Top concentrated stock management financial advisors in Rocky Mount, NC

Jeffrey Collins is a financial advisor with Equitable Advisors, holding Series 63 and Series 65 licenses and offering 34 years of industry experience. He has been with Equitable Advisors since 1999 and previously associated with AXA Advisors, LLC. Collins also operates a separate business under the name Legacy Wealth Strategies. Equitable Advisors serves a diverse client base including individuals, pension and profit-sharing plans, corporations, and charitable organizations. The firm provides financial planning, retirement plan consulting, and a variety of asset-management programs, using both proprietary tools and third-party managed account platforms.

Angela Moss is a financial advisor at LPL Financial with 18 years of industry experience. She holds Series 63 and Series 65 licenses and previously worked at Crescom Bank and First South Bank in North Carolina. Outside of her advisory work, she manages an inherited rental property through an agency. LPL Financial is a national broker-dealer and SEC-registered investment adviser providing advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of financial planning and investment management solutions, utilizing model portfolios, third-party subadvisors, and customized strategies.

Warren Braswell is a financial advisor at First Advisors National, LLC with 17 years of industry experience. He has worked at Braswell Associates since 2009 and previously spent eight years at Edward Jones. Braswell is also president of Statewide Insurers Group, a life insurance and annuities business. First Advisors National provides investment management, asset allocation advice, and retirement plan consulting primarily to individual clients. The firm uses third-party money managers combined with fundamental analysis and conducts formal annual reviews, managing approximately $506.8 million in discretionary assets.

Justin Bunting is a financial advisor with OSAIC Institutions, Inc., holding Series 63 and Series 65 licenses and bringing 23 years of industry experience. His career includes roles at Infinex Investments, Inc., BB&T Investment Services, Inc., Morgan Stanley, and UBS Financial Services. He also participates in a financial advisor referral program with Southern Bank. OSAIC Institutions, Inc. is an SEC-registered investment adviser serving individuals, retirement plans, trusts, estates, and corporate clients through a network of investment adviser representatives. The firm offers customized advisory services, financial planning, ERISA plan services, and access to alternative investments, operating a hybrid adviser and broker-dealer model with both discretionary and non-discretionary accounts.

Emmett Gibson is a financial advisor with Ironsides Asset Advisors, LLC, holding a Series 65 designation and 14 years of industry experience. He has been with Ironsides since 2009 and is also president and owner of Tuscarora Company, LLC, a private investment and administrative services firm. In addition, he serves as trustee of the Robert D. Gorham, Jr. Master Foundation Trust and is involved with several foundations and other businesses. Ironsides Asset Advisors provides financial planning, portfolio management, and consulting services to individuals, high-net-worth clients, and institutional entities. The firm’s investment approach emphasizes asset allocation and active manager selection, combining quantitative and qualitative analysis across a range of asset types, including hedge funds and private equity.

Ethan Siekkinen is a CFP® and holds a Series 65 license, currently serving as a financial advisor with Plante Moran Financial Advisors. He has one year of industry experience and has previously worked at J Wilson Wealth Management and operated Rizzo Lawn Care. Plante Moran Financial Advisors, LLC provides investment advisory, financial planning, and estate planning services to a diverse client base including individual households, institutional clients, and sovereign wealth funds. The firm employs a multi-disciplinary investment process and offers both discretionary and non-discretionary portfolio management, manager search, and tax-lot accounting services.

Stephen Harris is a financial advisor at Fisher Investments with a Series 65 designation and one year of industry experience. Prior to joining Fisher Investments in 2023, he worked for Fiba Basketball and East Stroudsburg University. Fisher Investments serves institutional and private clients worldwide, offering discretionary portfolio management across equity, fixed-income, and blended mandates. The firm utilizes a centralized investment process combining quantitative and qualitative research to construct diversified portfolios and provides sub-advisory and retirement plan services.

Jace Hart is a CFP® with nine years of industry experience and currently serves as a financial advisor at Rockwall Wealth Management. His prior experience includes roles at Leo Wealth, LPL Financial, and Fidelity Brokerage Services. Rockwall Wealth Management provides portfolio management, financial planning, and consulting services to individuals, trusts, plans, charitable organizations, and businesses. The firm emphasizes diversified, low-cost ETF model portfolios with a focus on tax efficiency, liquidity, and systematic macro tilts, offering both traditional and advanced investment strategies tailored to client objectives.

Barbara Brewer is a financial advisor at RBC Capital Markets with 20 years of industry experience. She holds a Series 66 designation and has been with RBC Capital Markets Corporation since 2008. RBC Wealth Management, a division of RBC Capital Markets, serves individual investors, institutional clients, pension and profit-sharing plans, corporations, and charitable organizations. The firm offers various advisory programs with discretionary and non-discretionary portfolio management, financial planning, custody, and brokerage services, tailoring strategies to clients’ Advisory Risk Profiles through a mix of in-house and third-party providers.

Chad Clay is the sole advisor at Glass City Capital Management, LLC in Maumee, OH, holding a Series 65 credential with seven years of industry experience. Before founding his firm in 2018, he worked as an investor and previously served for eleven years with the City of Springfield, Illinois Fire Department. His background includes experience as a firefighter and EMT. Glass City Capital Management is an independent, fee-only firm providing discretionary investment management focused on long-term capital appreciation for individuals and various entities. The firm emphasizes a concentrated, actively managed equity strategy built around a core “best ideas” approach, typically holding five to forty individual securities with a preference for large-cap companies.