Top financial advisors working with financial professionals
The right financial advisor for you depends on how you weigh location, expertise, experience, the clients they typically serve, and how they work with you.
If you work in finance, your income and benefits might be more complex than most, with bonuses, stock options, or retirement plans tied to your profession. Without an advisor who understands these nuances, you could miss opportunities to optimize your compensation and long-term savings.
- Industry-specific knowledge. Look for advisors who understand how financial professionals' pay structures and benefits differ from typical employees.
- Compensation timing. Ask how they plan around irregular income events like bonuses or stock vesting to manage taxes and cash flow.
- Retirement plan navigation. Confirm they can guide you through options unique to financial professionals, such as deferred compensation or specialized retirement accounts.
- Regulatory awareness. Ensure they stay current on rules affecting financial professionals, which can impact investment choices and compliance.
Here are top matches to get you started. Review each profile to compare experience, credentials, and approach.
-
Timothy E
Series 66
New York, NY
First Manhattan Co. LLC
Timothy Egan is equipped to assist financial professionals with complex compensation and retirement planning, leveraging his experience at First Manhattan Co. LLC, a large firm serving high-net-worth clients. His expertise includes wealth management, passive/index investing, and tax-loss harvesting, supported by a research-driven, long-term, value-focused investment approach. Compared to others, his 1.20% AUM fee for active equity management and background at Morgan Stanley and Citigroup provide a blend of institutional insight and personalized service in New York.
Experience: 3 years
Avg account: $5,577,808
-
Barbara B
Series 66
Conshohocken, PA
RBC Capital Markets
Barbara Brewer's 20 years of experience and Series 66 designation equip her to address the complex financial needs of financial professionals, including managing concentrated stock and alternative investments. Operating within RBC Capital Markets, a large firm offering discretionary portfolio management and financial planning, she provides flat-fee options in select cases, which may appeal to high earners seeking tailored wealth management solutions in Conshohocken, PA.
Experience: 20 years
Avg account: $1,017,425
-
Anthony L
Series 63, Series 65
St. Louis, MO
Fidelity
Anthony Lyons is well-equipped to assist financial professionals with complex compensation structures, leveraging his 26 years of industry experience and expertise in active portfolio management and charitable giving. Based in St. Louis, MO, he operates within the large firm Fidelity, offering seasoned guidance that balances personalized client listening with strategic financial planning, distinguishing him from advisors with narrower firm affiliations or less diverse backgrounds.
Experience: 26 years
Avg account: $234,793
-
Sulayman N
Series 66
Charlotte, NC
Edward Jones
Sulayman Nyang Jr. is well-equipped to assist financial professionals with complex compensation and retirement planning, leveraging his 13 years of experience and expertise in wealth management and retirement plans for business owners. Based in Charlotte, NC, he operates within Edward Jones, a large firm known for comprehensive investment advisory programs, and offers a fee structure up to 1.35% annually, distinguishing him through a broad service network and community-focused mentorship roles.
Experience: 13 years
Avg account: $246,728
-
Christian N
Series 63, Series 66, Series 65
Foster City, CA
IEQ Capital, LLC
Christian Nelson's 20 years of experience and expertise in retirement plans for business owners and 10b5-1 plan design make him well-suited to address the complex compensation and benefits of financial professionals. Operating from IEQ Capital, a large firm serving high-net-worth clients with a flat-fee structure, he offers access to both liquid and private alternative investments, differentiating him from advisors focused solely on traditional portfolios.
Experience: 20 years
Avg account: $24,582,290
Want help finding the right advisor?
Answer a few questions to see advisors matched to you.
Specialized advisors
People also searched
Popular nationally
Find advisors by type
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")