Top financial advisors in New York, NY
The right financial advisor for you depends on how you weigh location, expertise, experience, the clients they typically serve, and how they work with you.
If you have a sizable estate or expect to pass on significant assets, you need an advisor who understands New York's estate tax rules. A common mistake is underestimating the tax impact just above exemption limits, which can lead to unexpected bills.
- Estate tax expertise. Confirm how they navigate New York's exemption thresholds to minimize surprises.
- Asset transfer strategies. Ask about approaches that balance tax efficiency with your family’s needs.
- Coordination with legal counsel. Effective planning often requires working closely with your estate attorney.
- Experience with high-net-worth clients. Ensure they understand complexities unique to larger estates in New York.
Here are top matches to get you started. Review each profile to compare experience, credentials, and approach.
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Dwayne W
Series 63, Series 65
Brooklyn, NY
J.P. Morgan Securities
Dwayne Winter's 21 years at J.P. Morgan Securities equip him to handle complex wealth management needs in New York, including navigating estate tax nuances. His firm's quantitative asset-allocation and ESG framework, combined with his experience serving institutional clients, differentiate him from others by offering a disciplined, research-driven approach with a 0.30% AUM fee structure.
Experience: 21 years
Avg account: $318,381
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Kenzie H
Series 66
Brooklyn, NY
Fidelity
Kenzie Hechtel, based in Brooklyn, NY, works with Fidelity, a large firm known for systematic investment processes combining fundamental research and quantitative analysis. With a Series 66 designation and two years of experience, she specializes in charitable giving and active portfolio management, which may complement estate planning needs in New York's complex tax environment.
Experience: 2 years
Avg account: $234,793
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Helen B
ChFC®, Series 63
Brooklyn, NY
Cambridge Investment Research Advisors
Helen Beichel brings 31 years of experience and ChFC® credentials, offering wealth management and retirement income strategies suited for self-employed clients in Brooklyn, near New York, NY. Affiliated with Cambridge Investment Research Advisors, a large SEC-registered firm, she provides flat-fee and AUM-based services, distinguishing her with extensive local involvement and a broad client service approach.
Experience: 31 years
Avg account: $378,281
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Audrey S
Series 63, Series 65
Brooklyn, NY
Wealthcare Capital Management LLC
Audrey Sanders brings 31 years of experience managing portfolios for high-net-worth clients in Brooklyn, NY, with expertise in private and alternative investments and ESG strategies. Her firm, Wealthcare Capital Management LLC, manages over $3 billion and offers flat-fee and negotiable AUM fees, providing flexible financial planning options compared to other advisors in the New York area.
Experience: 31 years
Avg account: $661,919
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Jose M
Series 66
Brooklyn, NY
Merrill
Jose Martinez, based in Brooklyn, NY, works with Merrill, a large firm experienced in managing diverse client portfolios including high-net-worth individuals. His expertise in tax-loss harvesting and active portfolio management supports effective estate tax strategies. With six years in the industry and access to model-based discretionary investment strategies, he offers a structured approach suitable for clients navigating New York's complex estate tax environment.
Experience: 2 years
Avg account: $860,085
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