Top liquidity event planning financial advisors
The right financial advisor for you depends on how you weigh location, expertise, experience, the clients they typically serve, and how they work with you.
You might need a liquidity event planning advisor if you're preparing to sell a business, receive a large inheritance, or face a significant financial transaction. Without expert guidance, it's easy to overlook tax implications or timing strategies that can reduce your net proceeds.
- Tax impact awareness. Confirm how the advisor plans to minimize taxes triggered by your liquidity event, including capital gains and alternative minimum tax considerations.
- Cash flow timing. Ask how they help schedule transactions or distributions to optimize your financial position over time.
- Investment transition strategy. Understand their approach to reallocating proceeds to align with your long-term goals while managing risk.
- Coordination with other professionals. Check how they collaborate with your attorneys and accountants to ensure a seamless process.
Here are top matches to get you started. Review each profile to compare experience, credentials, and approach.
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Sarah B
Series 66
Monroe, GA
Edward Jones
Sarah Brown specializes in liquidity event planning and business ownership considerations, making her well-suited to assist clients preparing for significant financial transactions. Based in Monroe, GA, she works with Edward Jones, a large firm managing over $1 trillion in assets, offering advisory programs with fees up to 1.35% annually, and focuses on women professionals and multi-generational wealth transfer.
Experience: 1 year
Avg account: $246,728
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Andrew G
Series 66
Cincinnati, OH
Merrill
Andrew Grombala specializes in liquidity event planning with a focus on executive compensation and equity awards, making him well-suited for clients facing complex stock option exercises or concentrated stock management. Based in Cincinnati and affiliated with Merrill, a large firm, he integrates tax minimization and risk management into a structured, goals-based approach, serving executives and parents with an emphasis on family wealth and retirement planning.
Experience: 8 years
Avg account: $860,085
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Sherry N
Series 66
New Braunfels, TX
Authentikos Wealth Advisory LLC
Sherry Neeley specializes in liquidity event planning and business succession, offering flat-fee financial planning from $1,000 to $14,000, which can help manage tax impacts and cash flow timing during significant financial transactions. Based in New Braunfels, TX, she brings three years of experience and an independent approach through Authentikos Wealth Advisory, which customizes portfolios using fundamental, cyclical, and technical analysis.
Experience: 3 years
Avg account: $435,562
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Perrin B
Series 65
Charlotte, NC
Apollon Wealth Management, LLC
Perrin Berry specializes in liquidity event planning and business exit strategies, making him well-suited for clients preparing for significant financial transactions. Operating from Charlotte, NC, he offers flat-fee financial planning through Apollon Wealth Management, which serves diverse clients with a blend of fundamental and tactical investment approaches and tax-aware tools, differentiating him from advisors with more traditional fee structures or narrower client focuses.
Experience: 3 years
Avg account: $1,342,146
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Heather R
CFP®, Series 65
Camp Hill, PA
River Wealth Advisors LLC
Heather Rivas specializes in liquidity event planning and wealth management, making her well-suited to guide clients through significant financial transactions in the US. As a CFP®-certified advisor at River Wealth Advisors LLC, she offers flat-fee and negotiable AUM pricing, serving high-net-worth clients with a tailored investment approach that considers risk tolerance and liquidity needs.
Experience: 4 years
Avg account: $1,614,610
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