Top financial advisors working with mid-career professionals
The right financial advisor for you depends on how you weigh location, expertise, experience, the clients they typically serve, and how they work with you.
You might be navigating a career peak where your income, responsibilities, and financial goals are all shifting. Without guidance tailored to this phase, it's easy to overlook how these changes affect your long-term plans.
- Cash flow management. Mid-career professionals often juggle mortgages, education costs, and retirement savings; ask how advisors balance these competing priorities.
- Career transition planning. Whether considering a job change or entrepreneurship, check how advisors incorporate income variability and benefits shifts into your financial roadmap.
- Investment strategy alignment. Confirm that advisors adjust portfolios to reflect your evolving risk tolerance and time horizon, not just generic models.
- Debt and savings coordination. Mid-career is a critical time to manage debt payoff alongside building emergency funds; see how advisors approach this balance.
Here are top matches to get you started. Review each profile to compare experience, credentials, and approach.
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Jeffrey P
Series 66
Dacula, GA
Merrill
Jeffrey Park is equipped to assist mid-career professionals by leveraging his expertise in tax-loss harvesting and active portfolio management, addressing the complex financial needs during this career phase. Affiliated with Merrill, a large firm offering managed account programs and discretionary portfolio management, he serves executives and business owners with a 1.10% AUM fee for managed strategies under $2 million, providing access to extensive resources and diverse investment options.
Experience: 8 years
Avg account: $860,085
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Sally H
Series 63, Series 65
New York, NY
Seasons of Advice Wealth Management
Sally Hyman is well-equipped to support mid-career professionals navigating complex financial phases, leveraging 42 years of experience and a focus on established and mid-career clients. Her firm employs a life-cycle investment approach and offers discretionary portfolio management, which can help balance cash flow, debt, and savings priorities. Compared to others, Sally's background as a founder and executive, combined with her independent status and specialization in business exit strategies, provides a nuanced perspective for clients managing career transitions and wealth accumulation.
Experience: 43 years
Avg account: $1,365,716
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Jeffrey M
CFP®, ChFC®, Series 66
Greenville, DE
Investment Management & Planning LLC
Jeffrey Macdonald specializes in serving mid-career professionals, offering expertise in retirement planning, business succession, and tax strategies for small businesses, which aligns well with the financial complexities faced during this career phase. Based in Greenville, DE, he brings 18 years of experience and provides fee-based advisory services with negotiable fees up to 2.5% AUM or $175 hourly, focusing on high-net-worth clients through individualized asset allocation and ongoing account supervision.
Experience: 18 years
Avg account: $466,894
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Lee C
Series 63, Series 65
Pasadena, CA
UBS Financial Services
Lee Chen specializes in advising mid-career professionals, offering expertise in cash flow management, equity compensation tax strategy, and general retirement planning, which are crucial during this career phase. Based in Pasadena, CA, he brings 29 years of experience at UBS Financial Services, a large firm known for comprehensive financial planning and portfolio management, and primarily serves high-net-worth clients including executives and business owners.
Experience: 29 years
Avg account: $693,691
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Thomas P
Series 65
Brookfield, WI
Annex Wealth Management, LLC
Thomas Phillipsen specializes in serving mid-career professionals, offering expertise in wealth management, options and derivatives strategies, and retirement income planning, which are crucial for managing evolving financial goals during career peaks. Based in Brookfield, WI, he operates through Annex Wealth Management, an SEC-registered firm managing $8.05 billion with a team-oriented investment approach, providing flat-fee consulting and catering to high-net-worth clients, distinguishing him from advisors with different fee structures or client focuses.
Experience: 0 years
Avg account: $1,117,200
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