Top financial advisors in Raleigh, NC
The right financial advisor for you depends on how you weigh location, expertise, experience, the clients they typically serve, and how they work with you.
If you're planning for a major life change like buying a home, starting a family, or preparing for retirement in Raleigh, NC, the advisors below can help you navigate the financial decisions that come with these milestones. A common pitfall is working with someone who overlooks local tax nuances or the impact of Raleigh's fast-growing economy on your financial plan.
- Local tax insight. Confirm how they incorporate North Carolina's flat income tax into your overall strategy.
- Growth-aware planning. Ask how they adjust advice based on Raleigh's rapid population and economic growth.
- Experience with life stages. Look for advisors who understand the financial shifts tied to home buying, family planning, and retirement.
- Fee structure clarity. If flat-fee applies, ensure you understand what services are included and how fees are charged.
Here are top matches to get you started. Review each profile to compare experience, credentials, and approach.
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Jacqueline W
Series 66, Series 63
Raleigh, NC
FIFTH THIRD SECURITIES, Inc.
Jacqueline Williams offers expertise in passive and ESG investing along with tax-loss harvesting, which can be valuable for managing Raleigh's tax environment and economic growth. With 11 years of experience at a large firm affiliated with Fifth Third Bank, she serves a diverse client base through discretionary managed-account programs, charging a 1.50% AUM fee, distinguishing her from advisors at smaller firms or with different fee structures.
Experience: 12 years
Avg account: $230,450
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Renan G
Series 65
Raleigh, NC
Secure Wealth, Inc.
Renan Guillou in Raleigh, NC, specializes in retirement income strategy and college savings, making him well-suited for clients planning major life changes like retirement or education funding. His firm, Secure Wealth, Inc., serves high-net-worth clients independently, offering discretionary portfolio management with a focus on structured notes charged at a 2% annual flat rate, differentiating him through a blend of fundamental, technical, and modern portfolio theory approaches.
Experience: 9 years
Avg account: $597,285
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Matthew H
Series 63, Series 65
Raleigh, NC
Credit Union Investment Services
Matthew Horne offers retirement planning and passive index investing expertise tailored to Raleigh's financial landscape, supported by his Series 63 and 65 licenses and three years of experience. His affiliation with Credit Union Investment Services provides access to low-cost, index-based funds and a wrap-fee program, distinguishing him with a goals-based, long-term planning approach and a 0.25% AUM fee for cash investments.
Experience: 4 years
Avg account: $3
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Michael Y
Series 66
Raleigh, NC
Independent Advisor Alliance, LLC
Michael York offers expertise in retirement income strategy and estate planning, well-suited for clients navigating major life changes in Raleigh's dynamic economy. His firm, Independent Advisor Alliance, provides flexible fee options including flat fees up to $15,000 and quarterly wealth coaching, supporting a range of client needs with a seasoned approach and 25 years of experience.
Experience: 25 years
Avg account: $386,491
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Joel A
Series 66
Raleigh, NC
Evergreen Wealth Advisors
Joel Anderson's experience in Raleigh, NC, and his Series 66 designation equip him to address local financial needs, including tax-loss harvesting and charitable giving. His firm, Evergreen Wealth Advisors, serves both individual and high-net-worth clients with a diversified investment approach and a 0.39% annual AUM fee, distinguishing him through tax-aware management and technology-driven services.
Experience: 8 years
Avg account: $524,110
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