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Aaron S
Series 63
Wolcott, CT
Farmingbury Financial Services, LLC
Aaron Schroeder is the sole advisor at Farmingbury Financial Services, LLC in Wolcott, CT. He holds a Series 63 designation and has 26 years of industry experience, having worked at Farmingbury Financial Services since 1990. In addition to his advisory role, he is a Connecticut licensed insurance producer. Farmingbury Financial Services provides personalized financial planning, consulting, and portfolio management to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and businesses. The firm follows an efficient market philosophy using Modern Portfolio Theory, emphasizing asset allocation and periodic rebalancing, and often refers clients to third-party advisers while maintaining primarily non-discretionary oversight.
Daniel G
CFP®, CFA®, Series 63, Series 65
Newtown, CT
Iron Path Wealth Management, Inc.
Daniel Granucci is a CFP® and CFA® credentialed financial advisor with 20 years of industry experience. He has worked at Iron Path Wealth Management, Inc. since 2020 and previously held roles at Feehan Financial Services and Reby Advisors. Iron Path Wealth Management provides tailored investment management and financial planning to individuals, high-net-worth clients, and business owners. The firm combines discretionary portfolio management with project-based and ongoing planning, utilizing fundamental and cyclical analysis alongside modern portfolio theory to guide asset allocation and risk management.
Robert B
PFS™
Carmel, CA
Bleeck Financial Management, Inc.
Robert Bleeck is the principal of Bleeck Financial Management, Inc. in Carmel, CA, with 25 years of industry experience. He holds the PFS™ designation and is also a Certified Public Accountant, maintaining an active accounting practice alongside his advisory work. Bleeck has been with his firm since 1982. Bleeck Financial Management, Inc. provides investment advisory and financial planning services to individuals, trusts, estates, charitable organizations, corporations, and pension plans. The firm combines CPA services with portfolio management, employing multiple analytical approaches and managing discretionary accounts primarily through Charles Schwab.
Ross R
PFS™
Newtown, CT
Riskin Wealth Management, LLC
Ross Riskin is a financial advisor with Riskin Wealth Management, LLC in Newtown, CT. He holds the PFS™ designation and has six years of industry experience. In addition to his advisory role, Riskin is an owner and Vice President of a public accounting firm, Riskin & Riskin, PC, and serves as Chief Creative Officer of visiWealth, LLC, an educational content company. He also works as a Senior Strategy Advisor for the Investments & Wealth Institute and serves on the Advisory Council for the American Institute of Certified College Financial Consultants. Riskin Wealth Management provides investment management and financial planning services to individuals and high-net-worth clients, offering discretionary portfolio management and held-away account services. The firm emphasizes a Modern Portfolio Theory-based, primarily passive investment approach supplemented by fundamental and cyclical analysis, and offers specialized financial planning in education funding and employee benefit plan advisory.
Robert S
Series 63, Series 65
Washington, CT
Goodstead
Robert Swigert is a financial advisor at Goodstead with seven years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Tyr Partners LP since 2016 and Cityblock Health, Inc. from 2018 to 2019. Swigert also serves as a lecturer in Finance and Economics at Columbia Business School and SUNY Maritime College and is involved in operational oversight for El Menudo Cuenta. Goodstead provides investment management and financial planning to a range of clients including individuals, trusts, and nonprofit organizations. The firm employs a risk-budgeting framework that balances lower- and higher-risk strategies, uses a combination of quantitative models and fundamental analysis, and maintains a unique registration with the CFTC as a Commodity Trading Advisor supporting commodity and systematic trading within its investment approach.
Robert S
ChFC®, Series 63, Series 65
Newtown, CT
RLS Financial Group, Inc.
Robert Shohet is a financial advisor at RLS Financial Group, Inc. He holds the ChFC® designation and Series 63 and 65 licenses, with 28 years of industry experience. His career includes long-term roles at Great American Advisors, PMG Securities Corporation, The Guardian Life Insurance Co, and his own consulting businesses. Shohet is also active as an insurance agent and provides consulting services as a sole proprietor. RLS Financial Group is an independent advisory firm serving individuals, trusts, business owners, and various institutional clients. The firm employs a combination of fundamental, technical, and behavioral analysis to manage portfolios actively and passively, and it is notable for its affiliated pension consulting practice and actuarial expertise supporting retirement plan design and administration.
Sam S
Series 63, Series 65
Southbury, CT
Shehu Asset Management, LLC
Sam Shehu is the sole advisor at Shehu Asset Management, LLC in Southbury, CT, holding Series 63 and Series 65 designations with 25 years of industry experience. His prior work includes tenures at LPL Financial LLC, Wells Fargo Clearing, and Prudential Equity Group, LLC. Outside of financial services, he manages a self-service laundry business in Thomaston, CT. Shehu Asset Management provides financial planning and discretionary portfolio management to individuals, small businesses, pensions, trusts, estates, charitable organizations, and corporations. The firm uses proprietary modeling tools to tailor portfolios, which typically include equities, ETFs, and options, to each client’s demographics and risk tolerance.
Nathaniel B
CFP®, Series 63
Watertown, CT
Burne Financial Concepts, LLC
Nathaniel Burne is a CFP® professional with 31 years of industry experience. He is the principal at Burne Financial Concepts, LLC, an independent advisory firm he has led since 2018. Prior to that, he worked for a decade at Cambridge Investment Research Advisors Inc. Outside of his advisory work, Burne serves as treasurer for the Watertown Volunteer Fire Department. Burne Financial Concepts manages approximately $113.7 million for about 144 clients, including individuals, high-net-worth clients, charitable organizations, and pension/profit-sharing plans. The firm offers discretionary investment management, financial planning, and retirement plan advisory services, emphasizing customized, primarily long-term portfolios that utilize low-cost diversified mutual funds and ETFs alongside selected individual securities.
Samuel K
Series 63, Series 65
Cheshire, CT
Soundview Private Wealth Advisors
Samuel Kaplowitz is a financial advisor at Soundview Private Wealth Advisors with 15 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Merrill for 11 years followed by Breachway Investments LLC for three years. He is also involved with Swan Cottage LLC. Soundview Private Wealth Advisors provides discretionary asset management and financial planning primarily for individuals and high-net-worth clients. The firm customizes investment programs based on clients’ goals, time horizons, and risk tolerances, employing Modern Portfolio Theory along with technical analysis and charting.
Neil H
CFP®, ChFC®, RICP®
Wallingford, CT
One Mile Financial Planning, LLC
We believe meaningful financial planning is built on education, genuine partnership, and walking alongside you as you make life's most defining decisions. We are an independent, advice-only financial planning practice. We do not manage investment accounts, sell financial products, or earn commissions. Instead, we sit on the same side of the table as our clients. Our goal is never to tell you what to do, but to help you understand your choices, see what it looks like in practice to implement an idea, and build a clear, plain-English roadmap together. We walk with clients through two transparent, flat-fee ways of working together: Subscription-Based (Ongoing Partnership): Built for growth-minded couples and professionals in their 20s and 30s who are combining their lives and building their financial foundation. Merging accounts, buying a home, or balancing different money habits can create tension. We walk with you as an ongoing guide: helping you organize your money, align joint cash flow, navigate taxes, and build simple, automated habits so you can grow together with peace of mind. Project-Based (Focused Roadmaps): Designed for individuals and families seeking dedicated guidance on a specific transition or major milestone without an ongoing commitment. Whether you are navigating a career change, evaluating retirement readiness, or exploring one of our favorite areas; designing a thoughtful legacy and giving plan to pass assets to loved ones and non-profits, we educate you on how the pieces connect so you can make informed decisions. Our Commitment to Servant Leadership: To us, servant leadership means approaching every conversation with humility, patience, and complete honesty. We believe money is simply a tool to create personal freedom, care for family, give back, and live with purpose. You always retain complete control of your money, with a trusted partner walking beside you.
Ronald I
CFP®, Series 65
Woodbury, CT
Ronald J. Iannucci CFP
Ronald Iannucci is the sole advisor at Ronald J. Iannucci CFP, an independent firm based in Woodbury, CT. He holds the CFP® designation and has 26 years of industry experience. Prior to founding his current firm, he worked at Comprehensive Capital Management, Inc. and Comprehensive Asset Management and Servicing, Inc. Additionally, he is involved in mortgage origination through First World Mortgage and has been a licensed insurance agent since 1990. The firm provides investment advisory and portfolio management services primarily to individual clients, managing approximately $3.1 million in assets across 53 accounts. It also offers tax preparation and insurance products alongside its investment services.
Brooke W
CFP®, Series 63, Series 65
Middlebury, CT
Weise Financial Wellness
Brooke Weise is a CERTIFIED FINANCIAL PLANNER™ professional with five years of industry experience. She is the principal of Weise Financial Wellness, an independent advisory firm, and has previously worked with firms including Grady & Riley, LLP and Ellevest. Outside of financial advising, she has experience operating small businesses in tree services and holiday decor. Weise Financial Wellness is a fee-only advisory firm that provides comprehensive financial planning services to individuals and high-net-worth clients. The firm focuses on a holistic, goals-driven planning process and offers ongoing and project-based financial planning without managing or custodizing client assets.
Brian W
Series 66
Southington, CT
Northshire Consulting, LLC
Brian Williams is a financial advisor at Northshire Consulting, LLC in Southington, CT, with 24 years of industry experience. He holds a Series 66 designation and has worked at several firms including Triad Advisors, Inc., Future Benefits, Inc., and Ameriprise. He has operated Northshire Consulting since 2018. Northshire Consulting provides investment advisory and financial planning services to individuals, families, charitable organizations, and retirement plans. The firm focuses on diversified portfolios combining active and passive mutual funds, with an emphasis on conservative cash instruments and acts as an ERISA §3(38) fiduciary for retirement plans, handling discretionary authority and coordination with plan participants and recordkeepers.
David R
Series 63, Series 65
Burlington, CT
Rioux & Company, LLC
David Rioux is the sole advisor at Rioux & Company, LLC, an independent firm based in Burlington, CT. He holds Series 63 and Series 65 licenses and has 28 years of industry experience, having led his firm since 1996. Rioux & Company LLC provides discretionary portfolio management to individuals, high-net-worth clients, qualified retirement plans, trusts, foundations, and charitable organizations. The firm constructs portfolios using a range of instruments and employs derivative strategies with client consent, applying modern portfolio theory alongside fundamental and technical analysis.
Benjamin S
Series 63, Series 65
Farmington, CT
Haviland & Sams, LLC
Benjamin Sams is a financial advisor at Haviland & Sams, LLC with 20 years of industry experience. He holds Series 63 and Series 65 designations and has been with Haviland & Sams since 2010. Sams is also the managing member of Sams Family Investment, LLC, a family investment vehicle. Haviland & Sams serves corporations, individuals, families, business owners, and professionals by providing financial modeling, wealth management, independent investment manager search, and consulting services. The firm acts as a strategist and advisor, focusing on investment policy development and manager identification, without directly managing client assets or accepting discretionary trading authority.
Dawn L
ChFC®, Series 63, Series 65
Plainville, CT
Bright Advisors
Dawn Landino is a financial advisor at Bright Advisors with 25 years of industry experience. She holds the ChFC® designation along with Series 63 and Series 65 licenses. Prior to joining Bright Advisors in 2026, she worked at Mass Mutual Investors Services and MetLife Securities Inc. Dawn is also the owner and manager of Compass Financial Architects, where she provides life, health, and disability insurance to clients. Bright Advisors, founded in 2024, offers investment management, financial planning, and consulting services to ultra-high-net-worth families, family offices, foundations, corporations, and individuals with complex financial needs. The firm employs a multi-dimensional, client-centered process with portfolios implemented through various managed account structures and emphasizes the selection and oversight of third-party advisers as part of its investment approach.
Richard L
Series 63, Series 65
Cheshire, CT
Charter Oak Asset Management, Inc.
Richard Leukart is a financial advisor with Charter Oak Asset Management, Inc. in Cheshire, CT, holding Series 63 and Series 65 licenses and bringing 18 years of industry experience. He has been with Charter Oak since 2007. Outside of his advisory role, Leukart is co-owner of Seventy West, LLC, an LLC established to manage rental property. Charter Oak Asset Management serves individuals, retirement programs, trusts, corporations, and non-profits by providing discretionary investment management through proprietary Managed Account Programs, consulting, and fixed-income purchase advisory services. The firm emphasizes strategic asset allocation and active management informed by chart analysis and economic indicators, and it provides clients with regular performance reporting and access to insurance products.
David G
Series 63, Series 65
Farmington, CT
Successful Wealth Strategies, LLC
David Gibbs is a financial advisor with Successful Wealth Strategies, LLC, holding Series 63 and Series 65 licenses and bringing 40 years of industry experience. His prior roles include positions at LPL Financial LLC and National Planning Corporation, and he has operated Gibbs Financial Services, LLC since 2014. Successful Wealth Strategies serves individuals, business entities, trusts, estates, and retirement plans with services including money coaching, financial planning, investment management, and qualified plan consulting. The firm emphasizes a behavioral-first planning process and offers diversified portfolio management alongside educational seminars and coaching integrated into client planning.
Corrin B
CFP®, Series 63
Farmington, CT
Successful Wealth Strategies, LLC
Corrin Burke is a CFP® with 26 years of industry experience, currently serving at Successful Wealth Strategies, LLC since 2017. She previously worked at Conscious Capital Wealth Management, LLC and J.W. Cole Financial, Inc. Burke is treasurer of the nonprofit organization Love Has a Home. Successful Wealth Strategies, LLC provides investment advisory and planning services to individuals, business entities, retirement plans, trusts, and nonprofits. The firm uses a behavioral investment approach combined with money coaching and business archetype coaching, offering portfolio management alongside educational meetings and employee participant services.
Morris A
ChFC®, Series 63, Series 65
Cheshire, CT
Crionna Wealth LLC
Morris Armstrong is an advisor at Crionna Wealth LLC with the ChFC® designation and Series 63 and 65 licenses. He has been with Crionna Wealth since 2026 and has 25 years of experience as the owner of Morris Armstrong EA LLC, a tax resolution and preparation firm. Crionna Wealth serves individuals, trusts, estates, charitable organizations, and business entities by providing discretionary asset management, financial planning, and retirement-plan advisory services. The firm manages approximately $65.6 million in discretionary assets and utilizes a discretionary investment approach that often incorporates third-party sub-advisors and fundamental analysis to construct customized portfolios.
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