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Huihwan Y
Series 63, Series 65
Langley, WA
Waterhill Capital, LLC
Huihwan Yu is the sole advisor at Waterhill Capital, LLC, an independent registered investment adviser based in Kirkland, WA. He holds Series 63 and Series 65 licenses and has 14 years of industry experience. Mr. Yu has managed Waterhill Capital since 2014. Waterhill Capital provides discretionary portfolio management to individual investors, including IRAs and trusts, as well as limited partners in a private investment partnership. The firm focuses on long-term capital appreciation with an emphasis on capital preservation, employing a "go anywhere, buy anything" investment approach across publicly traded securities without using leverage or private securities.
William B
Series 63, Series 65
Port Townsend, WA
Olympic Financial Advisors, LLC
William Beezley is a financial advisor at Olympic Financial Advisors, LLC with 10 years of industry experience. He holds the Series 63 and Series 65 designations and previously worked with East Jefferson Fire Rescue for nine years. Olympic Financial Advisors provides investment management and comprehensive financial planning to individuals, high-net-worth clients, foundations, nonprofits, and business entities. The firm follows a fundamental analysis and passive, asset-allocation focused approach using low-cost index funds and ETFs, emphasizing long-term allocation, tax efficiency, and limited trading.
Thomas N
CFP®, Series 65
Langley, WA
Quantum Financial Planning LLC
Thomas Nowak is a CFP® professional with 21 years of industry experience, currently serving as the sole advisor at Quantum Financial Planning LLC in Langley, WA. He has been with the firm since 2005. Nowak is also a published author on low-fee socially responsible and vegan investing, earning royalty income from his books. Quantum Financial Planning LLC provides financial planning and investment consultation to individuals, families, and small organizations, including retirement-plan advice and rollovers. The firm offers hourly, fee-for-service advice emphasizing long-term, diversified, tax-efficient, and low-cost investment strategies without ongoing discretionary management.
William S
Series 66
Mukilteo, WA
WMS Wealth Management LLC
William Swayne is a financial advisor at WMS Wealth Management LLC with 23 years of industry experience. He holds the Series 66 designation and has worked at several firms including Integrity Brokerage, LLC, Cabot Lodge Securities LLC, and Independent Financial Group. He is also involved with WMS Consultants, LLC, where he provides insurance consulting services. WMS Wealth Management LLC offers discretionary investment management and financial planning services to individuals, trusts, estates, charitable organizations, and retirement plans. The firm employs both active and passive investment strategies and conducts regular portfolio reviews, serving clients on a fee-only asset-under-management basis.
Stephen G
Series 63, Series 65
Langley, WA
Sound Investment Strategies, Inc.
Stephen Guss is a financial advisor at Sound Investment Strategies, Inc. in Langley, WA, with 20 years of industry experience. He has held his current position since 2007, following a year at Stifel Independent Advisors, LLC. Guss holds Series 63 and Series 65 designations. Sound Investment Strategies serves individuals, including high-net-worth clients, as well as pension and profit-sharing plans, trusts, estates, and corporations. The firm provides discretionary portfolio management, ongoing advisory services, standalone financial planning, and an option-income service that writes covered calls for income generation and hedging.
Cameron R
Series 63, Series 65
Lynwood, WA
Anchor Financial
Cameron Reed is a financial advisor at Anchor Financial with six years of industry experience. He holds Series 63 and Series 65 licenses. In addition to his role at Anchor Financial, Mr. Reed owns and oversees an insurance sales organization focused on Medicare products, operating The Medicare Exchange since 2013. Anchor Financial primarily serves individual clients with discretionary asset management centered on mutual funds and ETFs, tailoring strategies to client goals and using a combination of fundamental, technical, and charting analysis. The firm, which manages approximately $5.7 million in assets, also provides retirement plan services and facilitates referrals to third-party managers.
Corey L
Series 63, Series 65
Lynwood, WA
Anchor Financial
Corey La Shells is a financial advisor at Anchor Financial with 11 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including Gradient Securities, Packerland Brokerage Services, and Questar Asset Management. In addition to his advisory role, he manages and trains agents at The Medicare Exchange, where he has been involved since 2014. Anchor Financial serves individual investors and sponsors of qualified retirement plans, managing approximately $7 million across 56 client relationships. The firm provides discretionary asset management primarily focused on mutual funds and ETFs, along with ERISA 3(38) fiduciary services and third-party manager referrals.
Candace S
Series 65
Mukilteo, WA
WMS Wealth Management LLC
Candace Swayne is a financial advisor at WMS Wealth Management LLC with nine years of industry experience. She holds a Series 65 designation and previously worked at SANDLAPPER Wealth Management, LLC and Pacific West Securities, Inc. Outside of her advisory role, Candace supports operations at Chelan Ridge Winery, assisting with wine sales, staff management, and customer service. WMS Wealth Management LLC provides investment management, supervisory services, and occasional financial planning for individuals, trusts, estates, charitable organizations, pension and profit-sharing plans, and business entities. The firm serves both high-net-worth and non-high-net-worth clients, managing portfolios with a combination of active and passive strategies tailored to client objectives and risk tolerance.
Tom P
Series 63, Series 66
Langley, WA
Peachcap Tax & Advisory, LLC
Tom Puentes is a financial advisor with PeachCap Tax & Advisory, LLC, holding Series 63 and Series 66 licenses and bringing 38 years of industry experience. He has worked with PeachCap since 2018 and previously spent four years with Kestra Private Wealth Services, LLC. Puentes serves on the boards of the Pacific Northwest Ballet and Seattle Opera, both nonprofit organizations. PeachCap Tax & Advisory, LLC is an SEC-registered firm with a team of six advisors managing approximately $147 million for individual and high-net-worth clients. The firm provides discretionary portfolio management, third-party adviser recommendations, and financial planning, utilizing diversified, model-based portfolios and a range of investment strategies tailored to client needs.
Andrew A
Series 65
Lynnwood, WA
Abraham & Co., Inc.
Andrew Amoroso is a financial advisor at Abraham & Co., Inc. in Lynnwood, WA, holding a Series 65 designation with four years of industry experience. Prior to joining Abraham & Co. in 2023, he worked at Thomas Consulting for six years and operated Amoroso Enterprises LLC, where he serves as a notary public. Abraham & Co., Inc. provides discretionary private asset management and related advisory services primarily to individual and high-net-worth clients, employing client-specific investment profiles and a combination of charting, fundamental, technical, and cyclical analysis to construct diversified portfolios that include mutual funds, ETFs, options, and selective small-cap holdings.
Sean B
Series 65
Mukilteo, WA
Simplicity wealth
Sean Bolen is a Series 65-licensed financial advisor with seven years of industry experience. He currently works at Simplicity Wealth and Harbourview Advisors, where he is also an owner and insurance agent selling primary principal protected products. His prior experience includes roles at Leverage Planners Wealth Management, Financial Engines Advisors L.L.C., and Edelman Financial Engines. Simplicity Wealth serves a diverse client base including individual and high-net-worth investors, retirement plans, corporate and institutional investors, and other financial firms. The firm employs a fund-of-funds approach using ETFs, mutual funds, and individual securities, offering model portfolios managed with ongoing monitoring and optional overlays such as tax optimization and customized screening.
Richard K
Series 63, Series 65
Coupeville, WA
First Advisors National, LLC
Richard Keppler is a financial advisor at First Advisors National, LLC with 14 years of industry experience. He holds Series 63 and Series 65 licenses and has worked with Alliance Fund Distributors, Inc. since 1995. In addition to his advisory role, Keppler is an independent insurance agent servicing clients in Coupeville, WA. First Advisors National provides investment management, asset allocation advice, and retirement plan consulting primarily to individual clients, overseeing approximately $506.8 million in discretionary assets. The firm focuses on selecting and monitoring third-party money managers and integrates tactical and strategic asset allocation methodologies with fundamental analysis.
Thomas B
Series 63, Series 65
Camano Island, WA
Wedbush Securities Inc.
Thomas Buckingham Jr. is a financial advisor with Wedbush Securities Inc. and holds Series 63 and Series 65 credentials. He has 57 years of industry experience, including ten years at First Wall Street Corp. and over 17 years at Wedbush Morgan Securities. He is also the owner of a quarterly investment newsletter published through 401K Planning Group, LLC, which he produces by gathering relevant investment data. Wedbush Securities offers investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients. The firm provides a range of wealth management solutions, including discretionary portfolio management, institutional research, and prime brokerage services.
Michael C
CFP®, Series 63, Series 65
Freeland, WA
Money Concepts Capital Corp
Michael Carter is a CFP® with 42 years of experience in financial advising. He has been with Money Concepts Capital Corp since 1994. Money Concepts Advisory Service provides portfolio management, financial planning, and consulting to individuals, pension and profit-sharing plans, trusts, charitable organizations, and corporations. The firm manages approximately $3.33 billion across about 14,700 clients through a range of managed programs and account structures, employing model portfolios, third-party sub-advisers, and both fundamental and technical analysis.
James F
CFP®, Series 63, Series 66
Freeland, WA
Commonwealth Financial Network
James Forsyth is a CFP® professional with 28 years of industry experience, currently serving at Commonwealth Financial Network since 2008. He holds Series 63 and Series 66 licenses. Forsyth is also the owner and president of James Forsyth, Inc., a private entity that facilitates securities, advisory, and insurance business. Commonwealth Financial Network is a registered investment adviser supporting a national network of approximately 2,950 advisors and their retail and institutional clients. The firm offers a variety of advisory programs and services, including discretionary model portfolios and personalized investment solutions, while providing operational and compliance support to affiliated advisors.
Stephanie G
CFP®, Series 63, Series 65
Port Townsend, WA
Commonwealth Financial Network
Stephanie Gale is a Certified Financial Planner (CFP®) with 30 years of industry experience. She is affiliated with Commonwealth Financial Network and Gale Investment Management, where she serves as Proprietor and President. Her career includes long-term roles at Commonwealth Financial Network since 2005 and managing her own investment advisory firm. Commonwealth Financial Network is a registered investment adviser serving a national network of approximately 2,950 advisors, offering various advisory programs and services including wealth management and retirement plan consulting. The firm supports its advisors with operations, trading, technology, investment management, compliance, and practice-management resources.
Blaine S
Series 66
Greenbank, WA
Commonwealth Financial Network
Blaine Shira is a financial advisor with Commonwealth Financial Network, holding a Series 66 credential and having 12 years of industry experience. He has worked at several firms including Raymond James Financial Services and LPL Financial. Shira is also the owner of Shira Financial, LLC, a private entity facilitating securities, advisory, and insurance business. Commonwealth Financial Network is a dual-registered broker/dealer and SEC-registered investment adviser serving a national network of approximately 2,900 affiliated advisors and managing around $212.7 billion in client assets. The firm offers a broad platform with discretionary and nondiscretionary managed-account programs, access to third-party asset managers, and a variety of investment options.
Randall R
CFP®, Series 66
Greenbank, WA
Equitable Advisors
Randall Robichaud is a CFP®-credentialed financial advisor with six years of industry experience, currently at Equitable Advisors. Prior to joining Equitable Advisors in 2025, he spent five years at Edward Jones and held positions at ZeOmega Inc. and Healthwise Inc. He serves as a board member of the Mukilteo Chamber of Commerce, a nonprofit community business organization. Equitable Advisors provides financial planning, retirement plan consulting, and asset-management services to individuals, pension plans, corporations, charitable organizations, and institutional clients. The firm utilizes a range of advisory programs and third-party asset managers, focusing on personalized client information and risk assessment to tailor investment solutions.
Michelle P
Series 66
Freeland, WA
Edward Jones
Michelle Padilla is a financial advisor at Edward Jones with a Series 66 designation and three years of industry experience. Her prior roles include positions at Merrill Lynch, Bank of America NA, and Opus Bank. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm offers a range of advisory programs, including discretionary and non-discretionary wrap fee strategies, separately managed accounts, and affiliated mutual funds, supported by a large nationwide network of financial advisors and branch offices.
Jason W
CFP®, Series 66
Port Ludlow, WA
LPL Financial
Jason Wright is a CFP® with nine years of industry experience, currently affiliated with LPL Financial since 2025. Prior to joining LPL, he worked at Edward Jones for nine years. He is involved with Wright Wealth Partners, a related business entity connected to his LPL practice. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services supported by model portfolios, third-party asset managers, and institutional platforms.
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