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Alexander F

Series 65, Series 63

Limerick, ME

Empower Advisory Group

Alexander Fallon is a financial advisor with Empower Advisory Group, holding Series 65 and Series 63 licenses and one year of industry experience. His prior work includes positions at Fifth Third Bank, Alliance Financial Group, and various roles outside finance, such as at Stockbridge Golf Club and Spring Run Golf Club. Empower Advisory Group provides financial planning and investment management primarily to employer-sponsored retirement plan sponsors and their participants, as well as to Empower Premier IRA and retail brokerage clients. The firm’s services integrate with Empower’s recordkeeping and administrative platforms, emphasizing long-term portfolio returns and annual rebalancing within client-selected plan lineups.

General retirement planning Retirement income strategy Social Security optimization Debt management College savings (529s, UTMA, etc.)
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Clark W

Series 66, Series 63

West Baldwin, ME

Empower Advisory Group

Clark Welch is a financial advisor at Empower Advisory Group with 26 years of industry experience. He holds Series 66 and Series 63 designations and previously worked at Gwfs Equities, Inc. for 11 years. Welch serves on the board of directors for Derry Pathfinders, a nonprofit snowmobile club. Empower Advisory Group provides financial planning and investment management primarily to employer-sponsored retirement plan sponsors and their participants, as well as certain IRA and retail brokerage clients, using an integrated model aligned with Empower’s recordkeeping platforms.

General retirement planning Retirement income strategy Social Security optimization Debt management College savings (529s, UTMA, etc.)
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Joshua W

Series 66

Freedom, NH

Commonwealth Financial Network

Joshua Wilson is a financial advisor with Commonwealth Financial Network, holding a Series 66 designation and 11 years of industry experience. His prior roles include positions at PIN Wealth, LLC, Purshe Kaplan Sterling Investments, and Securities America, Inc. He is a co-owner of PIN Wealth, LLC and PIN Insurance, Inc., both of which facilitate securities, advisory, and insurance business. Commonwealth Financial Network is a dual-registered broker/dealer and SEC-registered investment adviser that supports a national network of approximately 2,900 advisors and manages over $212 billion in client assets. The firm provides a comprehensive platform including managed-account programs, access to third-party asset managers, and custody services.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement income strategy Founder/Business Owner Executive Retired
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Michael M

Series 63, Series 65

Sanbornville, NH

Principal Financial Services

Michael Murray is a financial advisor with Principal Financial Services based in Sanbornville, NH. He holds Series 63 and Series 65 licenses and has 33 years of industry experience. His prior roles include positions at Lincoln Financial Advisors and Lincoln Financial Securities Corporation before joining Principal in 2018. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and active-duty U.S. military personnel overseas. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager solutions through various advisory and promoter arrangements.

Retired Founder/Business Owner
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Cody G

Series 66, Series 63

Shapleigh, ME

Fidelity

Cody Gullikson is a financial advisor at Fidelity with Series 66 and Series 63 licenses and four years of industry experience. His prior work spans roles at Fidelity Investments and various companies including Sysco and Springfield College. Fidelity’s Strategic Advisers LLC provides investment management and advisory services to retail and institutional investors, employing a process that combines fundamental research with quantitative analysis and algorithmic portfolio construction. The firm also serves multiple registered investment companies and utilizes systematic methodologies and AI-driven research in managing model portfolios.

Charitable giving & philanthropy Active portfolio management
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Gregory P

Series 66

West Newfield, ME

Thrivent Investment Management

Gregory Powers is a financial advisor with Thrivent Investment Management, holding a Series 66 designation and 24 years of industry experience. He has been with Thrivent Financial for Lutherans and Thrivent Investment Management since 2002. Outside of his advisory role, he serves as Junior Warden on the Vestry of St. John the Baptist Episcopal Church, participating in property management and church operations. Thrivent Investment Management provides Dedicated Planning Services to individuals, families, businesses, and nonprofit clients, focusing on holistic, goal-based financial planning without discretionary trading authority. The firm offers a managed-account program and periodic plan reviews, emphasizing planning delivered through a large network of financial advisors rather than institutional portfolio management.

Business ownership considerations
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Marjorie A

Series 63, Series 65

Freedom, NH

Cetera

Marjorie Amico is a financial advisor with Cetera, holding Series 63 and Series 65 credentials and 38 years of industry experience. Her career includes long tenures at Waddell & Reed, Inc. and various insurance carriers before joining Cetera in 2022. Outside of her advisory role, she is a co-owner of Queen House, LLC. Cetera Investment Advisers LLC serves individual and institutional clients through a nationwide network of advisors, offering a range of portfolio management, retirement services, and financial planning solutions. The firm operates a multi-manager platform with diverse program options and oversees approximately $256 billion in assets.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Lesley W

Series 66

Standish, ME

Cetera

Lesley Warn is a financial advisor at Cetera with four years of industry experience. She holds a Series 66 designation and previously worked at LPL Financial LLC and Gorham Savings Bank. Outside of her advisory role, she is involved with MCB Wealth Management, a related business entity focusing on investment relationships. Cetera Investment Advisers LLC serves a broad range of clients including individuals, employer-sponsored retirement plans, corporate and charitable clients, and institutional accounts. The firm offers diverse portfolio management options and financial planning services through a multi-manager platform that features both affiliated and unaffiliated managers.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Dana P

ChFC®, Series 63, Series 65

Acton, ME

LPL Enterprise

Dana Pelkey is a financial advisor with LPL Enterprise, holding the ChFC® designation and Series 63 and 65 licenses, with 26 years of industry experience. Prior to joining LPL Enterprise in 2024, Pelkey worked extensively with Prudential Insurance Company of America and Pruco Securities, LLC, spanning two decades. LPL Enterprise provides investment advisory and brokerage services to a diverse client base including individual and high-net-worth investors, retirement plans, banks, and charitable entities. The firm’s investment approach is model-driven, leveraging portfolios developed by internal and third-party strategists, and it offers a range of services including financial planning, access to third-party asset managers, and insurance products through affiliated entities.

Tax-loss harvesting
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