Top equity compensation tax strategy financial advisors in Tempe, AZ
The right financial advisor for you depends on how you weigh location, expertise, experience, the clients they typically serve, and how they work with you.
If you have equity compensation like stock options or restricted stock units (RSUs) vesting soon, you need an advisor who understands how to minimize the tax hit when you exercise or sell. A common mistake is treating equity compensation like regular income, which can lead to unexpected tax bills.
- Tax timing strategies. Ask how they plan the timing of exercises and sales to reduce your overall tax burden.
- AMT and capital gains insight. Confirm they explain how alternative minimum tax (AMT) and capital gains rates affect your equity compensation.
- Integration with your financial goals. See if they consider how equity fits with your broader retirement or cash flow plans.
- Experience with local tax rules. Since Tempe, AZ has specific tax considerations, check how they handle state and local tax impacts on your equity.
Here are top matches to get you started. Review each profile to compare experience, credentials, and approach.
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Michael G
CFP®, Series 66
Chandler, AZ
Strategic Income Group LLC
Michael Gauthier specializes in equity compensation tax strategy with 22 years of experience and holds CFP® and Series 66 designations, making him well-equipped to navigate tax timing and AMT considerations for clients in the Tempe area. His firm, Strategic Income Group LLC, offers flat-fee financial planning and manages private funds focused on income and capital appreciation, serving high-net-worth individuals and business clients, which distinguishes him from others by combining tax strategy with comprehensive portfolio management.
Experience: 22 years
Avg account: $852,491
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Brandon L
Series 63, Series 66
Phoenix, AZ
First Citizens Investor Services, Inc.
Brandon Lopez specializes in equity compensation tax strategy and income planning, with eight years of experience and Series 63 and 66 licenses, serving clients from Phoenix near Tempe. Working at a large firm, First Citizens Investor Services, he offers tax-aware portfolio management and financial planning with a 1.30% AUM fee, differentiating him by combining equity tax expertise with broad advisory services.
Experience: 8 years
Avg account: $344,524
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Ekenna A
VerifiedCFP®, AAMS®, AIF®, Series 66, Series 63
Scottsdale, AZ
Pacific Canyon Investments
Ekenna Anya Gafu specializes in equity compensation tax strategy and concentrated stock management, making him well-equipped to help clients in Tempe, AZ navigate tax timing and AMT considerations. As founder of Pacific Canyon Investments, he offers flat-fee consulting based on household income and serves diverse clients including medical professionals and business owners, distinguishing him with a personalized, independent approach.
Experience: 9 years
Avg account: $188,161
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William S
Series 66
Scottsdale, AZ
Perennial Financial Services
William Sosniecki specializes in equity compensation tax strategy and related options and derivatives strategies, making him well-suited to help clients in Tempe, AZ manage tax implications of stock options and RSUs. Operating independently with a flat-fee structure, he brings experience from major firms and offers tailored portfolio management through Perennial Financial Services, serving individuals and business entities with customized financial planning.
Experience: 3 years
Avg account: $758,234
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Keith K
CFP®, ChFC®, Series 63, Series 65
Tempe, AZ
The AmeriFlex Group
Keith Klein specializes in equity compensation tax strategy in Tempe, AZ, with 29 years of experience and CFP® and ChFC® certifications, making him well-equipped to navigate tax timing and AMT considerations. His firm, The AmeriFlex Group, offers flat-fee financial planning and serves a diverse client base including individuals and corporations, providing a broad range of services beyond equity compensation.
Experience: 29 years
Avg account: $549,793
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