Top advisors focused on private / alternative investments in the US
The right financial advisor for you depends on how you weigh location, expertise, experience, the clients they typically serve, and how they work with you.
You might consider a private or alternative investments advisor if you're looking to diversify beyond traditional stocks and bonds, or if you have access to unique investment opportunities like private equity or hedge funds. The biggest risk is working with someone who doesn't fully understand the complexities and risks involved, which can lead to misaligned expectations or unsuitable investment choices.
- Due diligence depth. Ask how they evaluate private deals and alternative funds, including their process for assessing risk and potential returns.
- Liquidity planning. Private investments often have limited access to cash; confirm how they help you manage your overall portfolio's liquidity needs.
- Fee transparency. Alternative investments can carry complex fees; check how clearly they explain all costs and their impact on your returns.
- Regulatory knowledge. These investments have unique rules and restrictions; ensure the advisor stays current on compliance and disclosure requirements.
Here are top matches to get you started. Review each profile to compare experience, credentials, and approach.
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Edwina M
Series 65
Cincinnati, OH
Waverly Advisors, LLC
Edwina Martin specializes in private and alternative investments, supported by her Series 65 designation and experience at Waverly Advisors, LLC, which offers both discretionary and non-discretionary portfolio management. Her firm serves a diverse client base including individuals and corporations, providing a mix of centralized and customized strategies. Compared to others, she offers flat-fee financial planning ranging from $500 to $50,000, and her background includes tax planning expertise, enhancing her approach to alternative investments.
Experience: 2 years
Avg account: $1,639,930
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Thomas T
Series 66
Independence, OH
Hantz financial Services, Inc.
Thomas Trefzger specializes in private and alternative investments, supported by seven years of experience and a Series 66 designation, making him capable of navigating complex investment opportunities. His firm, Hantz Financial Services, offers flat-fee structures and model-driven ETF strategies, serving a diverse client base including business owners and retirement plan sponsors, which may provide broader financial planning and fiduciary services compared to other advisors.
Experience: 7 years
Avg account: $420,083
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Ethan S
CFP®, Series 65
Auburn Hills, MI
Plante Moran FInancial Advisors
Ethan Siekkinen specializes in private and alternative investments, offering expertise in options, derivatives, and concentrated stock management, which suits investors seeking diversification beyond traditional assets. Based in Auburn Hills, MI, he operates with a flat-fee structure for certain services and serves high-net-worth clients independently, supported by Plante Moran Financial Advisors' strategic asset allocation and proprietary market valuation approach.
Experience: 0 years
Avg account: $6,397,023
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Richard B
Series 63, Series 66
Austin, TX
Charles Schwab
Richard Brandi specializes in private and alternative investments, making him well-suited for clients seeking to diversify beyond traditional assets. Based in Austin, TX, he brings 33 years of experience and operates within Charles Schwab, a large firm serving high-net-worth individuals with a mix of discretionary and non-discretionary guidance, charging an annual 0.80% AUM fee.
Experience: 33 years
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Geoffrey T
Series 66
Chicago, IL
Sanctuary Advisors, LLC
Geoffrey Tomes specializes in private and alternative investments, supported by 26 years of experience and a Series 66 designation, making him well-equipped to navigate complex investment opportunities and risks. Operating from Sanctuary Advisors, a large firm offering flat-fee and AUM-based pricing, he serves a diverse clientele including individuals and corporations, which may provide broader insights compared to advisors focused solely on individual investors.
Experience: 26 years
Avg account: $1,618,113
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