whitley is a financial advisor with Whitley Financial, LLC, holding Series 63 and Series 65 licenses and over 30 years of industry experience. His career includes roles at Grove Point Investments, H. Beck, Sterne Agee, and Synergy Investment Group. He is also a licensed insurance professional, dedicating less than 10% of his business time to insurance activities. Whitley Financial provides discretionary investment management and financial planning services to individuals, high-net-worth clients, trusts, estates, and small businesses. The firm employs a primarily long-term investment approach using both fundamental and technical analysis to develop customized asset allocations, with accounts managed on a discretionary basis and reviewed at least annually.

John Harris is a financial advisor at WMC Capital Management, LLC with nine years of industry experience. He holds Series 63 and Series 65 licenses and has worked previously at Brookstone Capital Management and Wealth Management of the Carolinas, where he serves as president of a separate insurance business focused on fixed insurance products. WMC Capital Management provides discretionary portfolio management and financial planning to individual and institutional clients, utilizing primarily passive investment strategies with an emphasis on asset allocation and periodic rebalancing. The firm also offers educational seminars on personal finance and manages accounts according to individualized investment policy statements.

Leo Theriault is a financial advisor at Family Wealth Partners Concord, Inc with 11 years of industry experience. He holds a Series 65 designation and is based in Concord, NC. Family Wealth Partners Concord, Inc provides individualized investment advisory, financial planning, and wealth coaching to individuals and businesses. The firm emphasizes asset allocation and a Free Market Portfolio approach, offering fee-based advice and acting as a co-advisor on managed asset programs through Matson Money.

Keith Laibson is a financial advisor with Family Wealth Partners Concord, Inc, holding Series 63 and Series 65 licenses and 24 years of industry experience. His prior work includes roles at Matson Money, Inc., MML Investors Services, Inc., and Massachusetts Mutual Life Insurance Company. Family Wealth Partners Concord, Inc provides individualized investment advisory, financial planning, and wealth coaching to individuals and businesses. The firm emphasizes non-discretionary asset allocation strategies based on the Free Market Portfolio approach and implements investments primarily through asset-class or structured funds.

Nicholas O'kelly is a CFP® professional with three years of industry experience, currently serving at Cadence Wealth Partners, LLC. Prior to his advisory roles, he served 13 years in the United States Army. He is a board member of The Davis Focus Project, a nonprofit focused on optimizing human performance through natural mental health modalities, and an ambassador for Give an Hour, a mental health nonprofit. Cadence Wealth Partners provides advisory services primarily to individuals, high-net-worth clients, and closely held business owners, offering discretionary portfolio management, written financial planning, and business consulting. The firm employs a variety of analytical methods and generally pursues a long-term trading approach tailored to client risk tolerance and goals.

Luann Barnes is a financial advisor at WMC Capital Management, LLC with 13 years of industry experience. She holds Series 63 and Series 65 licenses and previously worked at Brookstone Capital Management and Beatty Financial Group. Outside of her advisory role, she is involved with Mount Moriah Lutheran Church, where she is authorized to submit trade instructions for the church’s brokerage account. WMC Capital Management provides discretionary portfolio management and financial planning services to individual and institutional clients, including high-net-worth individuals, corporations, and charitable organizations. The firm primarily uses passive investment strategies focused on asset allocation and periodic rebalancing, complemented by fundamental and technical analysis.

Jeffrey Vaughn is a financial advisor with Synergy Investment Group, LLC in Kannapolis, NC, holding Series 63, 65, and 66 designations and over 31 years of industry experience. He has worked with StoneX Securities Inc. since 2012 and Synergy Investment Group since 2010. Vaughn is also involved in insurance sales through Synergy Insurance Group and serves as president of Vaughn Wealth Management Inc. Synergy Investment Group, LLC provides investment advisory and financial planning services to individual and high-net-worth clients. The firm offers discretionary portfolio management and tailors investment strategies using a mix of mutual funds, ETFs, equities, and fixed income based on clients’ financial profiles and risk tolerance.

Paul Clark is a CFP® professional with four years of industry experience, currently serving as an advisor at Mill Capital Management, LLC. Prior to joining Mill Capital in 2021, he worked at Wells Fargo for ten years. Mill Capital Management serves individual clients, including high net worth individuals, and charitable organizations, providing discretionary investment management focused on a concentrated, value-oriented large-cap equity strategy. The firm integrates financial planning with its investment services and manages approximately $1.49 billion in client assets with a team of three advisors.

Jonathan Rhoney is a CFP® with six years of industry experience, currently serving as an advisor at Mill Capital Management, LLC. He previously worked at Wells Fargo for 18 years and began his career at Hayden Harper Financial, LLC. Mill Capital Management serves individual clients, including high net worth individuals, and charitable organizations with discretionary investment management focused on a concentrated large-cap equity strategy, complemented by financial planning services. The firm manages approximately $1.49 billion in client assets with a small team, emphasizing value-oriented investments and long-term portfolio construction.

Misty Thornburg is a financial advisor with Uwharrie Investment Advisors, Inc., holding a Series 66 designation and 26 years of industry experience. She has worked with The Strategic Alliance Corporation since 2008. Thornburg serves on the board of the Stoney Run Homeowners Association. Uwharrie Investment Advisors, Inc. is an SEC-registered multi-advisor firm managing approximately $338 million for around 837 clients. The firm provides discretionary portfolio management, retirement plan consulting, and limited financial planning using an asset-allocation approach based on Modern Portfolio Theory.

Kyle Eudy is a financial advisor at Uwharrie Investment Advisors, Inc. with 18 years of industry experience. He holds the CFP® designation and Series 63 and 65 licenses. Kyle has worked at Private Client Services LLC since 2012 and has been involved with Anson County Parks and Recreation since 2008. He serves on the board of the non-profit John P. Murray Community Care Clinic and is a part-owner of a baseball and softball practice facility, Xtra Innings, LLC. Uwharrie Investment Advisors, Inc. is an SEC-registered multi-advisor firm managing approximately $338 million for about 837 clients. The firm offers discretionary portfolio management, retirement plan consulting, and legacy position management, using an asset allocation approach informed by Modern Portfolio Theory and a combination of mutual fund and ETF analysis alongside third-party manager due diligence.

Joanne Burleson is a financial advisor with Uwharrie Investment Advisors, Inc. She holds a Series 66 designation and has 16 years of industry experience. Her work history includes roles at Private Client Services LLC, Strategic Investment Advisors, and Uwharrie Capital Corp. Uwharrie Investment Advisors is a multi-team SEC-registered firm managing approximately $278 million in discretionary assets. The firm serves individuals, retirement plans, trusts, foundations, charitable organizations, and corporations, offering discretionary portfolio management, financial planning, and retirement plan consulting with an investment process based on Modern Portfolio Theory and oversight by an Investment Committee.

Lynn Irvin is an advisor at Intercarolina Financial Services, Inc. with 39 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Intercarolina Financial Services since 1993. Prior to that, he worked at CK Federal Savings Bank starting in 1990. Intercarolina Financial Services, Inc. provides investment advisory and retirement plan consulting to individual clients, including high-net-worth individuals, as well as qualified retirement plans. The firm employs a mix of fundamental, technical, and cyclical analysis to manage portfolios across equities, fixed income, mutual funds, and ETFs, offering both discretionary and non-discretionary account management.

Michael Harwood is a financial advisor with Uwharrie Investment Advisors, Inc., holding a Series 66 designation and over 23 years of industry experience. He has worked at Private Client Services LLC since 2011, Strategic Investment Advisors since 2004, and Bank of Stanly since 2001. Outside of his advisory roles, Harwood serves on the Stanly County Airport Authority Board of Directors and is vice-chairman of the CHS Stanly Advisory Council, a hospital volunteer advisory group. He is also chairman of For Stanly, Inc., a local nonprofit focused on economic development. Uwharrie Investment Advisors, Inc. manages approximately $338 million for about 837 clients through a team of 16 advisors. The firm offers individualized discretionary portfolio management, retirement plan consulting, limited financial planning, and legacy position management, using an asset-allocation approach grounded in Modern Portfolio Theory and comprehensive third-party manager due diligence.

Robert Brannan is a financial advisor at Uwharrie Investment Advisors, Inc. with 13 years of industry experience. He holds a Series 66 designation and has worked at Private Client Services LLC since 2012 and Uwharrie Capital Corp since 2008. Outside of his advisory role, he serves as Executive Vice President of Uwharrie Bank and holds leadership positions in several local nonprofit organizations, including the Central North Carolina Council Boy Scouts and the Concord Rotary Club Foundation. Uwharrie Investment Advisors is a multi-team SEC-registered firm managing approximately $278 million in discretionary assets for individuals, retirement plans, trusts, foundations, charities, and corporations. The firm employs an investment process based on Modern Portfolio Theory, with discretionary portfolio management and oversight by an Investment Committee, offering both internally managed and external sub-advisor strategies.

Carl Grubb IV is a financial advisor at Uwharrie Investment Advisors, Inc. with five years of industry experience. He holds the Series 66 designation and has previously worked at R.H. Barringer and Reidsville Nissan. Outside of his advisory role, Carl serves as President of the Board of Directors for the Carl & Linda Grubb Family YMCA and represents the organization on the board for the regional association of YMCAs. Uwharrie Investment Advisors, Inc. is an SEC-registered multi-advisor firm managing approximately $338 million for over 800 clients. The firm offers discretionary portfolio management, retirement plan consulting, limited financial planning, and uses an asset-allocation approach informed by Modern Portfolio Theory, emphasizing mutual fund and ETF analysis along with third-party manager due diligence.