Top advisors focused on financial professional in the US
The right financial advisor for you depends on how you weigh location, expertise, experience, the clients they typically serve, and how they work with you.
If you work in finance, your income and benefits might be more complex than most, with bonuses, stock options, or retirement plans tied to your career. Without an advisor who understands these nuances, you risk missing opportunities to optimize your compensation and long-term savings.
- Compensation structure insight. Look for advisors who can navigate bonus timing, stock vesting, and deferred compensation to align with your financial goals.
- Retirement plan expertise. Confirm they understand the specific retirement options available to financial professionals and how to maximize contributions.
- Tax implications awareness. Ask how they handle tax strategies related to your unique income sources, including capital gains and income deferral.
- Career transition planning. Ensure they can guide you through financial changes during job moves, promotions, or retirement within the financial sector.
Here are top matches to get you started. Review each profile to compare experience, credentials, and approach.
-
Timothy E
Series 66
New York, NY
First Manhattan Co. LLC
Timothy Egan is equipped to assist financial professionals with complex compensation and retirement planning, leveraging his expertise in wealth management, passive/index investing, and tax-loss harvesting. Based in New York at First Manhattan Co. LLC, a large firm serving high-net-worth clients, he offers a 1.20% AUM fee for active equity strategies and brings experience from Morgan Stanley and Citigroup, distinguishing him through a research-driven, value-focused investment approach.
Experience: 3 years
Avg account: $5,577,808
-
Barbara B
Series 66
Conshohocken, PA
RBC Capital Markets
Barbara Brewer's 20 years of experience and Series 66 designation equip her to address the complex compensation and retirement planning needs of financial professionals. Operating within RBC Capital Markets, a large firm offering discretionary portfolio management and financial planning, she provides flat-fee options and specializes in tax-loss harvesting, concentrated stock management, and ESG investing, distinguishing her from advisors with narrower focuses or smaller firm resources.
Experience: 20 years
Avg account: $1,017,425
-
Anthony L
Series 63, Series 65
St. Louis, MO
Fidelity
Anthony Lyons specializes in serving financial professionals, leveraging 26 years of industry experience and credentials like Series 63 and 65 to navigate complex compensation structures and retirement plans. Based in St. Louis and affiliated with the large firm Fidelity, he combines active portfolio management and charitable giving expertise, offering a seasoned perspective that balances personalized client engagement with the resources of a major institution.
Experience: 26 years
Avg account: $234,793
-
Sulayman N
Series 66
Charlotte, NC
Edward Jones
Sulayman Nyang Jr. is well-equipped to assist financial professionals with complex compensation and retirement planning, leveraging his 13 years of experience and expertise in wealth management and retirement plans for business owners. Based in Charlotte, NC, he operates within Edward Jones, a large firm known for comprehensive wealth management services, and offers an AUM fee structure up to 1.35% annually, distinguishing him with a broad service network and community-focused mentorship.
Experience: 13 years
Avg account: $246,728
-
Christian N
Series 63, Series 65, Series 66
Foster City, CA
IEQ Capital, LLC
Christian Nelson's 20 years of experience and expertise in retirement plans for business owners and 10b5-1 plan design make him well-equipped to address the complex compensation and retirement needs of financial professionals. Based in Foster City, CA, he operates within IEQ Capital, a large firm serving high-net-worth clients with a flat-fee structure and a focus on alternative investments, distinguishing him from advisors with smaller practices or different fee models.
Experience: 20 years
Avg account: $24,582,290
Want help finding the right advisor?
Answer a few questions to see advisors matched to you.
Not sure where to start?
We'll help you think it through — whether you ultimately need an advisor or not.
Warmer helps you compare advisors clearly — so you can choose with confidence.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")