Top financial advisors in Kentucky
The right financial advisor for you depends on how you weigh location, expertise, experience, the clients they typically serve, and how they work with you.
Choosing the right financial advisor in Kentucky means focusing on whether they can handle your specific financial needs, not just picking from a large list. A common mistake is hiring an advisor based on a quick recommendation and later finding out they don't work with your particular situation.
- Match on the actual work. Ask what a typical day looks like for the advisor. Someone focused on retirement income might not be the best fit if you need help with investment strategies or estate planning.
- Fee model fit. Advisors may charge flat fees, hourly rates, or a percentage of assets managed. Understanding how they get paid helps you avoid surprises.
- Continuity risk. If the advisor works alone and is nearing retirement, ask about their plan for handing off your account. In larger firms, find out who else on the team would be familiar with your file.
- Local cost considerations. Kentucky's lower living costs can make your retirement savings stretch further, so check if the advisor factors this into your planning.
Here are top matches to get you started. Review each profile to compare experience, credentials, and approach.
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Julie S
Series 66
Prestonsburg, KY
Edward Jones
Julie Smith offers expertise in wealth management, tax-loss harvesting, and multi-generational wealth transfer, making her capable of addressing diverse financial needs in Kentucky. Affiliated with Edward Jones, a large firm serving over four million clients, she benefits from extensive resources and a broad advisory network, which may provide more comprehensive support compared to smaller firms. Her fee structure includes an asset-based program fee up to 1.35% annually, suitable for clients seeking full-service wealth management.
Experience: 1 year
Avg account: $246,728
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Jordan P
Series 66
Bowling Green, KY
Morgan Stanley
Jordan Pruden offers expertise in general estate planning guidance, making him suitable for clients seeking help with their estate plans in Kentucky. Working at Morgan Stanley, a large firm managing $2.74 trillion in assets, he brings nine years of industry experience and access to structured planning tools, which may provide more comprehensive resources compared to smaller local advisors.
Experience: 9 years
Avg account: $670,481
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Tyler P
Series 66
Covington, KY
Fidelity
Tyler Peter is equipped to assist with financial needs in Kentucky through his expertise in charitable giving and active portfolio management, supported by nine years of industry experience and a Series 66 designation. Working at Fidelity, a large firm known for its proprietary investment process that integrates fundamental research, quantitative analysis, and algorithmic portfolio construction, he offers access to advanced AI-driven research and advisory services for both retail and institutional clients.
Experience: 9 years
Avg account: $234,793
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Marcia L
CFP®, Series 66
Louisville, KY
Avantax Planning Partners, Inc.
Marcia Lewis offers expertise in retirement income strategy and tax-loss harvesting, making her well-suited for clients seeking financial advisors in Kentucky focused on retirement and wealth management. With 25 years of experience, CFP® certification, and a flat-fee structure for planning services, she stands out by combining independent advisory with a background in tax consulting and business valuation, providing a comprehensive approach compared to other local advisors.
Experience: 25 years
Avg account: $692,697
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Michael D
Series 65
Lexington, KY
Dupree Financial Group, LLC
Michael Dawahare specializes in retirement and income planning, making him well-suited for retirees seeking tailored financial strategies in Kentucky. His firm, Dupree Financial Group, manages $330 million with a focus on dividend-paying stocks and long-term holdings, offering an independent approach with a 1.25% AUM fee, which may appeal to clients valuing personalized portfolio management and a moderate client load.
Experience: 2 years
Avg account: $490,144
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