Top financial advisors in Mooresville, NC
The right financial advisor for you depends on how you weigh location, expertise, experience, the clients they typically serve, and how they work with you.
You might be considering a financial advisor in Mooresville, NC if you're navigating life changes like a new job, retirement planning, or managing investments amid a growing local economy. A common mistake is working with an advisor who overlooks how North Carolina's flat income tax and regional growth impact your financial plan.
- Local tax insight. Confirm the advisor understands how flat income tax affects your investment returns and retirement income.
- Growth-aware planning. Ask how they incorporate Mooresville's rapid population growth into your long-term financial goals.
- Experience with diverse clients. Look for advisors who have helped clients at different life stages, from early career to retirement.
- Fee structure clarity. Understand whether they charge flat fees and how that might influence the services you receive.
Here are top matches to get you started. Review each profile to compare experience, credentials, and approach.
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David W
CFP®, ChFC®, Series 63
Mooresville, NC
Rooted Planning LLC
David Whitaker, principal of Rooted Planning LLC in Mooresville, NC, brings nine years of experience and holds CFP® and ChFC® designations, making him well-equipped to address local tax nuances and growth-related financial planning. His firm offers independent, fee-based financial planning with a 1.50% AUM fee, focusing on long-term, customized portfolios using low-cost mutual funds and ETFs, which may appeal to clients seeking active portfolio management and tax-loss harvesting strategies.
Experience: 9 years
Avg account: $381,665
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Laura G
Series 66
Mooresville, NC
Ameriprise
Laura Grasso specializes in retirement income strategy and Social Security optimization, making her well-suited for clients approaching retirement in Mooresville, NC. With 24 years of experience at Ameriprise, a large firm offering comprehensive advisory and insurance solutions, she charges a 0.15% AUM fee and brings additional insight from her real estate background.
Experience: 24 years
Avg account: $471,167
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Lewis D
Series 63, Series 66
Mooresville, NC
Wells Fargo Advisors
Lewis Daye II offers 25 years of experience in Mooresville, NC, with specialties including divorce financial planning and business exit strategies, well-suited for clients navigating complex life changes. Affiliated with Wells Fargo Advisors, a large firm serving high-net-worth clients, he provides access to extensive resources and proprietary tools, differentiating him from advisors at smaller firms or with narrower service scopes.
Experience: 25 years
Avg account: $514,335
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James S
Series 63, Series 65
Mooresville, NC
Fisher Investments
James Spillane offers expertise in tax-loss harvesting and active portfolio management, which is valuable for navigating Mooresville's flat income tax and regional growth. With 20 years of experience at Fisher Investments, a large firm serving high-net-worth clients, he employs a centralized, tax-aware investment process and charges a 1.50% AUM fee, distinguishing him from advisors with different fee structures or firm sizes.
Experience: 21 years
Avg account: $1,664,526
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Christel T
Series 63, Series 65
Moorseville, NC
One Advisory Partners, LLC
Christel Turkiewicz offers expertise in retirement planning and wealth management with 13 years of experience, making her well-suited for clients in Mooresville, NC navigating retirement income strategies amid local economic growth. Her firm, One Advisory Partners, LLC, provides flat-fee financial planning and employs a globally diversified investment approach, serving a diverse client base including high-net-worth individuals and trusts, which distinguishes her from other advisors in the area.
Experience: 14 years
Avg account: $1,173,497
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