Top financial advisors in Pontiac, IL
The right financial advisor for you depends on how you weigh location, expertise, experience, the clients they typically serve, and how they work with you.
You might seek a financial advisor in Pontiac, IL when you're planning for retirement or managing significant assets and want to avoid costly mistakes like overlooking local tax implications. A key error is not accounting for Illinois' unique tax environment, such as the absence of state tax on retirement income but potentially high property taxes.
- Local tax knowledge. Confirm how they incorporate Illinois' tax rules into your retirement and investment plans.
- Asset management approach. Ask how they balance growth and preservation tailored to your financial goals.
- Experience with diverse clients. Look for advisors who have worked with clients at different life stages and wealth levels.
- Fee structure clarity. Understand how their fees are charged and what services are included to avoid surprises.
Here are top matches to get you started. Review each profile to compare experience, credentials, and approach.
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Thomas N
Series 66
Pontiac, IL
Edward Jones
Thomas Nelson at Edward Jones in Pontiac, IL, offers wealth management with expertise in tax-loss harvesting and multi-generational wealth transfer, which is valuable for retirement planning considering Illinois' tax environment. Edward Jones' large-firm resources and a program fee up to 1.35% annually provide a structured approach, distinguishing him from smaller local advisors despite his recent industry start in 2021.
Experience: 0 years
Avg account: $246,728
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Dale M
Series 65
Fairbury, IL
Maley Financial Planning
Dale Maley offers 20 years of experience and holds a Series 65 designation, providing financial planning from an independent firm in nearby Fairbury, IL. His engineering background at Caterpillar Inc. suggests a methodical approach, and his firm focuses on personalized advisory services, which may appeal to clients seeking tailored strategies beyond standard asset management.
Experience: 20 years
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Gregory J
Series 66
Fairbury, IL
Cetera
Gregory Jones offers expertise in wealth management and retirement plans for business owners, making him well-suited for clients in Pontiac, IL, navigating local tax considerations. His flat-fee structure and affiliation with Cetera, a large SEC-registered firm with diverse investment strategies, provide a broad platform compared to smaller firms, while his four years of experience and background with Wells Fargo Advisors add valuable industry insight.
Experience: 4 years
Avg account: $306,089
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Todd M
Series 63, Series 65
Pontiac, IL
LPL Enterprise
Todd Manning's experience with tax-loss harvesting and flat-fee financial planning suits clients in Pontiac, IL, seeking to navigate Illinois' unique tax environment for retirement and asset management. Affiliated with LPL Enterprise, a large firm using model-driven investment strategies, he serves diverse clients including high-net-worth individuals and retirement plans, offering access to third-party asset managers and insurance products.
Experience: 4 years
Avg account: $239,757
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Richard H
Series 63, Series 65
Pontiac, IL
LPL Financial
Richard Hiatt's 28 years of experience and expertise in wealth management, retirement income strategy, and tax-loss harvesting make him well-equipped to address the financial needs of clients in Pontiac, IL, especially considering Illinois' unique tax environment. Affiliated with LPL Financial, a large national firm, he offers flat-fee planning up to $15,000 and serves diverse clients including retirees and business owners, distinguishing him from advisors with smaller practices or different fee structures.
Experience: 28 years
Avg account: $399,489
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