Top advisors focused on liquidity event planning in the US
The right financial advisor for you depends on how you weigh location, expertise, experience, the clients they typically serve, and how they work with you.
You need a liquidity event planning advisor when you're preparing to sell a business, cash out stock options, or receive a large financial windfall. Without expert guidance, you might overlook tax timing or reinvestment strategies that can significantly impact your net proceeds.
- Tax timing insight. Ask how they help you schedule the sale or cash-out to minimize taxes, including capital gains and income tax implications.
- Reinvestment strategy. Confirm they consider how to deploy your proceeds to balance growth, risk, and liquidity needs after the event.
- Cash flow planning. Ensure they model your post-event income and expenses to avoid surprises and maintain your lifestyle.
- Coordination with other advisors. Check how they work with your accountants and attorneys to align legal, tax, and financial plans seamlessly.
Here are top matches to get you started. Review each profile to compare experience, credentials, and approach.
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Andrew G
Series 66
Cincinnati, OH
Merrill
Andrew Grombala specializes in liquidity event planning, particularly for corporate executives with complex equity compensation such as RSUs and stock options. With seven years of experience at Merrill, a large firm, he focuses on tax-efficient strategies and managing concentrated stock risk. His approach integrates long-term planning and coordination with other advisors, making him a strong choice for executives seeking structured, goal-aligned wealth management.
Experience: 7 years
Avg account: $860,085
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Eric B
CFP®, Series 66
Santa Maria, CA
Edward Jones
Eric Bravo specializes in liquidity event planning, offering expertise in retirement income strategy and stock option exercise strategy, which is crucial for managing proceeds from business sales or stock cash-outs. Based in Santa Maria, CA, he brings 18 years of experience and CFP® certification, working within Edward Jones, a large firm known for comprehensive wealth management and a broad network, with fees up to 1.35% annually, distinguishing him from advisors at smaller firms or with narrower focuses.
Experience: 18 years
Avg account: $246,728
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Perrin B
Series 65
Charlotte, NC
Apollon Wealth Management, LLC
Perrin Berry specializes in liquidity event planning, offering expertise in business exit strategies and tax-loss harvesting, which are crucial for managing proceeds from a sale or stock cash-out. Operating from Charlotte, NC, he provides flat-fee financial planning through Apollon Wealth Management, a firm known for combining centralized investment strategies with local oversight, serving a diverse clientele including high-net-worth individuals and businesses.
Experience: 2 years
Avg account: $1,342,146
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James V
Series 66
Stuart, FL
Fidelity
James Van Nice specializes in liquidity event planning, executive compensation design, and startup equity planning, making him well-equipped to assist with financial windfalls and business sales. Based in Stuart, FL, he brings seven years of industry experience and works within the large-firm environment of Fidelity, offering clients structured support and access to extensive resources compared to smaller firms.
Experience: 7 years
Avg account: $234,793
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Skylar S
Series 65
Salem, OR
Meridian Wealth Management
Skylar Simpson specializes in liquidity event planning, including business exit strategies and managing concentrated stock, which suits clients preparing for significant financial transitions. Operating from Salem, OR, Skylar offers a flat fee of $2,500 for standard planning and serves high-net-worth individuals independently, providing personalized attention through a small team at Meridian Wealth Management with a focus on diversified asset allocation.
Experience: 1 year
Avg account: $1,578,846
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