Top advisors focused on mid-career professionals in the US
The right financial advisor for you depends on how you weigh location, expertise, experience, the clients they typically serve, and how they work with you.
You might seek a mid-career professional advisor when you're juggling career growth, family expenses, and saving for future goals all at once. Without focused guidance, it's easy to overlook how these competing priorities affect your overall financial plan.
- Cash flow balancing. Ask how they help manage your current expenses alongside long-term savings, not just investment returns.
- Career transition planning. Confirm they consider potential job changes or promotions and their impact on your benefits and income.
- Education funding strategies. See if they integrate college savings plans with your retirement goals to avoid funding conflicts.
- Debt management insight. Check whether they address how to handle existing debts while building wealth, rather than treating these separately.
Here are top matches to get you started. Review each profile to compare experience, credentials, and approach.
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Jeffrey P
Series 66
Dacula, GA
Merrill
Jeffrey Park specializes in advising mid-career professionals, including executives and business owners, with expertise in tax-loss harvesting and active portfolio management. Operating within Merrill, a large firm offering managed accounts and discretionary portfolio management, he provides access to diverse strategies and Bank of America's capital markets resources. His seven years of experience and a 1.10% AUM fee for managed strategies under $2 million distinguish him among advisors serving high earners balancing career growth and financial priorities.
Experience: 7 years
Avg account: $860,085
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Sally H
Series 63, Series 65
New York, NY
Seasons of Advice Wealth Management
Sally Hyman specializes in advising mid-career professionals, leveraging 42 years of experience and expertise in charitable giving and business exit strategies, which can help balance career growth and financial planning complexities. Based in New York, she operates independently at Seasons of Advice Wealth Management, serving high-net-worth clients with a life-cycle investment approach and comprehensive financial planning, distinguishing her from advisors with narrower focuses or less experience.
Experience: 42 years
Avg account: $1,365,716
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Jeffrey M
CFP®, ChFC®, Series 66
Greenville, DE
Investment Management & Planning LLC
Jeffrey Macdonald is well-equipped to assist mid-career professionals by integrating retirement planning, business succession, and tax strategies tailored for small business owners. His 18 years of experience and CFP® certification complement his focus on high-net-worth clients, offering negotiable fee structures and personalized asset allocation through Investment Management & Planning LLC in Greenville, DE, distinguishing him from advisors with broader or less specialized practices.
Experience: 18 years
Avg account: $466,894
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Lee C
Series 63, Series 65
Pasadena, CA
UBS Financial Services
Lee Chen specializes in advising mid-career professionals, focusing on cash flow management, equity compensation tax strategies, and general retirement planning, which are crucial for balancing career growth and financial goals. With 29 years of experience at UBS Financial Services, a large firm known for comprehensive financial planning and portfolio management, he also serves high-net-worth clients and understands the complexities faced by executives and business owners.
Experience: 29 years
Avg account: $693,691
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Thomas P
Series 65
Brookfield, WI
Annex Wealth Management, LLC
Thomas Phillipsen specializes in advising mid-career professionals, offering expertise in wealth management, options and derivatives strategies, and retirement income planning, which can help balance current expenses with long-term goals. Based in Brookfield, WI, he operates through Annex Wealth Management, an SEC-registered firm managing $8.05 billion and serving high-net-worth clients with a flat-fee consulting option starting at $1,000, distinguishing him from advisors with different fee structures or client focuses.
Experience: 0 years
Avg account: $1,117,200
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