Top private / alternative investments financial advisors
The right financial advisor for you depends on how you weigh location, expertise, experience, the clients they typically serve, and how they work with you.
If you're considering private or alternative investments, you likely want to diversify beyond traditional stocks and bonds. A common mistake is underestimating the complexity and unique risks these investments carry, which can lead to unexpected losses or liquidity issues.
- Due diligence depth. Ask how they evaluate the underlying assets and managers, not just the headline returns.
- Liquidity planning. Confirm they help you understand when and how you can access your invested capital.
- Fee transparency. Private investments often have layered fees; check how clearly these are explained.
- Portfolio fit. See if they assess how these alternatives complement your overall investment goals and risk tolerance.
Here are top matches to get you started. Review each profile to compare experience, credentials, and approach.
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Edwina M
Series 65
Cincinnati, OH
Waverly Advisors, LLC
Edwina Martin specializes in private and alternative investments, supported by her role at Waverly Advisors, LLC, which offers both discretionary and non-discretionary portfolio management across traditional and alternative assets. Her flat-fee and tiered AUM fee structures, combined with experience in tax-loss harvesting and ESG investing, provide a diverse approach compared to other advisors. Located in Cincinnati, OH, she brings a unique blend of financial planning and tax expertise to clients including individuals and corporations.
Experience: 2 years
Avg account: $1,639,930
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Thomas T
Series 66
Independence, OH
Hantz financial Services, Inc.
Thomas Trefzger specializes in private and alternative investments, supported by seven years of experience and a Series 66 designation. Operating within Hantz Financial Services, a large firm offering model-driven ETF strategies and comprehensive financial planning, he provides flat-fee and asset-based fee structures, which may appeal to clients seeking transparent costs and diversified portfolio management beyond traditional investments.
Experience: 8 years
Avg account: $420,083
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Ethan S
CFP®, Series 65
Auburn Hills, MI
Plante Moran financial advisors
Ethan Siekkinen specializes in private and alternative investments, offering expertise in options, derivatives, and concentrated stock management, which supports complex portfolio needs beyond traditional assets. Based in Auburn Hills, MI, he operates with a flat-fee structure for certain services and serves high-net-worth clients independently, distinguishing him from others by combining strategic asset allocation with a proprietary market valuation model at Plante Moran Financial Advisors.
Experience: 1 year
Avg account: $6,699,075
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Richard B
Series 63, Series 66
Austin, TX
Charles Schwab
Richard Brandi specializes in private and alternative investments, supported by 33 years of experience and a strong background in real estate investing and multi-state taxation. Based in Austin, TX, he operates within Charles Schwab, a large firm known for serving high-net-worth clients with a 0.80% annual AUM fee, offering both discretionary and non-discretionary guidance backed by extensive research resources.
Experience: 33 years
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Geoffrey T
Series 66
Chicago, IL
Sanctuary Advisors, LLC
Geoffrey Tomes specializes in private and alternative investments, supported by 26 years of experience and a Series 66 designation, making him well-equipped to navigate the complexities and risks of these asset classes. Operating from Sanctuary Advisors, a large firm offering flat-fee and AUM-based pricing, he serves a diverse clientele including individuals and retirement plans, providing customized investment programs through independent advisors and third-party platforms.
Experience: 26 years
Avg account: $1,618,113
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