Top financial advisors in Providence, RI
The right financial advisor for you depends on how you weigh location, expertise, experience, the clients they typically serve, and how they work with you.
You might be considering a financial advisor in Providence, RI if you're navigating job changes across nearby markets or managing investments with local economic factors in mind. A common mistake is choosing an advisor unfamiliar with the region's unique job market dynamics, which can affect your financial planning.
- Regional market knowledge. Confirm how well they understand Providence's access to multiple job markets and how that impacts your career and income projections.
- Experience level. Ask about their years of advising clients in similar financial situations to ensure they can handle your specific needs.
- Fee structure clarity. Inquire whether they offer flat-fee arrangements, which can simplify budgeting for advisory services.
- Certification and credentials. Check if they hold CFP® certification, indicating formal training in comprehensive financial planning.
Here are top matches to get you started. Review each profile to compare experience, credentials, and approach.
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Jonathan K
Series 66, Series 65
Providence, RI
Efficient Capital Strategies, LLC
Jonathan Kuczmarski offers financial planning and portfolio management in Providence, RI, with 12 years of experience and a focus on high-net-worth clients. His firm uses a value-based investment approach incorporating equities, fixed income, and REITs, and he provides flat-fee options ranging from $1,500 to $5,000, distinguishing him from advisors with different fee structures or client focuses.
Experience: 12 years
Avg account: $1,451,411
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Michael R
Series 66
Providence, RI
Charles Schwab
Michael Rozzero's experience at Charles Schwab, a large firm serving high-net-worth clients, equips him to address Providence's complex job market and investment needs, including multi-state taxation and real estate investing. His 0.80% annual fee and Series 66 designation distinguish him from others by combining specialized expertise with access to comprehensive managed-account services and multi-asset portfolios.
Experience: 3 years
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Anthony M
Series 63, Series 66
Providence, RI
Canton Hathaway LLC
Anthony Marcello III offers expertise in private and alternative investments, real estate investing, and factor investing, making him well-suited for clients in Providence navigating complex investment landscapes. With 29 years of experience and a flat-fee outsourced CIO service ranging from $50,000 to $150,000 annually, he serves high-net-worth clients independently, differentiating him from advisors with traditional AUM-based fees.
Experience: 29 years
Avg account: $7,291,236
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Erik M
CFP®, Series 66
Providence, RI
Newman Dignan & Sheerar, Inc.
Erik Manchester's 15 years of experience and CFP® certification equip him to address Providence's unique job market and economic factors, especially for high-net-worth clients. His firm offers flat-fee consulting and specializes in options, derivatives, and sustainable investing, distinguishing him with tailored portfolios and transparent client consent practices compared to other local advisors.
Experience: 15 years
Avg account: $1,316,947
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Samuel H
Series 65
Providence, RI
Van Liew Capital Inc
Samuel Hallowell Jr. offers extensive expertise in active portfolio and concentrated stock management, well-suited for Providence clients navigating local economic factors. With 33 years of experience at Van Liew Capital Inc., he serves high-net-worth individuals through a flat-fee and AUM-based structure, combining growth and value equity strategies with a cycle-aware investment approach.
Experience: 33 years
Avg account: $9,763,007
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