Top financial advisors in Santa Clara, CA
The right financial advisor for you depends on how you weigh location, expertise, experience, the clients they typically serve, and how they work with you.
If you live in Santa Clara and face complex financial decisions, such as managing high state income taxes or planning for property taxes limited by Proposition 13, you need advisors who understand these local nuances. Without this expertise, you might miss opportunities to optimize your tax situation or protect your assets effectively.
- Local tax knowledge. Confirm how they navigate California's high income taxes alongside Proposition 13's property tax limits.
- Income and asset coordination. Ask how they balance your income tax planning with long-term property tax strategies.
- Experience with diverse clients. Look for advisors who have worked with clients facing similar financial landscapes in Santa Clara.
- Fee structure clarity. Understand how their flat-fee or other pricing models align with your financial goals and complexity.
Here are top matches to get you started. Review each profile to compare experience, credentials, and approach.
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Steven D
Series 63, Series 66
Santa Clara, CA
Edward Jones
Steven Duffy's 33 years of experience at Edward Jones equip him to navigate Santa Clara's complex tax environment, including high state income taxes and Proposition 13 property tax limits. His expertise in wealth management and tax-loss harvesting, combined with a large-firm's resources and a fee structure up to 1.35% annually, distinguishes him from other advisors in the area.
Experience: 33 years
Avg account: $246,728
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Hongze C
CFP®, Series 63, Series 66
Santa Clara, CA
Mass Mutual Investors Services
Hongze Chen's 27 years of experience and CFP® certification equip him to navigate Santa Clara's complex tax environment, including Proposition 13 considerations. Affiliated with Mass Mutual Investors Services, a large firm offering comprehensive financial planning and asset management, he serves diverse clients such as business owners and trusts, distinguishing him with a broad expertise in estate and wealth transfer planning.
Experience: 28 years
Avg account: $249,379
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Syed A
Series 66
Santa Clara, CA
J.P. Morgan Securities
Syed Ali's role at J.P. Morgan Securities equips him to address complex financial needs in Santa Clara, including managing wealth with an understanding of local tax nuances. His experience with a large firm offering institutional consulting and a 0.30% annual AUM fee distinguishes him from advisors at smaller firms, providing access to extensive resources and customized investment management services.
Experience: 8 years
Avg account: $318,381
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Dan W
Series 63, Series 65
Santa Clara, CA
Transamerica Financial Advisors
Dan Wang's 27 years of experience and Series 63 and 65 licenses equip him to navigate Santa Clara's complex tax environment, including Proposition 13 property tax limits. Working with Transamerica Financial Advisors, a large firm managing $1.7 billion in assets, he offers a 0.65% AUM fee and specializes in wealth management and concentrated stock management, which may benefit founder and business owner clients.
Experience: 28 years
Avg account: $48,577
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Hanyu Z
Series 66
Santa Clara, CA
Charles Schwab
Hanyu Zhao's expertise in multi-state taxation and real estate investing suits Santa Clara residents managing complex tax scenarios, including Proposition 13 property tax limits. Affiliated with Charles Schwab, a large firm serving high-net-worth clients with a multi-asset investment approach, Zhao offers a 0.80% annual AUM fee and brings nine years of experience, including prior roles at JP Morgan, distinguishing him from advisors at smaller firms.
Experience: 9 years
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