Top financial advisors in Connecticut
The right financial advisor for you depends on how you weigh location, expertise, experience, the clients they typically serve, and how they work with you.
Choosing the right financial advisor in Connecticut means focusing on whether they handle the specific financial tasks you need, not just picking from a large pool. A common mistake is hiring an advisor based on reputation alone and later finding out they don't address your unique financial goals.
- Match on the actual work. Ask what the advisor does day-to-day. If your needs include estate or gift tax planning, find someone familiar with those areas.
- Fee model fit. Advisors may charge flat fees, hourly rates, or a percentage of assets managed. Understand how they get paid to see if it aligns with your preferences.
- Continuity risk. If the advisor works solo, ask about their plan if they retire or leave. In a team, find out who else would manage your account if needed.
- In-person vs. remote. Decide if you prefer face-to-face meetings or are comfortable working virtually, and check how the advisor accommodates that.
Here are top matches to get you started. Review each profile to compare experience, credentials, and approach.
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Richard K
CFA®, Series 63, Series 65
Madison, CT
Sursum Financial LLC
Richard Kos is well-suited for clients seeking financial advisors in Connecticut who offer expertise in wealth management, active portfolio management, and retirement plans for business owners. As an independent, flat-fee advisor with CFA® credentials and five years of experience, he provides both discretionary and non-discretionary asset management from his Madison, CT office, distinguishing himself with a longer-term buy-and-hold investment approach combined with tactical adjustments.
Experience: 6 years
Avg account: $287,588
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Elaine B
Series 65
Wilton, CT
Round Rock Advisors LLC
Elaine Biersack is equipped to support financial advisors in Connecticut with expertise in active portfolio management, private investments, and retirement plans for business owners, backed by five years of industry experience and a Series 65 designation. Her flat-fee structure for financial planning and affiliation with Round Rock Advisors, which offers diverse investment strategies and serves high-net-worth clients, distinguishes her from others who may have different fee models or less specialized firm resources.
Experience: 5 years
Avg account: $1,172,322
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Ronald D
Series 63, Series 66
Darien, CT
Merrill
Ronald Dragotta is well-equipped to assist with retirement planning and wealth management in Connecticut, leveraging 29 years of experience and expertise in retirement income strategies and divorce financial planning. As a seasoned advisor at Merrill, a large firm, he offers a goals-based approach supported by a team and professional asset managers, charging a 1.10% fee for managed strategies under $2 million, which may appeal to mid-career professionals and high earners seeking comprehensive support.
Experience: 29 years
Avg account: $860,085
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Clifford S
CFP®, Series 66
Middletown, CT
Lifestyle Financial Strategies, LLC
Clifford Straub offers comprehensive retirement and tax planning services in Connecticut, supported by 19 years of experience and CFP® certification. His independent firm uses a disciplined, globally diversified investment approach with flat-fee options like a $1,000 financial review, distinguishing him from advisors who may charge asset-based fees or work within larger teams.
Experience: 20 years
Avg account: $832,919
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Angelo P
Series 66
Meriden, CT
OSAIC Institutions, INC.
Angelo Pietri is equipped to assist with financial planning needs in Connecticut, offering expertise in annuities and tax-loss harvesting, which can be crucial for managing investment portfolios and tax strategies. Operating within OSAIC Institutions, a large firm providing both discretionary and non-discretionary asset management, he offers flat-fee and negotiable AUM-based pricing, catering to high net worth clients and those seeking customized advisory services.
Experience: 11 years
Avg account: $308,738
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