Christopher Crocker is a financial advisor with Cetera, holding Series 63 and Series 66 designations and seven years of industry experience. His work history includes roles at Cetera since 2019 and prior experience at Foresters Financial Services and Siena College. Outside of his advisory duties, Crocker is involved in soccer officiating, serving as a US Soccer referee since 2009 and holding voting positions on multiple soccer officials' executive committees. Cetera Investment Advisers LLC is an SEC-registered firm serving individual investors, retirement plans, corporate, charitable, and institutional clients through a nationwide network of over 10,000 advisors. The firm offers a variety of portfolio management and financial planning services with a multi-manager platform that includes affiliated and third-party managers, supporting both discretionary and non-discretionary account structures.

Adam Mc Neill is the sole advisor at McNeill Capital, LLC, an independent advisory firm based in Saratoga Springs, NY. He holds a Series 66 designation and has four years of industry experience. Prior to founding McNeill Capital, he was with McNeill Financial Group, LLC from 2010 to the present. McNeill Capital, LLC is an SEC-registered, fee-only firm serving high-net-worth individuals, trustees, charitable organizations, and employer-sponsored retirement plans. The firm focuses on strategic asset allocation using a core-and-satellite approach with actively managed mutual funds and passive ETFs, offering comprehensive financial planning, discretionary investment management, and retirement-plan consulting.

Joshua Moraski is a financial advisor at Nightgale Wealth Management LLC in Schenectady, NY, holding Series 65 and Series 66 designations with one year of industry experience. Prior to his current role, he worked as an independent insurance agent for RIA Insurance Solutions, a division of Financial Independence Group (FIG). Nightingale Wealth Management LLC provides discretionary asset management and financial planning services to individuals, high-net-worth clients, trusts, estates, and business entities. The firm customizes investment programs based on clients’ goals, time horizons, and risk tolerances, utilizing fundamental and technical analysis along with Modern Portfolio Theory.

Robert Holbrook is a financial advisor with Bob Holbrook Holdings LLC, holding a Series 66 designation and 24 years of industry experience. He previously worked at G.A. Repple & Company for 14 years and has operated as a sole proprietor since 2009. Outside of his advisory work, he runs a retail store on eBay selling fishing equipment. Bob Holbrook Holdings is a solo-registered investment adviser serving individual clients and retirement plans, managing about $10 million across 68 accounts. The firm employs fundamental analysis combined with hedging strategies, including options trading and margin, and provides ERISA plan services with both limited-scope and discretionary fiduciary roles.

Darren Leader is a CFA® charterholder with eight years of industry experience, currently serving as the sole advisor at Acacia Grove Wealth Management in Schenectady, NY. His prior experience includes roles at Simmons Capital Group and Purshe Kaplan Sterling Investments. Acacia Grove Wealth Management provides discretionary investment management, financial planning, and project-based investment consulting to individuals, trusts, estates, charitable organizations, corporations, and other business entities. The firm employs a tactical allocation approach focused on risk reduction and performance enhancement, primarily using ETFs, mutual funds, and certificates of deposit, and manages approximately $41.6 million for a select client base.

Cynthia Zalewsky is a CFP®-certified financial advisor with Saratoga Investment Solutions Inc. in Saratoga Springs, NY, bringing 4 years of industry experience. She has been affiliated with Saratoga Investment Solutions and Commonwealth Financial Network since 2000. Outside of finance, she has long-term involvement with several health and fitness businesses, including Total Body Infecta, Golds Gym, Visions Health & Fitness, and Training Unlimited. Saratoga Investment Solutions provides financial life planning and investment advisory services to individuals and certain businesses, focusing on retirement, income distribution, estate, and elder-care planning. The firm offers individualized portfolio management and operates on a non-discretionary, client-directed basis using retainer and hourly billing without commissions or percentage-of-AUM fees.

Thomas Dubois is the sole advisor at Dubois Capital Management LLC in Saratoga Springs, NY. He holds a Series 65 designation and has two years of industry experience. Prior to founding his firm, he worked at Sentio and Exabel, among other roles. Outside of financial advising, he serves as an Enterprise Account Executive at a software company, Daloopa. Dubois Capital Management LLC provides discretionary asset management, financial planning, and consulting services primarily to individual and business clients. The firm offers tailored investment strategies based on clients’ goals and risk tolerance, combining fundamental and technical analysis, and is notable for regularly conducting public educational seminars and workshops.

Lanny Rosenbaum is a financial advisor at SIP Financial Services with 4 years of industry experience. He holds a Series 66 designation and has been with SIP Financial Services since 2007. SIP Financial Services provides financial planning, portfolio management, and pension consulting to a diverse client base, including pension and profit-sharing plans, charitable organizations, trusts, estates, corporations, and other business entities. The firm offers customized investment advice primarily on a non-discretionary basis, utilizing fundamental, technical, and cyclical analysis, and incorporates a range of trading strategies tailored to client objectives and risk tolerance.

Paul Gemmiti is a CFP® and Series 63 credentialed financial advisor with four years of industry experience. He is the principal of Portfolio Allocators LLC, an independent advisory firm based in Saratoga Springs, NY. In addition to his advisory role, he operates a CPA tax preparation practice, Paul J Gemmiti CPA PLLC, which he has owned since 1985, primarily preparing individual, corporate, nonprofit, and trust tax returns. Portfolio Allocators LLC serves a small group of individual clients and a charitable foundation by providing tax consultation and related advisory services connected to clients’ investment portfolios. The firm does not manage portfolios directly but refers clients to unaffiliated investment advisors while focusing on coordinating tax-related matters and advising on investment risk.

Scott Griffin is the principal of Griffin Financial Services, an independent advisory firm based in Rotterdam Junction, NY. He holds Series 63 and Series 65 licenses and has 33 years of industry experience. Griffin has been with Griffin Financial Services since 1996 and has also worked at APW Capital, Inc. since 2005. Griffin Financial Services provides investment advisory services to individuals, trusts, estates, charitable organizations, and small businesses, managing approximately $7.25 million in discretionary assets. The firm utilizes a combination of fundamental and technical analysis alongside third-party research, offering portfolio management across a variety of securities with regular account reviews.

James Reale is the president of Reale Managed Assets, Inc. in Clifton Park, NY, with 38 years of industry experience. He has held roles at StoneX Securities Inc. since 2014 and has led his own firm since 2003. In addition to his advisory work, he is a licensed financial representative and insurance agent involved in investments, life insurance, long-term care, and fixed annuities. Reale Managed Assets, Inc. serves individual investors, high-net-worth clients, retirement plan participants, and trusts by providing discretionary mutual fund timing and exchange services. The firm focuses on shifting assets between aggressive and defensive mutual fund positions based on technical, fundamental, and cyclical market indicators through daily implemented signals.

Charles Mopsik is a financial advisor with Even Keel Advisors in Saratoga Springs, NY, holding a Series 66 designation and 12 years of industry experience. His prior roles include positions at Encore Vet Group, Continuum Wealth Advisors, Transamerica Financial Advisors, and Pet Partners LLC. Outside of advisory work, he owns Nimble Nano Inc., a company that manufactures magnetic aquarium glass cleaners, and serves on the boards of the Palamountain Scholarship Benefit Executive Planning Committee and Saratoga Springs Temple Sinai. Even Keel Advisors provides investment management, financial planning, business consulting, and employee benefit consulting to individuals, high-net-worth clients, corporations, and plan sponsors. The firm combines fundamental analysis with modern portfolio theory, integrating passive and active strategies tailored to client objectives and risk tolerance, and offers educational programs and pension consulting services.

Barbara Bouchey is the principal of Barbara J. Bouchey Asset Management, Inc., an independent advisory firm based in Saratoga Springs, NY. She holds the CFP® designation and Series 63 license, and has 39 years of industry experience. Prior to founding her firm in 1996, she worked at Castle Hill Capital Partners, Inc. from 2015 to 2021. Barbara J. Bouchey Asset Management, Inc. provides investment advisory, financial planning, and consulting services to individual investors, retirement-plan participants, and variable annuity owners. The firm uses a client-level suitability assessment to guide asset allocation through SEI models and institutional managers, primarily managing assets on a non-discretionary basis via a third-party wrap-fee platform.

James Cox is a CFP® and ChFC® with 12 years of industry experience. He is the sole advisor at Peak Wealth Management, an independent firm he joined in 2024. His previous roles include positions at Continuum Wealth Advisors, Purshe Kaplan Sterling Investments, and Retirement Planning Group, among others. Peak Wealth Management provides discretionary portfolio management and comprehensive financial planning to individuals and high-net-worth clients. The firm employs a mix of passive and active strategies based on Modern Portfolio Theory, focusing on long-term holdings tailored to risk tolerance and tax considerations.

David Kopyc is an investment advisor representative with Retirement Planning Group, LLC, holding Series 63 and Series 66 licenses and bringing 39 years of industry experience. He has worked with firms including Purshe Kaplan Sterling Investments and Ameritas Investment Corp. In addition to his advisory duties, he hosts a retirement planning radio show. Retirement Planning Group provides discretionary wealth management and comprehensive financial planning to individuals, high-net-worth clients, charitable organizations, and corporations. The five-adviser team manages approximately $375 million for over 1,000 clients, employing a primarily long-term, diversified investment approach with ongoing portfolio monitoring and rebalancing.

Joseph Polsinelli is a financial advisor at Nottingham Wealth Partners, Inc. with 30 years of industry experience. He holds Series 65 and Series 63 credentials and has worked at firms including LPL Financial, Cetera, and OneGroup Wealth Partners. Polsinelli also serves as a trustee for a family member’s irrevocable trust and is the owner of Empire State Asset Management LLC. Nottingham Wealth Partners provides fee-based discretionary investment management and financial planning services to individuals, high net worth clients, trusts, estates, businesses, charitable organizations, and retirement plans. The firm employs a primarily long-term investment approach based on fundamental analysis, utilizing low-cost diversified funds, ETFs, and select individual securities.

Sandy Moi is a financial advisor at WPM Wealth Advisors LLC with 27 years of industry experience. She holds a Series 63 designation and has a background that includes roles at Avantax Advisory Services and Avantax Investment Services, Inc. Additionally, she manages Sandy S. Moi, CPA LLC, an accounting and insurance brokerage firm. WPM Wealth Advisors LLC provides discretionary portfolio management primarily to individual and high-net-worth clients through a firm-sponsored wrap fee program. The firm employs a multi-disciplinary investment approach incorporating various analytical methods and strategies, including long-term investing and short-term trading.

William Gamello is a financial advisor with WPM Wealth Advisors LLC in Saratoga Springs, NY, holding Series 63 and Series 66 licenses and bringing 36 years of industry experience. His prior work includes roles at Dinosaur Financial Group and DLG Wealth Management. Outside of advising, he manages an apartment rental business. WPM Wealth Advisors LLC provides discretionary portfolio management primarily to individual and high-net-worth clients through a firm-sponsored wrap fee program. The firm employs a multi-disciplinary investment approach that incorporates various analytical methods and strategies, ranging from long-term investing to short-term trading.

Michael Testa is a financial advisor with Tailored Wealth Solutions, holding a Series 66 designation and 21 years of industry experience. His prior roles include positions at Tarella and Testa Financial Group and Eagle Strategies (NY Life). Tailored Wealth Solutions provides discretionary asset management and comprehensive financial planning for individuals, high-net-worth clients, businesses, and retirement plans. The firm employs customized investment strategies with a focus on client education and utilizes a range of investment instruments, managing approximately $271.8 million in discretionary assets.

Nicholas Parisi is a financial advisor at Retirement Planning Group, LLC with one year of industry experience. He holds a Series 66 designation and has worked previously at Purshe Kaplan Sterling Investments and The Investment Center, Inc. Outside of his advisory roles, he is involved with PlayersTV, LLC. Retirement Planning Group provides discretionary wealth management and comprehensive financial planning to individuals, high-net-worth clients, charitable organizations, and corporations. The firm employs a primarily long-term, diversified investment approach utilizing low-cost mutual funds and ETFs, bonds, and options, managing approximately $375 million across over 1,000 clients.