Top advisors focused on factor investing / smart beta in the US
The right financial advisor for you depends on how you weigh location, expertise, experience, the clients they typically serve, and how they work with you.
If you want to use factor investing or smart beta strategies, you likely aim to capture specific investment drivers like value, momentum, or quality to improve returns or reduce risk. A common mistake is treating these strategies as simple index tracking rather than understanding the nuances of factor exposures and timing.
- Factor selection insight. Ask how they choose which factors to emphasize and why those fit your goals and risk tolerance.
- Smart beta implementation. Confirm whether they adjust factor weights dynamically or use fixed rules, and how that impacts your portfolio.
- Risk management approach. Factor strategies can increase exposure to certain risks; check how they monitor and mitigate unintended concentrations.
- Performance attribution. See if they can explain which factors drove returns in different market environments, not just overall gains.
Here are top matches to get you started. Review each profile to compare experience, credentials, and approach.
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Joseph H
Series 63, Series 66
Boca Raton, FL
Financial Trust Asset Management Chartered
Joseph Hage specializes in factor investing and smart beta strategies, leveraging 39 years of experience and a multidisciplinary approach that integrates quantitative, fundamental, and technical analysis. His firm manages $115 million with a focus on discretionary portfolio management and retirement plan consulting, offering a 1.25% AUM fee and serving individuals, high-net-worth clients, and institutional plans, distinguishing him through extensive industry background and collaborative research efforts.
Experience: 39 years
Avg account: $633,722
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Tiffany S
CFP®, Series 63, Series 66
Bellevue, WA
Avier Wealth Advisors
Tiffany Stoner specializes in factor investing and smart beta strategies, leveraging 15 years of experience and CFP® certification to manage high-net-worth portfolios with a 1.00% annual AUM fee. Based in Bellevue, WA, she operates through Avier Wealth Advisors, which emphasizes diversified, low-cost institutional funds supported by academic research, distinguishing her approach from others by combining rigorous factor analysis with comprehensive wealth management services.
Experience: 15 years
Avg account: $2,036,587
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Ryan P
CFP®, Series 66
Winter Garden, FL
wealth Enhancement Advisory Services, LLC
Ryan Paul specializes in factor investing and smart beta strategies, leveraging 13 years of experience and a CFP® certification to tailor portfolios that balance active and passive management. Affiliated with Wealth Enhancement Advisory Services, a large SEC-registered firm, he offers flat-fee and AUM-based pricing, serving diverse clients including business owners and retirees, which may provide broader financial planning insights compared to advisors focused solely on investment management.
Experience: 13 years
Avg account: $1,378,035
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Keith J
Series 66
De Pere, WI
Associated Investment Services, Inc.
Keith Johnson specializes in factor investing and smart beta strategies, leveraging 12 years of experience and a Series 66 designation to help clients capture specific investment drivers like value and momentum. Operating independently at Associated Investment Services, he offers advisory services through model portfolios and separately managed accounts, with a fee structure ranging from 1.42% to 1.81%, serving a diverse client base including individuals and small corporations.
Experience: 12 years
Avg account: $303,096
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Pranay D
Series 66
New York, NY
Nasdaq Dorsey Wright
Pranay Dureja specializes in factor investing and smart beta strategies, leveraging his experience at Nasdaq and Merrill to apply technical analysis methods like Point & Figure charting and relative strength. Serving high-net-worth clients with a flat-fee structure, he offers discretionary investment management and educational services, distinguishing himself through a blend of active portfolio management and passive index investing expertise in New York City.
Experience: 4 years
Avg account: $522,264
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