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Ethan L

Series 65

Huntington, WV

Layne Financial Group

Ethan Layne is a financial advisor at Layne Financial Group in Huntington, WV, holding a Series 65 designation with one year of industry experience. Prior to founding his firm, he worked at several entities including Maynard & Mease CPAs and Consumers Gas Utility Company. Outside of advising, he serves as president of Layne Tax Solutions, a tax and accounting firm. Layne Financial Group provides discretionary investment management, wealth planning, and financial planning to individual and high-net-worth clients, corporate pension and profit-sharing plans, and charitable organizations. The firm emphasizes institutional-style asset allocation and a factor-based investment approach, incorporating model portfolios, external consultants, and sub-advisory relationships.

Wealth management Factor investing / smart beta Founder/Business Owner
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Joseph S

Series 63

President & Ceo, WV

The Spano Group Wealth Managers

Joseph Spano is the President and CEO of The Spano Group Wealth Managers with 30 years of industry experience. He holds a Series 63 designation and has worked at multiple firms including Freedom Financial Advisors and Potter & Spano Financial Group. The Spano Group Wealth Managers provides financial planning, portfolio management, and retirement plan consulting to individuals, high-net-worth clients, corporations, and charities. The firm uses fundamental analysis to construct portfolios and offers ERISA-related retirement plan consulting and co-advisory services.

Retirement plans for business owners (SEP, solo 401k) General tax planning General estate planning guidance Active portfolio management Options & derivatives strategies
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William H

CFP®, Series 63

Ironton, OH

Creative Financial Solutions, LLC

William Hensley is a CFP® with 30 years of industry experience and is a financial advisor at Creative Financial Solutions, LLC. He has worked with Cambridge Investment Research Advisors Inc. and Cambridge Investment Research Inc. since 2014. Hensley serves as a board member of Young Life Huntington and is involved with the Rotary Club of Barboursville, WV, where he has held the position of past president. Creative Financial Solutions primarily provides comprehensive financial planning and advisory services to individuals, families, small businesses, and trusts. The firm focuses on planning and fee-for-service models and utilizes third-party custodians and research to support investment recommendations.

General retirement planning Income planning General tax planning Life insurance needs analysis
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Steven S

Series 63

Barboursville, WV

Creative Financial Solutions, LLC

Steven Smith is a financial advisor with Creative Financial Solutions, LLC, holding a Series 63 designation and 38 years of industry experience. He has been with Creative Financial Solutions since 2008 and also maintains dual registrations with Cambridge Investment Research Advisors Inc. Outside of his advisory work, Smith is a part owner of Esquire Country Club in Barboursville, WV. Creative Financial Solutions provides customized financial planning and advisory services for individuals, families, small businesses, and trusts. The firm focuses on individualized planning supported by third-party research and does not take custody of client assets, with investment activities managed through dual-registered advisors and custodial platforms.

General retirement planning Income planning General tax planning Life insurance needs analysis
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Leif C

Series 63, Series 65

Ashland, KY

Leif Clarke Wealth Management, Inc.

Leif Clarke is the principal of Leif Clarke Wealth Management, Inc. in Ashland, KY, with 30 years of experience in the financial industry. He holds Series 63 and Series 65 credentials and previously worked at Private Client Services from 2015 to 2017. Clarke serves as a board director and investment professional for Ramey Estep Homes, Inc., a nonprofit organization serving troubled youth. Leif Clarke Wealth Management provides investment management and financial planning services to individuals, corporations, trusts, and retirement plans. The firm employs a value-oriented investment approach and customizes recommendations based on clients’ risk tolerance, time horizon, income needs, and tax situation.

Options & derivatives strategies Annuities Real estate investing
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Anthony P

Series 63, Series 65

Ashland, KY

Leif Clarke Wealth Management, Inc.

Anthony Park is an advisor at Leif Clarke Wealth Management, Inc. with Series 63 and Series 65 credentials. He has worked in financial services roles at firms including Baird and Kentucky Farmers Bank, and has experience in health department administration. Leif Clarke Wealth Management provides investment management and financial planning to individuals, corporations, trusts, and retirement plans. The firm employs a value-oriented investment approach and customizes recommendations based on clients’ risk tolerance, time horizon, income needs, and tax considerations.

Options & derivatives strategies Annuities Real estate investing
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Malcolm M

Series 65

Huntington, WV

Global Value Investment Corporation

Malcolm Maclaren is a financial advisor at Global Value Investment Corporation with a Series 65 credential and three years of industry experience. Prior to joining Global Value Investment Corporation, he worked in legal and compliance roles, including at the Law Offices of Malcolm J. MacLaren and The Circuit Court of Cook County, Illinois. He is also a co-member of Machair, LLC, a commercial real estate company. Global Value Investment Corporation provides investment research and discretionary portfolio management to individual and institutional clients, utilizing a fundamental, value-oriented investment approach that includes both short- and long-term strategies. The firm offers services such as wrap-fee programs, sub-advisory arrangements, and manages private funds.

Active portfolio management Private / alternative investments Options & derivatives strategies Concentrated stock management
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Chandis F

Series 63, Series 65

Russell, KY

International Assets Investment Management, LLC

Chandis Ferguson II is a financial advisor at International Assets Investment Management, LLC with 30 years of industry experience. He holds Series 63 and Series 65 licenses and has been with International Assets Advisory, LLC since 2016. Ferguson also owns and operates Platinum Investments, LLC, an investment-related business. International Assets Investment Management serves individuals, high-net-worth clients, retirement plans, corporations, and other business entities through a national network of independent advisers. The firm offers customized, long-term portfolio management and financial planning, utilizing a range of investment vehicles and third-party managers to meet client objectives.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Joseph U

Series 63, Series 65

Huntington, WV

Foundations Investment Advisors LLC

Joseph Unger is a financial advisor with Foundations Investment Advisors LLC in Huntington, WV, holding Series 63 and Series 65 credentials and 13 years of industry experience. He previously worked at Mutual of Omaha Investor Services and Mutual of Omaha Insurance Company for six years. Unger is also an insurance agent with a focus on life, health, annuity, property, and casualty insurance. Foundations Investment Advisors is a multi-advisor registered investment adviser managing approximately $10.1 billion for over 29,000 clients through a network of nearly 300 representatives. The firm offers portfolio management, financial planning, retirement plan support, and sub-advisory services to individuals, trusts, estates, and registered investment companies.

Private / alternative investments ESG / Sustainable investing Concentrated stock management Founder/Business Owner Executive
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Christopher H

Series 63, Series 65

Flatwoods, KY

Sequent Planning, Llc

Christopher Hamm is a financial advisor with Sequent Planning, LLC and holds Series 63 and Series 65 licenses. He has 18 years of industry experience, including 19 years at Western & Southern Financial Group and roles at Insurance and Beyond of Kentucky, LLC, where he is also an owner. In addition to his advisory work, he owns The Camayo Room of Ashland, an event venue rental business. Sequent Planning, LLC, operating as Futurity First Wealth Management, is an SEC-registered investment adviser serving individuals, retirement plan sponsors, businesses, and nonprofit organizations. The firm offers asset management, financial planning, and retirement plan services through a network of approximately 97 advisors utilizing a structured risk framework and diversified investment approaches.

Retirement income strategy Roth conversion strategy Equity compensation tax strategy Retirement plans for business owners (SEP, solo 401k) Options & derivatives strategies Founder/Business Owner Executive
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Robert B

Series 66

Ceredo, WV

United Brokerage Services, INC

Robert Brewster II is a financial advisor at United Brokerage Services, Inc. with 22 years of industry experience. He holds the Series 66 designation and has been with United Brokerage Services since 2005. United Brokerage Services, Inc. provides investment advisory and brokerage services to individuals, corporate pension and profit-sharing plans, and trust clients through various wrap fee and advisory programs. The firm primarily manages client assets on a non-discretionary basis and is affiliated with United Bank through its parent company, United Asset Management Corporation.

Tax-loss harvesting Wealth management
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Sarah A

Series 66

Huntington, WV

The huntington Investment company

Sarah Aluise is a financial advisor with The Huntington Investment Company, holding a Series 66 designation and 13 years of industry experience. She has worked at Ameriprise Financial Services, LLC, Northwestern Mutual Investment Services LLC, and Wesley H Richardson. The Huntington Investment Company, operating as Huntington Financial Advisors, provides advisory and brokerage services to individuals, charitable organizations, corporations, and other business entities. The firm offers multiple wrap-fee programs on the Envestnet MAS platform, combining third-party sub-managers and proprietary private bank models within an open-architecture framework.

ESG / Sustainable investing Active portfolio management Tax-loss harvesting
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Dennis B

Series 63, Series 66

Ashland, KY

FIFTH THIRD SECURITIES, Inc.

Dennis Bearce is a financial advisor at Fifth Third Securities, Inc. in Huntington, WV, holding Series 63 and Series 66 licenses with 19 years of industry experience. He has worked with Fifth Third Securities and Fifth Third Bank since 2007. Fifth Third Securities provides brokerage and investment advisory services through its Passageway Managed Account Program to individuals, charitable organizations, corporate and business clients, and institutional investors. The firm offers multiple discretionary managed-account programs and incorporates features such as direct indexing and tax-overlay services, operating as a subsidiary of Fifth Third Bank with a distinctive municipal-advisor registration.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Charles S

Series 63, Series 65

Huntington, WV

Voya financial Advisors, Inc.

Charles Smith is a financial advisor with Voya Financial Advisors, Inc. He holds Series 63 and Series 65 registrations and has 27 years of industry experience. He has worked at Voya Financial Advisors since 2014 and has operated Charles F Smith & Associates since 1972. He is also an independent insurance agent involved in the sale of fixed insurance products. Voya Financial Advisors, Inc. serves a diverse client base, including retirement plan sponsors, charitable organizations, corporations, and high-net-worth individuals. The firm offers financial planning, portfolio management, and plan-sponsor consulting through multiple program structures, focusing largely on non-discretionary, recommendation-based advice.

Retirement income strategy General retirement planning Business ownership considerations Founder/Business Owner Executive
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Susanne E

Series 63, Series 66

Huntington, WV

Truist Advisory Services

Susanne Eavenson is a financial advisor at Truist Advisory Services with 32 years of industry experience. She holds Series 63 and Series 66 designations and has been associated with Truist and its predecessor firms since 2010. Outside of her advisory work, she serves as Vice President of DODRILL Jewelers and is a board member of Mountain State Centers for Independent Living, a community organization supporting people with disabilities. Truist Advisory Services provides investment consulting and advisory services to individuals, corporate clients, retirement plan sponsors, and charitable organizations, using a combination of discretionary manager relationships and third-party consulting supported by AI-enabled research tools.

Founder/Business Owner Executive
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Noah V

Series 65

Ona, WV

Hightower Advisors

Noah Vercampt is a financial advisor with Hightower Advisors who holds a Series 65 credential and has four years of industry experience. He has held roles at Hightower since 2021, following brief tenures at Charles Aris and positions in various organizations including FedEx and local government entities. Hightower Advisors provides investment advisory and planning services to a diverse range of individual and institutional clients. The firm employs a multi-manager investment approach, utilizing both affiliated and third-party managers, and offers services that include portfolio management, financial planning, and retirement plan consulting.

Wealth management Retirement plans for business owners (SEP, solo 401k) Tax-loss harvesting Founder/Business Owner Executive
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Jacob R

Series 65, Series 63

Huntington, WV

The huntington Investment company

Jacob Roberts is a financial advisor at The Huntington Investment Company with six years of industry experience. He holds Series 65 and Series 63 credentials. His prior work includes roles at Ameriprise Financial Services, LLC and Huntington National Bank. The Huntington Investment Company serves individuals, charitable organizations, corporations, and other business entities with advisory and brokerage services. The firm offers multiple wrap-fee programs using an open-architecture model that combines third-party and affiliate investment strategies.

ESG / Sustainable investing Active portfolio management Tax-loss harvesting
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Christen H

Series 66, Series 63

Kitts Hills, OH

Empower Advisory Group

Christen Harper is a financial advisor at Empower Advisory Group with 13 years of industry experience. She holds Series 66 and Series 63 designations. Her prior experience includes a decade working with Dr. Mark Hickman before joining Empower Financial Services, Inc. and Empower Advisory Group. Empower Advisory Group provides financial planning and investment management primarily to employer-sponsored retirement plan sponsors and their participants, as well as to Empower Premier IRA and certain retail brokerage account holders. The firm’s integrated model leverages proprietary and third-party methodologies to deliver point-in-time financial plans and optional managed account solutions.

General retirement planning Retirement income strategy Social Security optimization Debt management College savings (529s, UTMA, etc.)
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Terresa P

Series 66

Huntington, WV

The huntington Investment company

Terresa Pratt is a financial advisor at The Huntington Investment Company with 25 years of industry experience. She holds a Series 66 designation and has worked with the firm since 2010, including a brief tenure at Ameriprise Financial Services. Pratt serves as a board member for the Developmental Therapy Center, a nonprofit providing therapy services to individuals with special needs, and is a past president and current member of the Greater Huntington Estate Planning Council. The Huntington Investment Company, operating as Huntington Financial Advisors, offers advisory and brokerage services to individuals, charitable organizations, and businesses. The firm utilizes an open-architecture model combining third-party sub-managers and proprietary Private Bank strategies, delivering wrap-fee programs through platforms such as Envestnet MAS.

ESG / Sustainable investing Active portfolio management Tax-loss harvesting
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Robert K

Series 66

Huntington, WV

Valic Financial Advisors

Robert Klug Sr. is a financial advisor with Valic Financial Advisors, holding a Series 66 designation and seven years of industry experience. His prior work history includes roles at Combined Insurance and the Law Offices of Robert J. Klug, Sr. Outside of advising, he provides ride share and delivery services through platforms such as Lyft, Uber, DoorDash, and Amazon Flex during evenings and weekends. Valic Financial Advisors primarily serves U.S.-based individual investors, including high-net-worth and ultra-high-net-worth clients, as well as corporate and retirement-plan participants. The firm offers discretionary managed-account programs, financial planning, and brokerage services, utilizing Envestnet-developed UMA models for portfolio construction.

ESG / Sustainable investing Tax-loss harvesting Retirement income strategy
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