Seasoned, options & derivatives strategies financial advisors in Cleveland, OH
The right financial advisor for you depends on how you weigh location, expertise, experience, the clients they typically serve, and how they work with you.
If you trade options or derivatives as part of your investment approach, you need an advisor who understands the complex risks and strategies involved. Without deep experience, it's easy to misprice risk or overlook how these instruments affect your overall portfolio.
- Risk management expertise. Ask how they assess and control the unique risks that options and derivatives introduce, beyond standard stock and bond volatility.
- Strategy alignment. Confirm they tailor options strategies to your financial goals and risk tolerance, not just use generic or high-risk tactics.
- Tax implications. Municipal income taxes in Cleveland can affect derivatives gains; check how they incorporate local tax rules into your planning.
- Experience depth. Seasoned advisors here bring decades of navigating market cycles with options, helping you avoid common pitfalls in timing and execution.
Here are top matches to get you started. Review each profile to compare experience, credentials, and approach.
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Richard L
Series 63, Series 65
Cleveland, OH
Park Edge Advisors, LLC
Richard Lowrie Jr. brings over three decades of experience in options and derivatives strategies, making him well-equipped to manage the complex risks these instruments pose in Cleveland. His firm, Park Edge Advisors, serves a diverse clientele including high-net-worth individuals and pension plans, offering tailored investment strategies with a mix of discretionary management and performance-based fees, distinguishing him from advisors with more limited fee structures or client types.
Experience: 34 years
Avg account: $1,544,645
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Eileen B
CFP®, Series 63
Cleveland, OH
Clearstead; Clearstead Advisory Solutions
Eileen Burkhart's 36 years of experience and expertise in options and derivatives strategies make her well-equipped to manage the complex risks these instruments pose for investors in Cleveland, OH. Working at Clearstead, a large firm managing $33.9 billion with a 59-advisor team, she offers flat-fee financial planning and serves high-net-worth clients, providing a comprehensive approach that includes tax planning and institutional portfolio analytics.
Experience: 37 years
Avg account: $4,937,055
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John P
CFP®
Cleveland, OH
MAI Capital Management, LLC
John Palguta brings 24 years of experience in options and derivatives strategies, supported by his CFP® certification and role at MAI Capital Management, a large firm with 204 professionals in Cleveland. His firm’s multi-strategy platform includes internally managed portfolios and option strategies, serving diverse clients such as high-net-worth individuals and family offices, with flexible flat-fee and AUM-based pricing options.
Experience: 25 years
Avg account: $2,176,834
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Emily F
Series 66
Cleveland, OH
Ameriprise
Emily Ferguson's 21 years of experience and expertise in options and derivatives strategies make her well-equipped to manage the complex risks these instruments pose in Cleveland's market. Working at The Huntington Investment Company, a large firm managing $6.3 billion with a model-driven platform, she offers a 2.00% AUM fee and serves diverse clients, providing a structured approach compared to smaller or less specialized advisors.
Experience: 21 years
Avg account: $471,167
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Kemper A
Series 63
Cleveland, OH
Vantage Financial Group, Inc.
Kemper Arnold's 41 years of experience and expertise in options and derivatives strategies make him well-equipped to manage the complex risks these instruments pose for investors in Cleveland, OH. His firm, Vantage Financial Group, serves a diverse client base with tailored portfolio management and offers flat-fee financial planning services, distinguishing him from others by combining seasoned insight with flexible fee structures and a broad investment approach.
Experience: 41 years
Avg account: $329,944
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