Top advisors in California
The right financial advisor for you depends on how you weigh location, expertise, experience, the clients they typically serve, and how they work with you.
You might consider a financial advisor in California when you're navigating complex local tax laws or planning for a major life event like buying a home or retiring. Without expertise in California's unique financial landscape, you risk missing opportunities or facing unexpected tax consequences.
- State-specific tax knowledge. Confirm how they handle California's tax brackets and deductions, which differ from federal rules.
- Local market insight. Ask about their experience with California's housing market and cost of living impacts on your financial plan.
- Regulatory awareness. Ensure they understand state regulations affecting retirement accounts and investment options.
- Long-term planning. Discuss how they incorporate California's economic trends into your retirement and estate strategies.
Here are top matches to get you started. Review each profile to compare experience, credentials, and approach.
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Jared F
Series 65
Huntington Beach, CA
Northwest Asset Management
Jared Fruth offers expertise in retirement income strategy and wealth management, making him well-suited for clients navigating California's unique financial landscape. Based in Huntington Beach, he provides flat-fee and negotiable AUM pricing through Northwest Asset Management, a firm managing $3.6 billion with a fiduciary approach that blends Modern Portfolio Theory and strategic asset allocation, distinguishing him from advisors with less comprehensive investment methodologies.
Experience: 4 years
Avg account: $1,472,895
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Scott M
Series 63, Series 65
New York, NY
Morgan Stanley
Scott Mahoney brings 34 years of experience and general estate planning guidance, which can support complex financial needs including those related to California's unique tax and regulatory environment. Based in New York with Morgan Stanley, a large firm offering extensive advisory programs and structured planning tools, he provides seasoned expertise that may differ from local advisors by leveraging broad investment resources and institutional support.
Experience: 34 years
Avg account: $670,481
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Elizabeth B
Series 66
Chicago, IL
J.P. Morgan Securities
Elizabeth Brown's extensive 26 years of experience and Series 66 license equip her to navigate complex financial landscapes, though she is based in Chicago rather than California. Affiliated with J.P. Morgan Securities, a large firm known for institutional consulting and customized performance reporting, she offers a 0.30% annual AUM fee and specializes in wealth management for executives and business owners, differentiating her from local advisors focused solely on California-specific tax and regulatory issues.
Experience: 26 years
Avg account: $318,381
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David H
Series 65
Corona, CA
Safeguard Investment Advisory Group, LLC
David Hart's 15 years of experience and Series 65 credential equip him to navigate California's complex financial landscape, including retirement income strategies and wealth management. As an independent advisor at Safeguard Investment Advisory Group, he offers discretionary portfolio management with a fundamental-analysis approach, serving a diverse client base including high-net-worth individuals, and charges a 2.15% AUM fee or hourly rates between $250 and $350.
Experience: 15 years
Avg account: $397,295
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Alan T
Series 63, Series 65
Los Angeles, CA
Regal Investment Advisors LLC
Alan Toman's expertise in active portfolio management and options strategies suits clients navigating California's complex financial landscape, including local tax and market considerations. Based in Los Angeles, he offers flat-fee and independent advisory services through Regal Investment Advisors LLC, which supports diverse clients with discretionary investment management and model portfolios, differentiating him from advisors with more traditional fee structures or less specialized investment approaches.
Experience: 9 years
Avg account: $332,705
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